Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD Rulebook changes to accommodate straight-through processing. 04/15/2013 Certified 04/30/2013 1
LCHLTD Circular to FCM SwapClear, ForexClear, and EnClear Clearing Members clarifying how FCM Clearing Member requests for the return of excess amounts will be treated where the request does not specify whether the FCM clearing member seeks the return of Unal 11/12/2013 Certified 11/27/2013 1
NYPC NYPC hereby submits to the Commission a rule filing pursuant to the self-certification provisions of Reg. 40.6 for which it is seeking confidential treatment in accordance with the provisions of Commission Regs. 145.5 and 145.9. 05/07/2014 Certified 05/22/2014 1
ICLREU2 ICE Clear Europe submits for self-certification amendments that modify the Clearing Rules in order to comply with requirements under the European Market Infrastructure Regulation that will apply to ICE Clear Europe as an authorized central counterparty. 08/12/2014 Certified 08/26/2014 1
LCHLTD LCH.Clearnet Limited is announcing the transition from 'linked' to 'unlinked' model of trade booking workflow; which will mean that the original executing party is no longer visible on LCH.Clearnet Limited member reporting. 09/16/2014 Certified 09/29/2014 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the refinement of the CDS Liquidity Margin initiative (Lot 3) to be implemented on 26 July 2016 07/12/2016 Certified 07/26/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification an incentive fee rebate program. 10/05/2016 Certified 10/20/2016 1
CME Weekly Notification of Rule Amendments - Week of November 14, 2016 11/22/2016 Notified 11/22/2016 1
ICLR US Change to Concentration Charge for Agricultural Products 03/31/2017 Certified 04/14/2017 2
LCHLTD LCH Ltd intends to extend the contracts eligible for portfolio margining with SwapClear products. 10/02/2017 Certified 10/16/2017 1
ICLR US ICUS is amending its Risk Management Framework to provide for enhancements related to concentration charges for agricultural products. 01/09/2018 Certified 01/24/2018 2
CME Termination of the OTC FX Non-Deliverable Forwards Incentive Program 10/04/2018 Certified 10/19/2018 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to its cash investment yield schedule. 03/26/2019 Certified 04/09/2019 2
CME Weekly Notification of Rule Amendments - Week of October 28, 2019 11/06/2019 Notified 11/06/2019 1
LCHLTD LCH Limited Self-Certification: minor amendments to the ForexClear fee schedule 12/06/2019 Certified 12/20/2019 1
CME Weekly Notification of Rule Amendments - Week of September 7, 2020 09/16/2020 Notified 09/16/2020 1
CME Administrative Modifications to CME Clearing's Liquidity Risk Management Framework 11/09/2021 Certified 11/24/2021 2
EUREX Weekly Notification of Rule Amendments - Week of June 20, 2022 06/24/2022 Notified 06/24/2022 1
LCHLTD LCH Limited is submitting for self-certification revisions to its rules to withdraw eligibility for certain swaps denominated in Singapore Dollar. 09/23/2022 Certified 10/07/2022 3
ICE NGX Amendment to Default Management Procedures 12/16/2022 Certified 01/03/2023 2
CME Weekly Notification of Rule Amendments - Week of March 20, 2023 03/28/2023 Notified 03/28/2023 1
OCC Rule Certification Concerning the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation. 11/01/2023 Certified 11/16/2023 4
LCHLTD Endex Clearing (Dutch Electricity) 12/16/2002 Certified 12/16/2002 0
ICLREU2 Rule amendments re conversion of the MISO Cinergy Hub to the MISO Indiana Hub 10/06/2011 Certified 10/22/2011 1
NYMEX Cross-Venue Futures Options Energy Incentive Program; 11-487 12/08/2011 Certified 12/23/2011 2
LCHLLC This submission reflects changes to the LCH.Clearnet LLC rulebook since 23 August 2012. 10/26/2012 Certified 11/10/2012 1
