| NYMEX |
New Rule 9.00B provides for close-out netting of positions in the event of a clearing house default. |
11/19/2008 |
Approved |
11/19/2008 |
This Rule was Self-Certified on 11/19/2008 and Deemed Approved on 11/19/2008. |
1 |
| OCC |
Permits OCC to clear and settle a type of credit default product traded by CBOE |
04/23/2007 |
Approved |
06/05/2007 |
The Commission has issued an order that exempts the trading and clearing of these products from any provisions of the Commodity Exchange Act that would be transgressed by trading and clearing them through, respectively, a securities exchange and clearinghouse. |
4 |
| OCC |
Permits OCC to clear and settle a type of credit default product traded by CBOE |
02/13/2007 |
Approved |
06/05/2007 |
The Commission has issued an order that exempts the trading and clearing of these products from any provisions of the Commodity Exchange Act that would be transgressed by trading and clearing them through, respectively, a securities exchange and clearinghouse. |
5 |
| LCHLLC |
LCH.Clearnet LLC, in connection with its acquisition of International Derivatives Clearinghouse, LLC, has submitted its Rulebook consisting of regulations and procedures and a compliance matrix demonstrating its compliance with the DCO Core Principles. |
08/24/2012 |
Approved |
01/23/2013 |
LCH.Clearnet LLC acquired the International Derivatives Clearinghouse, LLC. |
2 |
| EUREX |
Proposed rule changes in Eurex Clearing Circular 092-16 related to allowing accounts with certain commercial banks for cash obligations, introduction of the British pound, allowing cash balances to be held in pounds, and introducing a settlement bank fee |
07/11/2016 |
Certified |
07/25/2016 |
. |
2 |
| CCORP |
Reorganization & Proxy Materials |
09/24/2003 |
Certified |
09/24/2003 |
|
0 |
| NYMEX |
NYMEX Brent Block Trade Broker Rebate Program |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
| MGEX |
Rule amendment to update the membership requirement as it pertains to clearing privileges. |
07/19/2012 |
Certified |
08/03/2012 |
|
1 |
| LCHLTD |
Amendments to rules to admit Futures Commission Merchants to join the EnClear and Nodal service and clear transactions on behalf of their clients. |
09/25/2012 |
Certified |
10/11/2012 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 14 November 2016. |
11/20/2016 |
Notified |
11/20/2016 |
|
2 |
| LCHLTD |
Rule changes to include provisions for Custodial Segregated Accounts, a new type of client account being offered under LCH's EMIR Client account model. |
12/15/2016 |
Certified |
12/30/2016 |
|
1 |
| ICECC |
ICC proposes to formalize the ICC Model Validation Framework. |
03/28/2017 |
Certified |
04/11/2017 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 108-17 related to amending the last trading day and final settlement day for listed FX futures and options contracts |
10/27/2017 |
Certified |
11/13/2017 |
|
2 |
| EUREX |
Weekly Notification of Rule Amendments - Week of December 4, 2017 |
12/08/2017 |
Notified |
12/08/2017 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 023-18 related to broadening the scope of the Multiple Clearing Relationship Framework, align outsourcing rules with German law, and amending one technical agreement |
02/27/2018 |
Certified |
03/13/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 055-18 related to termination fees for compression runs, repayment of excess prefunding amounts, and editorial changes |
06/01/2018 |
Certified |
06/15/2018 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of December 21, 2020 |
12/30/2020 |
Notified |
12/30/2020 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification changes to the ForexClear fee schedule. |
12/15/2021 |
Certified |
12/30/2021 |
|
1 |
| ICLREU2 |
ICE Clear Europe Limited proposes to amend Part H of its Delivery Procedures to cover ICE Endex German THE Natural Gas Daily Futures Contracts |
03/08/2022 |
Certified |
03/21/2022 |
|
2 |
| OCC |
Rule Certification Concerning OCC's Collateral Haircuts and Standards for Clearing Banks and Letters of Credit |
01/19/2023 |
Certified |
02/02/2023 |
|
3 |
| CME |
Performance Bond Deposits Line of Credit |
10/06/2003 |
Certified |
10/06/2003 |
|
1 |
| CBT |
Modification of procedures for determining daily settlement prices for CBOT 10 year U.S. Treasury Note Options |
10/15/2007 |
Certified |
10/17/2007 |
|
1 |
| OCC |
