Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
|Prokosch Farms, Inc. v. Dean Michael Heffta and Water Street Advisory, Inc.
CFTC Docket No. 16-R017
|Advanta IRA Trust LLC, FBO Kevin Traina v. Tradestation Securities, Inc., Jacob Michael Hinkle and John William Sendlosky
CFTC Docket No. 16-R016
|Herbert Moskowitz and Ari Moskowitz v. Russell Edward Tanner
CFTC Docket No. 13-R015 and 13-R020
|Wesley Johnson v. Platinum Trading Solutions, Inc., Zachary S. Valentine, and Dino G. Demas
CFTC Docket No. 17-R001
|Edward Faatz v. Tradestation Securities, Inc. and Tradestation Group, Inc.
CFTC Docket No. 16-R019
|Sean Waraich v. National Australia Bank Limited
CFTC Docket No. 17-R011
|Amanda Savage v. John Savage v. Francis Michael Albright
CFTC Docket No. 15-R011 and 15-R012
|Alex Lemu v. Oanda Corp.
CFTC Docket No. 13-R017
|Cesar Leon, III v. Global Futures & Forex, Ltd.
CFTC Docket No. 13-R008
|Salvatore DiMauro v. Futures & Options Xecution LLC and Jacob J. Gullick
CFTC Docket No. 16-R010