TRAD |
Rule amendments incorporating the concept of Authorized Agent and other miscellaneous changes. |
12/12/2014 |
Certified |
12/29/2014 |
|
2 |
TRAD |
Extension of the hours of operation of the Trad-X Interest Rate Swap trading platform. |
03/27/2015 |
Certified |
04/10/2015 |
|
1 |
TRAD |
Updates to Tradition SEF Rulebook Appendix A and Appendix B to add CAD Overnight Repo Rate Average (CORRA) and Markitr iBoxx USD Liquid Investment Grade (IG Index) Credit Index. |
05/19/2023 |
Certified |
06/05/2023 |
|
5 |
TRAD |
Tradition SEF, Inc. - Amendments to Trad-X Platform Supplement - TRAD #14-17 |
06/05/2014 |
Certified |
06/20/2014 |
|
1 |
TRAD |
Amendment to the tradition SEF fee schedule |
07/01/2015 |
Certified |
07/16/2015 |
|
2 |
TRAD |
Amendments to the Tradition SEF Fee Schedule |
11/27/2017 |
Certified |
12/11/2017 |
|
2 |
TRAD |
Amendments to Fee Schedule |
10/07/2019 |
Certified |
10/22/2019 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook and StreamGlobal Credit Default Swap Trading Platform Supplement |
03/29/2018 |
Certified |
04/12/2018 |
|
3 |
TRAD |
Amendments to Tradition SEF Rulebook. |
08/31/2017 |
Certified |
09/15/2017 |
|
2 |
TRAD |
Amendments to the StreamGlobal Platform Supplement. |
08/31/2017 |
Certified |
09/15/2017 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook |
07/09/2015 |
Certified |
07/23/2015 |
|
2 |
TRAD |
Updated SEF Fee Schedule amending Section D (Trade Processing Fees). |
05/12/2022 |
Certified |
05/26/2022 |
|
3 |
TRAD |
Rule amendments regarding post-trade name give up for intended to be cleared swaps and other conforming amendements to reflect no-action letter expirations. |
06/30/2021 |
Certified |
07/15/2021 |
|
1 |
TRAD |
Amendments to Tradition SEF Rulebook. |
11/28/2017 |
Certified |
12/12/2017 |
|
2 |
TRAD |
Rule amendments adding a disregard order type and incorporating regulatory requirements to be explicit within the Rulebook; platform supplement amendments for which confidential treatment has been requested. |
07/22/2014 |
Certified |
08/05/2014 |
|
4 |
TRAD |
Amendments to the tradition SEF Fee Schedule. |
12/12/2016 |
Certified |
12/27/2016 |
|
1 |
TRAD |
Amendments to theTradition SEF Rulebook and Trad-X Interest Rate Swap Trading Platform Supplement. |
03/08/2019 |
Certified |
03/22/2019 |
|
3 |
TRAD |
Notification of Amendments to Tradition SEF, Inc. Rulebook and User Agreement. TRAD #13-0003 |
11/20/2013 |
Certified |
12/06/2013 |
|
0 |
TRAD |
Amendments to Tradition SEF Rulebook. |
09/21/2015 |
Certified |
10/05/2015 |
|
2 |
TRAD |
Amendments to Tradition SEF Rulebook. |
09/16/2016 |
Certified |
09/30/2016 |
|
2 |
TRAD |
Revised rulebook to reflect new entity name following Commission approval to transfer SEF registration. |
04/01/2021 |
Notified |
04/01/2021 |
|
3 |
TRAD |
Amendments to Tradition SEF Rulebook |
06/03/2015 |
Certified |
06/17/2015 |
|
2 |
TRAD |
Emergency Rule Certification - amended to comply with the conditions for the time-limited no-action relief provided in CFTC Letter No. 13-58 TRAD #13-0002 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
TRAD |
Representation in Connection with Notice of Intent to Rely on Time-Limited No-Action Relief provided by CFTC Letter No. 13-62 from requirement to comply with Commission Regulation 37.702(b) |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
TRAD |
Amendments to Tradition SEF Trad-X Platform Supplement. |
03/31/2016 |
