Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
Date | Dispositions |
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In the Matter of: Rockland P. McMahan
CFTC Docket No. 08-07 |
|
An Li v. Forex Capital Markets, LLC
CFTC Docket No. 09-R054 |
|
ATS Capital Management Corp. v. John William Sendlosky and Tradestation Securit…
CFTC Docket No. 10-R015 |
|
Steven Weil v. David Eugene Unti
CFTC Docket No. 09-R022 |
|
Rebecca Weil and Steven Weil v. David Eugene Unti
CFTC Docket No. 09-R032 |
|
Natasha Weil and Steven Weil v. David Eugene Unti
CFTC Docket No. 09-R031 |
|
Robert Posey v. Stonebridge Financial Services, LLC, Erik Antonio Luna and Step…
CFTC Docket No. 10-R011 |
|
Olga Krstovic and Ranko Krstovic v. FX Solutions
CFTC Docket No. 10-R006 |
|
Xiaoping Yao v. Global Futures Exchange & Trading Company, Inc. and Patrizia So…
CFTC Docket No. 09-R046 |
|
Victor Valderrama v. 20/20 Trading, Bharat Adatia and Sharief Deona McDowell
CFTC Docket No. 09-R056 |