| ISBV |
Maturity extension (6months) of current incentive. Rate card updated added incentive for 6 months (Aug/Sept/Oct/Nov/Dec/Jan 26). Page 10 of redline underlined paragraph on Market Maker Programme Incentives and Criteria. |
07/09/2025 |
10 Day Review |
07/09/2025 |
|
3 |
| BSEF |
BSEF is withdrawing a portion of BSEF Submission No. 2025-R-06 due to additional information received from the iTraxx Europe Crossover index administrator |
07/02/2025 |
Notified |
07/02/2025 |
|
1 |
| GFISEF |
GFI is amending the terms and conditions of its Rulebook, GFI SEF Rule 541(e)(i) for further clarification regarding the requirement to notify the SEF, in writing, of Error, Offset, and Correction Trades. |
06/30/2025 |
10 Day Review |
06/30/2025 |
|
3 |
| LGX |
Revision of SEF Rules to incorporate FCM Participants |
06/13/2025 |
Certified |
06/30/2025 |
|
3 |
| LGX |
MIAXdx SEF Operations Manual |
06/13/2025 |
Certified |
06/30/2025 |
|
2 |
| SPECTR |
SpectrAxe Liquidity Provider Program and Volume Credit Program |
06/03/2025 |
Certified |
06/17/2025 |
|
2 |
| LGX |
Amendments to Direct Access Participant Agreement |
05/30/2025 |
Certified |
06/13/2025 |
|
3 |
| BSEF |
Bloomberg SEF LLC ("BSEF") is certifying to the U.S. Commodity Futures Trading Commission ("CFTC" or "Commission") the amendment of its swap execution facility ("SEF") Rulebook as detailed in Exhibit A. |
05/28/2025 |
Certified |
06/11/2025 |
|
1 |
| IGDL |
Amendments to the IGDL SEF Discount Structure Appendix |
05/23/2025 |
Certified |
06/09/2025 |
|
1 |
| SPECTR |
Amendment of SpectrAxe Rulebook to reflect SpectrAxe's conversion from LLC to corporation and affiliate protections. Update SpectrAxe Fee Schedule. |
05/13/2025 |
Certified |
05/28/2025 |
|
2 |
| GFISEF |
GFI SEF is amending the terms and conditions of its Rulebook, to include additional information regarding the Facility's fee schedule. Additional changes were made for certain formatting corrections primarily to rule 541. |
05/08/2025 |
Certified |
05/22/2025 |
|
3 |
| BGC |
BGC SEF is amending the terms and conditions of its Rulebook, to include additional information regarding the Facility's fee schedule. |
05/08/2025 |
Certified |
05/22/2025 |
|
3 |
| BSEF |
Bloomberg SEF LLC ("Bloomberg SEF") is certifying to the U.S. Commodity Futures Trading Commission ("CFTC" or "Commission") the (i) issuance of BSEF Notice to Participants 2025-R-1 regarding Participants' obligation to review and update BSEF records. |
04/15/2025 |
Certified |
04/29/2025 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification: Amendments to the Bloomberg SEF LLC Rulebook BSEF Submission No. 2025-R-03 |
03/31/2025 |
Certified |
04/14/2025 |
|
1 |
| SPECTR |
Updating the SEF's rulebook to enable block trading on the SEF |
03/27/2025 |
Certified |
04/10/2025 |
|
1 |
| CBOESEF |
Adding Credit Intermediary Program |
03/18/2025 |
Certified |
04/01/2025 |
|
2 |
| BSEF |
CFTC Regulation 40.6(a) Certification: Amendments to the Bloomberg SEF LLC Rulebook BSEF Submission No. 2025-R-02 |
03/11/2025 |
Certified |
03/25/2025 |
|
1 |
| CBOESEF |
Clarification of Cboe SEF's trading hours. |
03/11/2025 |
Certified |
03/25/2025 |
|
1 |
| TRAD |
The Securities and Exchange Commission ("SEC") has approved Tradition SEF's Rulebook v27 as part of its approval of Tradition SEF, LLC as a Security-Based Swap Execution Facility on January 29, 2025. Submitting for CFTC approval and detail Rule changes. |
02/24/2025 |
Certified |
03/10/2025 |
|
3 |
| LGX |
Amendments to SEF Operations Manual |
02/19/2025 |
Certified |
03/05/2025 |
|
4 |
| LGX |
Please find attached clean and redline versions of the MIAXdx SEF Compliance Manual, along with a Rule 40.6 cover letter. |
02/19/2025 |
Certified |
03/05/2025 |
|
2 |
| LGX |
Please find attached clean and redline versions of the MIAXdx SEF Rulebook, along with a Rule 40.6 Cover Letter describing the revisions. |
02/17/2025 |
Certified |
03/03/2025 |
|
3 |
| LGX |
Updates to SEF Operations Manual |
02/17/2025 |
Certified |
03/03/2025 |
|
2 |
| LGX |
Certification of new SEF Compliance Manual |
02/14/2025 |
Certified |
03/03/2025 |