LCHSA The LCH.Clearnet SA LMC has approved a change in Default fund remuneration. 05/14/2014 Certified 05/29/2014 1
CME Expansion of the Listing Schedule for the Urea (Granular) FOB US Gulf Coast Swaps (Clearing Only) Contract 07/29/2015 Certified 08/12/2015 1
LCHLTD The LCH.Clearnet SwapClear service will be adding to its fees a straight through pass through of the fees charged to LCH.Clearnet by ICE Benchmark Administration Limited, which is payable for each new trade which references ICE LIBOR index. 01/13/2016 Certified 01/28/2016 1
ICECC ICC proposes amendments to its Clearing Rules (and the adoption of related procedures) involving clearing house default management, recovery and wind-down. 10/06/2016 Certified 12/23/2016 9
CMECE Weekly Notification of Rule Amendments - week of May 8, 2017 05/19/2017 Notified 05/19/2017 1
ICLREU2 ICEU is adopting a new Procyclicality Framework, in order to establish an overall framework for the risk appetite, model design, monitoring and assessment and management of procyclicality in the risk models used by ICEU to manage default risk. 12/11/2017 Certified 12/26/2017 2
SGX-DC Weekly notification of rule amendments for the week of 1 January 2018. 01/09/2018 Notified 01/09/2018 2
ICLREU2 ICE Clear Europe Limited modified Part H of its Delivery Procedures to correct an inconsistency in the delivery timetable for routine deliveries of Daily ICE Endex German THE Natural Gas Futures Contracts. 01/27/2023 Notified 01/27/2023 2
ICE NGX CPA Amendments - Omnibus 06/21/2023 Certified 07/06/2023 1
CCD Implementation of clearing fees for margined futures products. 11/01/2023 Certified 11/16/2023 1
LCHLTD EnClear Natural Gas 09/12/2002 Certified 09/12/2002 0
OCC Clarification of timing of "novation" by the clearinghouse; SR-OCC-2011-17 12/12/2011 Certified 12/28/2011 1
MGEX The purpose of the amendment is to remove language regarding the early open outcry trading hours for options due to a change in release time of USDA reports and to allow MGEX flexibility to adopt changes to its submission and fine requirements. 11/07/2012 Certified 11/24/2012 1
OCC Proposed rule change would require that intraday margin be collected and margin assets not be withdrawn when a clearing member's anticipated settlement obligations to OCC exceed liquidity resources available to OCC to satisfy such settlement obligations. 05/14/2014 Certified 05/29/2014 1
LCHLTD Changes to the LCH Rulebook to allow the ForexClear service to accept for clearing NDFs with a minimum maturity of two business days. 03/31/2017 Certified 04/14/2017 1
CME Modifications to CME Clearing's Schedule of Acceptable Performance Bond Collateral 10/04/2018 Certified 10/19/2018 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 01/11/2019 Notified 01/11/2019 2
CME Weekly Notification of Rule Amendments - Week of March 18, 2019 03/27/2019 Notified 03/27/2019 1
ICLREU2 Ice Clear Europe Limited amends its Treasury Documentation. 08/30/2019 Certified 09/13/2019 2
ICE NGX Amendments to: (I) definition of "Approved Financial Institution", (ii) ICE NGX's enhanced program for review of Contracting Parties' risk management policies (iii) definition of "Credit Support Provider". 11/06/2019 Certified 11/21/2019 1
CME Weekly Notification of Rule Amendments - Week of February 17, 2019 02/26/2020 Notified 02/26/2020 1
LCHLTD LCH Limited Self-Certification: Listed Rates fee holiday 09/16/2020 Certified 09/30/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 088-20 related to the introduction of a USD Cash Margin Contribution Requirement as basis for a USD GC Pooling license and associated temporary reduction of the cash handling fee 10/22/2020 Certified 11/05/2020 2
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 11/09/2021 Certified 11/24/2021 1