Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH is submitting for self-certification changes to its rules regarding the payment of USD denominated Variation Margin by Futures Commission Merchants of its SwapClear service. 11/01/2017 Certified 11/16/2017 1
CME Weekly Notification of Rule Amendments - Week of February 19, 2018 03/01/2018 Notified 03/01/2018 1
CME Delisting of the DAP FOB Tampa Swaps (Clearing Only) and Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contracts 03/25/2019 Certified 03/25/2019 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework. 07/15/2019 Certified 09/13/2019 3
LCHLTD LCH Limited Self-Certification: LCH application of its "Fallback Reference Price" to ForexClear G10 NDF Contracts. 04/17/2020 Certified 05/01/2020 1
CME Weekly Notification of Rule Amendments - Week of November 16, 2020 11/23/2020 Notified 11/23/2020 1
OCC Certification of Proposed Change to Revise The Options Clearing Corporation's Schedule of Fees 09/28/2021 Certified 10/13/2021 1
CME Modifications to CME Clearing's Credit Risk Assessment Methodology Policy 11/05/2021 Certified 11/22/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/10/2022 Notified 06/10/2022 2
NODALCL Transaction Fee Schedule Amendment 01/23/2024 Certified 02/06/2024 2
ECC VMAC 10/10/2002 Certified 10/10/2002 0
CME Cash settled, Cleared OTC CME WM/Reuters Foreign Exchange (FX) Spot, Forward and Swaps and Non-Deliverable Forward (NDF) Transactions; 11-463 12/02/2011 Certified 12/17/2011 1
LCHLTD Amendments to admit Futures Commission Merchants to join ForexClear service and clear transactions on behalf of their clients. 06/06/2012 Certified 06/21/2012 1
OCC Changes to Stock Loan/Hedge Program and Market Loan Program; SR-OCC-2012-24. 12/13/2012 Withdrawn 01/09/2013 1
LCHLTD Self-certification to re-introduce multilateral compression services in LCH.Clearnet's SwapClear service. 11/12/2013 Certified 11/27/2013 1
ICECC ICC proposes to formalize its Stress Testing Framework. 12/16/2016 Certified 01/03/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 094-17 related to clarifying aspects of close-out-netting arrangements in light of the amendments to the German Insolvency Code 09/28/2017 Certified 10/13/2017 2
LCHLTD LCH notification is in respect to the addition of LatAm SEF to the list of Approved Trade Source Systems connected to SwapClear. 11/02/2017 Notified 11/02/2017 1
EUREX Weekly Notification of Rule Amendments - Week of December 31, 2018 01/07/2019 Notified 01/07/2019 1
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 702. ("Clearing Member Duties to the Clearing House") of Chapter 7 ("Delivery Facilities and Procedures") 04/16/2021 Certified 04/30/2021 1
LCHLTD Weekly Notification of Rule Amendments - Margin Collateral Haircut Schedule 09/28/2021 Notified 09/28/2021 4
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 December 2021. 12/15/2021 Notified 12/15/2021 1
CME Weekly Notification of Rule Amendments - Week of January 3, 2022 01/10/2022 Notified 01/10/2022 1
ICECC ICC proposes updates to the Model Validation Framework. 06/10/2022 Certified 06/27/2022 2
LCHLTD LCH Limited is submitting for self-certification changes to its Rulebook required to implement a new ForexClear initiative that offers portfolio margining between deliverable and non-deliverable segments. 01/26/2023 Certified 02/09/2023 1
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and the Risk Working Group. 12/15/2023 Notified 12/15/2023 2
OCC OCC 2006-06(7), 5.15.06, Surcharge for Data Distribution Service 05/15/2006 Certified 05/15/2006 1
CME Anti Money Laundering 12/17/2002 Certified 12/17/2002 0
NYMEX Flex Energy Incentive Program; 11-484 12/07/2011 Certified 12/22/2011 2
LCHLTD Amendment to introduce new Collateral Management System 02/09/2012 Certified 02/25/2012 1
ICLREU2 Amendments to clearing rules, including the FX Procedures, related to the introduction of new swaps for clearing. 11/29/2012 Certified 12/13/2012 1
OCC Technical changes to OCC's By-laws and Rules in connection with the modification of the individual registration categories of the Investment Industry Regulatory Organization of Canada. 11/08/2013 Certified 11/26/2013 1
ICLREU2 ICE Clear Europe submits for self-certification amendments that modify certain aspects of the ICE Clear Europe Delivery Procedures in connection with the settlement of certain European energy futures contracts that are cleared by ICE Clear Europe. 08/11/2014 Certified 08/25/2014 1
ICLREU2 ICE Clear Europe (ICEU) proposes rule changes to permit ICEU Clearing Members to post additional categories of securities, including treasury bills and floating rate and inflation-linked government bonds to ICEU as permitted cover. 02/26/2016 Certified 03/11/2016 3
EUREX Proposed rule changes in Eurex Clearing Circular 091-16 related to amending the Price List for EURIBOR futures and fees for securities lending, and clarifying the porting process 07/08/2016 Certified 07/22/2016 2
CME Amendments to Rule 801 (Management) 03/30/2017 Certified 04/13/2017 1
LCHLTD LCH Ltd self certification of changes to its rules to offer eligibility of Swiss Franc denominated overnight index swaps referencing the SARON index, which replaces the TOIS index. 09/29/2017 Certified 10/13/2017 1
MGEX Notification of margin change to outright and spread products 11/02/2017 Notified 11/02/2017 1
SGX-DC Weekly notification of rule amendments for the week of 9 April 2018. 04/19/2018 Notified 04/19/2018 2
CME Weekly Notification of Rule Amendments - Week of May 28, 2018 06/06/2018 Notified 06/06/2018 1
SGX-DC Rule amendments to the SGX-DC Clearing Rules related to (i) the limitation of liability and indemnity of SGX-DC, and (ii) the Disciplinary Committee and Appeals Committee under the SGX-DC Clearing Rules. 05/15/2019 Certified 05/29/2019 1
OCC Proposed Rule Change to Modify the Sequence for Processing Options Transactions 04/17/2020 Certified 05/01/2020 1
CME Modifications to CME Clearing's Schedule of Acceptable Performance Bond 07/17/2020 Certified 07/31/2020 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 14 Jan 2022. 01/10/2022 Notified 01/10/2022 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 08/05/2022 Notified 08/05/2022 2
NODALCL Transaction Fee Schedule Update 01/26/2023 Certified 02/09/2023 2
CME Weekly Notification of Amendments Related to Product Terms and Conditions (Week of June 12, 2023) 06/20/2023 Notified 06/20/2023 1
EUREX Weekly Notification of Rule Amendments - Week of December 11, 2023 12/15/2023 Notified 12/15/2023 1
ICE NGX Non-substantive changes, including a move of a definition, and slight amendment to definition. 03/15/2024 Notified 03/15/2024 1
OCC OCC-2006-04, 4.26.06, Policy Statement on Internet Access 04/26/2006 Certified 04/26/2006 1