LCHLTD |
Rulebook changes to accommodate straight-through processing. |
04/15/2013 |
Certified |
04/30/2013 |
|
1 |
LCHLTD |
Circular to FCM SwapClear, ForexClear, and EnClear Clearing Members clarifying how FCM Clearing Member requests for the return of excess amounts will be treated where the request does not specify whether the FCM clearing member seeks the return of Unal |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
NYPC |
NYPC hereby submits to the Commission a rule filing pursuant to the self-certification provisions of Reg. 40.6 for which it is seeking confidential treatment in accordance with the provisions of Commission Regs. 145.5 and 145.9. |
05/07/2014 |
Certified |
05/22/2014 |
|
1 |
ICLREU2 |
ICE Clear Europe submits for self-certification amendments that modify the Clearing Rules in order to comply with requirements under the European Market Infrastructure Regulation that will apply to ICE Clear Europe as an authorized central counterparty. |
08/12/2014 |
Certified |
08/26/2014 |
|
1 |
LCHLTD |
LCH.Clearnet Limited is announcing the transition from 'linked' to 'unlinked' model of trade booking workflow; which will mean that the original executing party is no longer visible on LCH.Clearnet Limited member reporting. |
09/16/2014 |
Certified |
09/29/2014 |
|
1 |
LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the refinement of the CDS Liquidity Margin initiative (Lot 3) to be implemented on 26 July 2016 |
07/12/2016 |
Certified |
07/26/2016 |
|
1 |
LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification an incentive fee rebate program. |
10/05/2016 |
Certified |
10/20/2016 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of November 14, 2016 |
11/22/2016 |
Notified |
11/22/2016 |
|
1 |
ICLR US |
Change to Concentration Charge for Agricultural Products |
03/31/2017 |
Certified |
04/14/2017 |
|
2 |
LCHLTD |
LCH Ltd intends to extend the contracts eligible for portfolio margining with SwapClear products. |
10/02/2017 |
Certified |
10/16/2017 |
|
1 |
ICLR US |
ICUS is amending its Risk Management Framework to provide for enhancements related to concentration charges for agricultural products. |
01/09/2018 |
Certified |
01/24/2018 |
|
2 |
CME |
Termination of the OTC FX Non-Deliverable Forwards Incentive Program |
10/04/2018 |
Certified |
10/19/2018 |
|
2 |
ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to its cash investment yield schedule. |
03/26/2019 |
Certified |
04/09/2019 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of October 28, 2019 |
11/06/2019 |
Notified |
11/06/2019 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: minor amendments to the ForexClear fee schedule |
12/06/2019 |
Certified |
12/20/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of September 7, 2020 |
09/16/2020 |
Notified |
09/16/2020 |
|
1 |
CME |
Administrative Modifications to CME Clearing's Liquidity Risk Management Framework |
11/09/2021 |
Certified |
11/24/2021 |
|
2 |
EUREX |
Weekly Notification of Rule Amendments - Week of June 20, 2022 |
06/24/2022 |
Notified |
06/24/2022 |
|
1 |
LCHLTD |
LCH Limited is submitting for self-certification revisions to its rules to withdraw eligibility for certain swaps denominated in Singapore Dollar. |
09/23/2022 |
Certified |
10/07/2022 |
|
3 |
ICE NGX |
Amendment to Default Management Procedures |
12/16/2022 |
Certified |
01/03/2023 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of March 20, 2023 |
03/28/2023 |
Notified |
03/28/2023 |
|
1 |
OCC |
Rule Certification Concerning the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation. |
11/01/2023 |
Certified |
11/16/2023 |
|
4 |
LCHLTD |
Endex Clearing (Dutch Electricity) |
12/16/2002 |
Certified |
12/16/2002 |
|
0 |
ICLREU2 |
Rule amendments re conversion of the MISO Cinergy Hub to the MISO Indiana Hub |
10/06/2011 |
Certified |
10/22/2011 |
|
1 |
NYMEX |
Cross-Venue Futures Options Energy Incentive Program; 11-487 |
12/08/2011 |
Certified |
12/23/2011 |
|
2 |
LCHLLC |
This submission reflects changes to the LCH.Clearnet LLC rulebook since 23 August 2012. |
10/26/2012 |
Certified |