|
2 |
| LGX |
Changes to Fee Schedule |
02/14/2025 |
Certified |
03/03/2025 |
|
1 |
| AEGIS |
Amending Rule 4.11.1 to clarify language pertaining to block trade treatment |
02/11/2025 |
Certified |
02/26/2025 |
|
4 |
| CBOESEF |
Amendments to Cboe SEF's Market Maker Program. |
02/03/2025 |
Certified |
02/18/2025 |
|
1 |
| CBOESEF |
Order review time (ORT) amendments. |
02/03/2025 |
Certified |
02/18/2025 |
|
1 |
| RTX |
Amendment to SEF Rulebook |
01/16/2025 |
Certified |
01/31/2025 |
|
2 |
| ISBV |
Maturity extension (6 months) of current incentive. Rate card updated added incentive for 6 months (Feb '25 9 July '25). Page 10 of redline underlined paragraph on Market Maker Programme Incentives and Criteria. |
01/13/2025 |
Certified |
01/27/2025 |
|
3 |
| BGC |
BGC SEF is amending its Rulebook to incorporate additional 1) underlying indices for equities and credit swaps listed for trading; 2) language around methods of execution; and 3) correct technical errors in rule references to align with CFTC Rules. |
01/10/2025 |
Certified |
01/27/2025 |
|
4 |
| SPECTR |
SpectrAxe is amending (and reformatting) its Fee Schedule to offer Makers an ongoing 50% discount from the current fees. |
12/30/2024 |
Certified |
01/15/2025 |
|
2 |
| AEGIS |
Amending certain rules to ensure requirements of Participants are specific to activities related to actions performed on AEGIS Markets. |
12/18/2024 |
Certified |
01/06/2025 |
|
3 |
| CBOESEF |
Removed definition of Primary Economic Terms and added new definition for Required Swap Creation Data. Amended Rules 516(2) and (3) (SDR Reporting). |
12/17/2024 |
Certified |
01/03/2025 |
|
1 |
| LGX |
Revised Fee Schedule |
12/17/2024 |
Certified |
01/03/2025 |
|
1 |
| ISBV |
iSwap submits amendments to its Fee Structures and Incentives, which has been amended to highlight transaction and execution fees for the Targeted Streaming Market. The Program will incentivize liquidity and volume on the iSwap Venue. |
12/13/2024 |
Certified |
12/31/2024 |
|
3 |
| AEGIS |
Rulebook and Exhibit N-1 Participant Agreement amended to allow for Block Trades |
12/10/2024 |
Certified |
12/26/2024 |
|
4 |
| AEGIS |
Updates to AEGIS Markets Rulebook and Exhibit K (Fee Schedule) |
12/09/2024 |
Certified |
12/23/2024 |
|
5 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Issuance of BSEF Notice to Participants 2024-R-19. |
12/09/2024 |
Certified |
12/23/2024 |
|
1 |
| AEGIS |
Updates to AEGIS Markets Rulebook and Exhibit K (Fee Schedule) |
12/05/2024 |
Notified |
12/05/2024 |
|
5 |
| BSEF |
Bloomberg SEF LLC - Rule Amendment - Revised Fees (2024-R-18) |
12/03/2024 |
Certified |
12/17/2024 |
|
1 |
| TPSEF |
Amendments to Rules 4003.A. (Execution of Transactions) and 4011 (Time Delay Requirement for Required Cross Transactions) of the tpSEF Rulebook. |
12/03/2024 |
Certified |
12/17/2024 |
|
1 |
| TPSEF |
Amendments to tpSEF Inc. Risk Mitigation Procedures. |
12/03/2024 |
Certified |
12/17/2024 |
|
1 |
| GFISEF |
GFI is amending the terms and conditions of its Rulebook, GFI SEF Rule 1101, and Appendix A - Contract Specifications to incorporate equity index swaps, option on variance swaps, and volatility swaps, as well as additional underlying indices for equities. |
11/26/2024 |
Certified |
12/10/2024 |
|
3 |
| BSEF |
CFTC Regulation 40.6(a) Certification - Issuance of BSEF Notice to Participants |
11/26/2024 |
Certified |
12/11/2024 |
|
1 |
| RTX |
Fee Schedule Amendment |
11/26/2024 |
Certified |
12/11/2024 |
|
1 |
| RF SEF |
Incentive program waiving the API fee for new liquidity providers pricing on PriceStream only until June 30, 2025 |
11/25/2024 |
Certified |
12/10/2024 |
|
1 |
| AEGIS |
Rule 4.4 - Clean up of description of `electronic messaging capability' Rule 4.15.2 - Remove reference to 'electronic communications capability'Rule 9.8 - Correction of rule reference |
11/19/2024 |
Notified |
11/19/2024 |
|
3 |
| BSEF |
CFTC Regulation 40.6(a) Certification: Amendment to the Bloomberg SEF LLC Rulebook |
11/15/2024 |
Certified |
12/02/2024 |
|
1 |
| ISBV |
iSwap Euro B.V. - Rulebook Amendment |
11/01/2024 |
Certified |
11/15/2024 |
|
8 |
