Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Gasoline Index Futures 10/26/2005 Certified 10/26/2005 0
OCC FCMs: 90 Days to File ARs 07/14/2005 Certified 07/14/2005 1
OCC Allocation of Cleared Trades 12/13/2005 Certified 12/13/2005 1
OCC Adjustment to Futures and Futures Options 12/23/2005 Certified 12/23/2005 1
OCC STANS Clearing Fund 12/12/2005 Certified 12/12/2005 1
OCC Default: Liens on Clearing Member Accounts 12/16/2004 Certified 12/16/2005 0
OCC Netting of Member Accounts in Case of OCC Bankruptcy 10/26/2005 Certified 10/26/2005 0
OCC Correction of Post Submission Errors 10/26/2005 Certified 10/26/2005 0
OCC XM Agreement: OCC-CORP 02/01/2005 Certified 02/01/2005 1
OCC Clearing of USFE FX Contracts 09/20/2005 Certified 09/20/2005 0
CCORP Clearing of USFE FX Contracts 09/20/2005 Certified 09/20/2005 1
CCORP CCX Sulfur & Nitrogen Financial Futures 03/21/2005 Certified 03/21/2005 1
CCORP New Eurex US Contracts 01/20/2005 Certified 01/20/2005 1
NYMEX Consolidation of NYMEX/COMEX Membership Rules 10/31/2005 Certified 10/31/2005 1
ICLR US Margin Committee 09/23/2005 Certified 09/23/2005 1
ICLR US Margin Committee Members 06/16/2005 Certified 06/16/2005 1
ICLR US Futures Spreads Cotton Sugar 03/07/2005 Certified 03/07/2005 0
LCHLTD Selected Margin Changes 11/08/2005 Certified 11/08/2005 0
NADEX Binary Hedgelets Payout Criteria 11/29/2005 Certified 11/29/2005 0
NADEX Amended DCM Order 12/05/2005 Certified 12/05/2005 1
CBT CBOT: EUREX-CCorp Link 05/14/2004 Certified 05/14/2004 0
CCORP CCFE Product rules 11/24/2004 Certified 11/24/2004 1
CCORP General Guaranty Fund ChemConnect CXX Participant Member Guaranty 11/01/2004 Certified 11/02/2004 1
CCORP CDX Exchange 07/28/2004 Certified 07/28/2004 0
CCORP Eurex Phase I Memorandum and Order 10/21/2004 Certified 10/29/2004 1
CCORP CBOT references, Guaranty Fund, clearing members 03/11/2004 Certified 03/11/2004 1
OCC Price Adjustments Dividends Distributions 10/25/2004 Certified 10/25/2004 0
OCC Variance Futures 05/10/2004 Certified 05/10/2004 1
CME Hedge Funds Member Fees 12/06/2004 Certified 12/06/2004 1
CME Collateral Management Program 05/11/2004 Certified 05/11/2004 0
CME Equity Index Performance Bonds 02/02/2004 Certified 02/02/2004 0
NADEX Amended Order of Registration 12/01/2004 Certified 12/01/2004 1
NADEX Market Makers Non Fully Paid Contracts 09/20/2004 Certified 09/20/2004 1
NADEX DCO Application, Staff Memo, Order 02/18/2004 Certified 02/18/2004 0
NADEX Fully Paid Contracts 12/21/2004 Certified 12/21/2004 1
NADEX Market Makers 09/08/2004 Certified 09/08/2004 1
NADEX VPH Contracts 02/27/2004 Certified 02/27/2004 0
NADEX Heating Oil and Propane Contracts 02/27/2004 Certified 02/27/2004 0
NADEX Financing et al. 07/15/2004 Certified 07/15/2004 1
NADEX Market Makers Line of Credit 07/26/2004 Certified 07/26/2004 1
LCHLTD Penultimate Henry Hub Nat Gas Options & Swaps 01/16/2004 Certified 01/16/2004 0
MGEX Gross Speculative Position Limits 01/16/2004 Certified 01/16/2004 0
NYMEX Voiding OTC Contract Submissions Clearport 03/18/2004 Certified 03/18/2004 1
NYMEX OTC Look-Alike Contract Position Limits 03/19/2004 Certified 03/19/2004 1
ICLR US Self Clearing Members 08/17/2004 Certified 08/17/2004 0
ICLR US Individual Clearing Members 06/24/2004 Certified 06/24/2004 0
NYMEX NYMEX 07.45 Position Reporting Dubai Mercantile Exchange 04/03/2007 Certified 04/03/2007 1
ICLR US NYBOT Merger 05/06/2004 Certified 05/06/2004 0
OCC 2004-13 Borrowing against clearing fund 06/28/2004 Certified 06/28/2004 1
OCC 2004-20 STANS Risk Management 11/15/2004 Certified 11/17/2004 1