Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Settlements, Settlement Prices 11/01/2002 Certified 11/01/2002 0
OCC Amendment to Schedule of Fees in order to charge monthly fee to non-clearing member subscribers of certain non-proprietary data (i.e., product/series and prices) that elect to receive such data on a real-time basis; SR-OCC-2012-25. 12/14/2012 Certified 01/01/2013 1
CME Change to log shocks of the Over-The-Counter ("OTC") Interest Rate Swaps ("IRS") margin model. #14-129 and #14-129SR 04/14/2014 Certified 04/29/2014 2
OCC This proposed rule change concerns updated to clearing member documents. 11/04/2014 Certified 11/19/2014 1
CME Weekly Notification of Rule Amendments - Week of January 26, 2015 02/04/2015 Notified 02/04/2015 1
OCC Proposed rule change concerning OCC's Counterparty Credit Risk Management Policy. 11/02/2017 Certified 11/17/2017 2
CME Weekly Notification of Rule Amendments - Week of April 9, 2018 04/19/2018 Notified 04/19/2018 1
ICLREU2 ICE Clear Europe proposes revising its Price Discovery Policy to enhance the methodology used to determine bid-offer widths ("BOWs") for CDS Contracts to incorporate a new variability band methodology, and to make certain other updates and clarifications. 06/07/2018 Certified 06/21/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 003-19 related to introduction of futures on STOXXr ESG-X, Low Carbon, and Climate Impact indexes 01/07/2019 Certified 02/08/2019 2
OCC Proposed rule change to make administrative updates to The Options Clearing Corporation's risk managementpolicies. 07/16/2019 Certified 07/30/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/17/2020 Notified 07/17/2020 2
CME Weekly Notification of Rule Amendments - Week of October 12, 2020 10/21/2020 Notified 10/21/2020 1
CME Extension of the OTC FX Options Fee Waiver Program 12/15/2023 Certified 01/02/2024 1
CME Protection of ClearingHouse Default 08/09/2002 Certified 08/09/2002 0
CME New Rules Chapter 334 establishing rules governing the clearing of OTC London Gold Forward contracts listed by Comex for clearing-only. 08/12/2009 Certified 08/18/2009 1
CME Amendments to reflect differences in proprietary trading Exchange fees based on ownership of CME Group shares 07/28/2011 Certified 08/12/2011 1
ICECC ICC proposes amending Subchapter 26D of its Rules to provide for the clearance of additional Standard Emerging Market Sovereign CDS contracts. 02/04/2015 Certified 02/19/2015 2
ICECC ICC proposes implementing a single name backloading incentive program for client account clearing of single name CDS contracts. 07/27/2015 Certified 08/10/2015 2
SGX-DC Weekly notification of rule amendments for the week of 2 November 2015. 11/09/2015 Notified 11/09/2015 2
MGEX Notification of changes to clearing and exchange margin requirements 06/22/2017 Notified 06/22/2017 1
OCC Proposed rule change concerning The Options Clearing Corporation's Fee Policy. 01/09/2018 Certified 01/24/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 07/13/2018 Notified 07/13/2018 2
CME Weekly Notification of Rule Amendments - Week of December 31, 2018 01/10/2019 Notified 01/10/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 011-19 related to implementing, for open positions in Total Return Futures on STOXXr Indices, a daily accrued maintenance fee in addition to transaction fees for matching and registration of transactions 01/31/2019 Certified 02/14/2019 2
CME Weekly Notification of Rule Amendments - Week of May 6, 2019 05/15/2019 Notified 05/15/2019 1
LCHLTD Weekly Notification of Rule Amendment for the Week of 06 January 2020 01/09/2020 Notified 01/09/2020 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/17/2020 Notified 04/17/2020 2
CME Weekly Notification of Rule Amendments - Week of November 1, 2021 11/08/2021 Notified 11/08/2021 1
NODALCL Transaction Fee Schedule Update 07/27/2023 Certified 08/10/2023 2
NODALCL Amendments to Nodal Clear Risk Policies and Risk Management Framework 01/24/2024 Certified 02/07/2024 2
OCC OCC 2006-03, 4.13.06, Fees for Ancillary Services 04/13/2006 Certified 04/13/2006 1
CME OCC as Clearinghouse 04/22/2002 Certified 04/22/2002 0
OCC Rule changes necessary to accommodate the introduction of delayed start options by CBOE 10/09/2007 Certified 10/29/2007 1
OCC Rule change to accomodate requests from options exchanges that OCC clear options based on index-linked securities. 08/12/2009 Certified 08/18/2009 1
CME Adoption of Modified Split Allocation feature of CME's SPAN methodology for certain energy futures contracts; 12-189. 06/08/2012 Certified 06/22/2012 1
LCHLTD Changes to certain parameters of the Forexclear service Initial Margin model. 01/31/2014 Certified 02/15/2014 1
LCHSA LCH.Clearnet SA has modified its fee schedule for CDSClear in line with recent service developments (introduction of clearing fees for Client Clearing activities and introduction of clearing fees for self clearing activities on CDS single names). 04/15/2014 Certified 04/30/2014 1
SGX-DC SGX-DC Clearing Rule amendments for an increase in clearing fund size 07/22/2015 Certified 08/04/2015 2
SGX-DC Weekly notification of rule amendments for the week of 6 February 2017. 02/13/2017 Notified 02/13/2017 2
CME Weekly Notification of Rule Amendments - Week of September 18, 2017 09/29/2017 Notified 09/29/2017 1
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Clearing Participant Default Management Procedures and update the ICC Risk Management Framework. 07/16/2019 Certified 07/30/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 019-20 related to the introduction of Related Security Spread Futures on Eurex Deutschland 02/24/2020 Certified 03/09/2020 2
LCHLTD LCH is submitting for self-certification revisions to align the provisions that address the change of interest rate for determining the Price Alignment Amount in the LCH FCM Procedures with those under LCH Procedure 2C. 11/08/2021 Certified 11/23/2021 3
ICE NGX CPA Amendments regarding Settlement Processing 06/20/2023 Certified 07/05/2023 1
CME Amendments to the Credit Risk Management Assessment Methodology and Counterparty Exposure Methodology 01/24/2024 Certified 02/07/2024 2
CME Weekly Notification of Rule Amendments - March 11, 2024 03/18/2024 Notified 03/18/2024 1
OCC OCC 2002-02, 3.14.06, Non Customers of Broker Dealers 03/14/2006 Certified 03/14/2006 0
LCHLTD SwapClear Members & Dealers 11/25/2002 Certified 11/25/2002 0
OCC Interp clarifying that "securities contracts" and 'commodity contracts" held by a CLM in a proprietary account are held pursuant to "a cross-margining agreement or similar arrangement" for purposes of Section 561(b)(3)(A) of the U.S. Bankruptcy Code 10/23/2007 Certified 10/29/2007 1
OCC Amend Rule 705 to add money market fund shares as a form of collateral that may be deposited with respect to cross-margin accounts to meet margin requirements. 06/10/2008 Certified 06/17/2008 1