11/10/2012 |
|
1 |
LCHSA |
The LCH.Clearnet SA LMC has approved a change in Default fund remuneration. |
05/14/2014 |
Certified |
05/29/2014 |
|
1 |
CME |
Expansion of the Listing Schedule for the Urea (Granular) FOB US Gulf Coast Swaps (Clearing Only) Contract |
07/29/2015 |
Certified |
08/12/2015 |
|
1 |
LCHLTD |
The LCH.Clearnet SwapClear service will be adding to its fees a straight through pass through of the fees charged to LCH.Clearnet by ICE Benchmark Administration Limited, which is payable for each new trade which references ICE LIBOR index. |
01/13/2016 |
Certified |
01/28/2016 |
|
1 |
ICECC |
ICC proposes amendments to its Clearing Rules (and the adoption of related procedures) involving clearing house default management, recovery and wind-down. |
10/06/2016 |
Certified |
12/23/2016 |
|
9 |
CMECE |
Weekly Notification of Rule Amendments - week of May 8, 2017 |
05/19/2017 |
Notified |
05/19/2017 |
|
1 |
ICLREU2 |
ICEU is adopting a new Procyclicality Framework, in order to establish an overall framework for the risk appetite, model design, monitoring and assessment and management of procyclicality in the risk models used by ICEU to manage default risk. |
12/11/2017 |
Certified |
12/26/2017 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 1 January 2018. |
01/09/2018 |
Notified |
01/09/2018 |
|
2 |
ICLREU2 |
ICE Clear Europe Limited modified Part H of its Delivery Procedures to correct an inconsistency in the delivery timetable for routine deliveries of Daily ICE Endex German THE Natural Gas Futures Contracts. |
01/27/2023 |
Notified |
01/27/2023 |
|
2 |
ICE NGX |
CPA Amendments - Omnibus |
06/21/2023 |
Certified |
07/06/2023 |
|
1 |
CCD |
Implementation of clearing fees for margined futures products. |
11/01/2023 |
Certified |
11/16/2023 |
|
1 |
LCHLTD |
EnClear Natural Gas |
09/12/2002 |
Certified |
09/12/2002 |
|
0 |
OCC |
Clarification of timing of "novation" by the clearinghouse; SR-OCC-2011-17 |
12/12/2011 |
Certified |
12/28/2011 |
|
1 |
MGEX |
The purpose of the amendment is to remove language regarding the early open outcry trading hours for options due to a change in release time of USDA reports and to allow MGEX flexibility to adopt changes to its submission and fine requirements. |
11/07/2012 |
Certified |
11/24/2012 |
|
1 |
OCC |
Proposed rule change would require that intraday margin be collected and margin assets not be withdrawn when a clearing member's anticipated settlement obligations to OCC exceed liquidity resources available to OCC to satisfy such settlement obligations. |
05/14/2014 |
Certified |
05/29/2014 |
|
1 |
LCHLTD |
Changes to the LCH Rulebook to allow the ForexClear service to accept for clearing NDFs with a minimum maturity of two business days. |
03/31/2017 |
Certified |
04/14/2017 |
|
1 |
CME |
Modifications to CME Clearing's Schedule of Acceptable Performance Bond Collateral |
10/04/2018 |
Certified |
10/19/2018 |
|
1 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
01/11/2019 |
Notified |
01/11/2019 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of March 18, 2019 |
03/27/2019 |
Notified |
03/27/2019 |
|
1 |
ICLREU2 |
Ice Clear Europe Limited amends its Treasury Documentation. |
08/30/2019 |
Certified |
09/13/2019 |
|
2 |
ICE NGX |
Amendments to: (I) definition of "Approved Financial Institution", (ii) ICE NGX's enhanced program for review of Contracting Parties' risk management policies (iii) definition of "Credit Support Provider". |
11/06/2019 |
Certified |
11/21/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of February 17, 2019 |
02/26/2020 |
Notified |
02/26/2020 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Listed Rates fee holiday |
09/16/2020 |
Certified |
09/30/2020 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 088-20 related to the introduction of a USD Cash Margin Contribution Requirement as basis for a USD GC Pooling license and associated temporary reduction of the cash handling fee |
10/22/2020 |
Certified |
11/05/2020 |
|
2 |
CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
11/09/2021 |
Certified |
11/24/2021 |
|
1 |