Rule changes to comply with Part 39 DCO regulations effective May 7, 2012; OCC-2012-06 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
| NYMEX |
Delisting eleven tanker freight forwards contracts |
07/23/2012 |
Certified |
07/23/2012 |
|
1 |
| CME |
Amendments to Chapter 8H of CME Rulebook |
12/04/2014 |
Certified |
12/18/2014 |
|
1 |
| LCHLTD |
In exceptional circumstances, LCH.Clearnet will manually accept a SwapClear Transaction on behalf of a Clearing Member that is unable to do so itself, rule changes are being implemented to describe the acceptance process. |
07/23/2015 |
Certified |
08/06/2015 |
|
1 |
| CMECE |
Weekly Notification of Rule amendments for week of January 30, 2017. |
02/10/2017 |
Notified |
02/10/2017 |
|
1 |
| OCC |
Proposed rule change concerning the requirement for Clearing Members to participate in default management testing. |
03/28/2017 |
Certified |
04/11/2017 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 28 May 2018. |
06/04/2018 |
Notified |
06/04/2018 |
|
2 |
| ICECC |
ICC proposes amendments to the ICC Rulebook relating to Mark-to-Market Margin. |
07/11/2018 |
Certified |
07/25/2018 |
|
2 |
| ICLREU2 |
ICE Clear Europe proposes a revised approach to computing single name CDS liquidity charges. Specifically, ICE Clear Europe proposes to introduce minimum instrument liquidity requirements independent of instrument maturities. |
05/13/2019 |
Certified |
05/28/2019 |
|
2 |
| MGEX |
Amendments to Chapters 1, 21, and 23 of MGEX's Rules to incorporate the clearing of Bitnomial Exchange, LLC contracts. |
07/14/2020 |
Certified |
07/28/2020 |
|
1 |
| ICE NGX |
Amendments to ICE NGX's Risk Management Framework |
02/19/2021 |
Certified |
03/05/2021 |
|
2 |
| LX |
LedgerX revised Rulebook |
12/15/2021 |
Certified |
12/30/2021 |
|
2 |
| MGEX |
Notification of margin changes made prior week |
03/08/2022 |
Notified |
03/08/2022 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of May 30, 2022 |
06/07/2022 |
Notified |
06/07/2022 |
|
1 |
| CME |
Cross-Margining Program |
11/19/2003 |
Certified |
11/19/2003 |
|
0 |
| OCC |
Modification of description of assignment proceudres for processing exercise notices to reflect expanded use of sub-accounts established by a clearing member for a single beneficial owner |
10/09/2007 |
Certified |
10/17/2007 |
|
1 |
| ICLREU2 |
Certification in relation to fees for EMIR customer accounts |
07/23/2015 |
Certified |
08/06/2015 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of December 5, 2016 |
12/15/2016 |
Notified |
12/15/2016 |
|
1 |
| SGX-DC |
Self certification of amendments to SGX-DC Clearing Rules in relation to iron ore swap contracts for implementation on July 2017. |
06/19/2017 |
Certified |
07/03/2017 |
|
2 |
| MGEX |
Amendments to MGEX Chapter 21 Rules to enhance transparency and compliance with CFTC regulations. |
10/27/2017 |
Certified |
11/13/2017 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 047-19 related to providing the fees applicable for Xetra order book and off-book transactions in cash equity products |
05/13/2019 |
Certified |
05/28/2019 |
|
2 |
| LCHLTD |
LCH is submitting for self-certification corrections to the ForexClear Product Specific Contract Terms and Eligibility Criteria Manual and FCM Product Specific Contract Terms and Eligibility Criteria Manual. |
01/06/2022 |
Certified |
01/21/2022 |
|
3 |
| CME |
See filing. |
01/19/2023 |
Certified |
02/02/2023 |
|
2 |
| LCHLTD |
Pursuant to CFTC, LCH Limited is submitting for self-certification changes to its Rulebook required to implement a new initiative permitting ForexClear Clearing Members to contribute to the default fund in EUR cash. |
05/03/2023 |
Certified |
05/16/2023 |
|
1 |
| LCHLTD |
LCH proposes adding a provision limiting use of Information received by Potential Transferees in default scenarios for the purpose of assessing the transfer of one or more of the Defaulter's FCM Contract(s) / collateral, to be used for this purpose only. |
12/14/2023 |
Certified |
12/29/2023 |
|
1 |
| CME |
Clearing Member Net Capital |
09/05/2003 |
Certified |
09/05/2003 |
|
1 |
| NADEX |
Change in Payout Criteria for several contracts |
06/01/2007 |
Certified |
06/01/2007 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited has self-certified changes to its General Default Fund, to be effective on November 6, 2013. |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
