EVENT: Archive Dec 5, 2011


Transcript

CFTC to Hold Open Meeting to Consider Two Final Rules and One Proposal


The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Monday, December 5, 2011, at 9:30 a.m., on the following topics:

– Final Rule on Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Options Transactions;

– Further Notice of Proposed Rulemaking on Process for Making a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act

– Final Rule on Registration of Foreign Boards of Trade

NOTE: The Proposed Interpretation for Retail Commodity Transactions under Commodity Exchange Act Section 2(c)(2)(D), which had originally been scheduled for discussion during this meeting, was approved previously via seriatim.

When:

Monday, December 5, 2011, 9:30 a.m.

Where:

CFTC’s Hearing Room, 1155 21st, NW, Washington DC

Topic:

Commission meeting to consider two final rules and two proposals under the Dodd-Frank Wall Street Reform and Consumer Protection Act

Viewing/Listening Information:

 

Watch a live broadcast of the meeting via webcast on www.cftc.gov. Call-in to a toll-free or toll-telephone line to connect to a live audio feed.  Call-in participants should be prepared to provide their first name, last name and affiliation.  Conference call information is listed below:

 

US Toll-Free: 877-951-7311

International Toll: International Numbers

Passcode: 7689106

This event is open to the public on a first-come, first-served basis.

View Archived Webcast

Sunshine Act Announcement

CFTC Press Release 6148-11

Opening Statements:

Opening Statement of Chairman Gary Gensler

Chairman Gensler’s Statement of Support of the Dodd-Frank Rulemakings

Opening Statement of Commissioner Jill Sommers

Opening Statement of Commissioner Bart Chilton

Opening Statement of Commissioner Scott D. O’Malia

Opening Statement of Commissioner Mark Wetjen

Additional Documents:

Q&A: Regulation 1.25
— Approved 5 – 0

Fact Sheet: Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act
Q&A: Process for a Designated Contract Market or Swap Execution Facility to Make a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act

— Approved 4 – 1

Fact Sheet: Final Rules Regarding the Registration of Foreign Boards of Trade
Q&A: Final Rule on Registration of Foreign Boards of Trade

— Approved 5 – 0

Federal Register Releases:

76 FR 78776: 17 CFR Parts 1 and 30 Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions

76 FR 77728: 17 CFR Parts 37 and 38 Process for a Designated Contract Market or Swap Execution Facility To Make a Swap Available To Trade

76 FR 80674: 17 CFR Part 48 Registration of Foreign Boards of Trade


Last Updated: October 20, 2014