Certified |
04/14/2016 |
|
1 |
TRAD |
Amendments to Tradition SEF Rulebook and Trad-X IRS Platform Supplement. |
03/18/2019 |
Certified |
04/01/2019 |
|
4 |
TRAD |
CFTC Submission 2023-04 self-certification contains a rule change requiring certain SOFR and SONIA swaps to be subject to the trade execution requirement. The effective date for this rule change is August 7, 2023. Appendix A is being amended. |
07/24/2023 |
Certified |
08/07/2023 |
|
3 |
TRAD |
Notification of Amendments to Tradition SEF, Inc. Rulebook |
10/16/2020 |
Certified |
10/30/2020 |
|
5 |
TRAD |
Amendment to Tradition SEF's StreamGlobal Credit Default Swap Trading Platform Supplement. |
05/31/2018 |
Certified |
06/14/2018 |
|
3 |
TWSEF |
TW SEF made certain updates to its Fully Integrated API Services Fee Schedule (Rate Swaps Currencies - Tokyo Hours Only) |
01/07/2020 |
Notified |
01/07/2020 |
|
2 |
TWSEF |
Market Regulation Notice Concerning Block Trades |
10/19/2020 |
Certified |
11/02/2020 |
|
1 |
TWSEF |
Amendments to TW SEF's Fully Integrated API Services Fee Schedule (Emerging Market Currencies) |
02/21/2020 |
Certified |
03/06/2020 |
|
2 |
TWSEF |
Fee Schedule update for Credit Default Swaps |
07/15/2021 |
Certified |
07/29/2021 |
|
2 |
TWSEF |
Notice to Participants re MAT / Agency MBS Package Transactions (4.20.15)Cover Letter re Notice to Participants (4.20.15) |
04/20/2015 |
Certified |
05/04/2015 |
|
2 |
TWSEF |
Amended TW SEF Rulebook |
10/03/2016 |
Certified |
10/18/2016 |
|
4 |
TWSEF |
Notice to All Participants of TW SEF LLC:RFQ1 Treatment for MAT Swap Leg of Specified Package Transactions |
02/04/2015 |
Certified |
02/19/2015 |
|
2 |
TWSEF |
Amended TW SEF Rulebook to account for recent CFTC No-Action Letters 15-24 and 15-25. |
06/09/2015 |
Certified |
06/23/2015 |
|
6 |
TWSEF |
Amended TW SEF Rulebook |
09/30/2015 |
Certified |
10/15/2015 |
|
4 |
TWSEF |
Notice to Participants that the SEF's US Dollar Interest Rate Swaps, Canadian Dollar Interest Rate Swaps and CDX markets will be closed on November 11, 2013. |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
TWSEF |
TW SEF LLC - Rule Amendments - Amended SEF Rulebook: (1) Staff Guidance and (2) comments and questions received on TW's SEF. (January 31, 2014) |
01/31/2014 |
Certified |
02/15/2014 |
|
1 |
TWSEF |
Updates to the TWSEF Compliance Manual |
04/13/2022 |
Certified |
04/27/2022 |
|
2 |
TWSEF |
Amendments to TW SEF Rulebook |
02/21/2017 |
Certified |
03/07/2017 |
|
4 |
TWSEF |
Amended TW SEF Rules |
12/10/2015 |
Certified |
12/24/2015 |
|
4 |
TWSEF |
Amended Fee Schedule for CAD Swaps for API Participants |
11/28/2016 |
Certified |
12/12/2016 |
|
1 |
TWSEF |
Amendment to TW SEF Rates Fee Schedule |
07/23/2020 |
Certified |
08/05/2020 |
|
4 |
TWSEF |
Amendments to TW SEF's Fully Integrated API Services Fee Schedule (All Credit Default Swap Indices). |
06/03/2020 |
Certified |
06/17/2020 |
|
2 |
TWSEF |
TW SEF Letter Re Rule Changes (11.18.15)Ex. A - TW SEF Chart of Rule Changes (11.18.15)Ex. B - TW SEF Rulebook (Clean 11.18.15)Ex. C - TW SEF Rulebook (Marked 11.18.15) |
11/18/2015 |
Certified |
12/03/2015 |
|
4 |
TWSEF |
Amendments to TW SEF Market Regulation Advisory Notice re Trading Protocols |
01/15/2016 |
Certified |
02/01/2016 |
|
3 |
TWSEF |
Amended TW SEF Rulebook |
01/15/2016 |
Certified |
02/01/2016 |
|
4 |
TWSEF |
Market Participant Notice- SDR reporting |
11/22/2022 |
Certified |
12/07/2022 |
|
2 |