LCHLTD |
LCH is submitting for self-certification changes to its rules regarding the payment of USD denominated Variation Margin by Futures Commission Merchants of its SwapClear service. |
11/01/2017 |
Certified |
11/16/2017 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of February 19, 2018 |
03/01/2018 |
Notified |
03/01/2018 |
|
1 |
CME |
Delisting of the DAP FOB Tampa Swaps (Clearing Only) and Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contracts |
03/25/2019 |
Certified |
03/25/2019 |
|
2 |
ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework. |
07/15/2019 |
Certified |
09/13/2019 |
|
3 |
LCHLTD |
LCH Limited Self-Certification: LCH application of its "Fallback Reference Price" to ForexClear G10 NDF Contracts. |
04/17/2020 |
Certified |
05/01/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of November 16, 2020 |
11/23/2020 |
Notified |
11/23/2020 |
|
1 |
OCC |
Certification of Proposed Change to Revise The Options Clearing Corporation's Schedule of Fees |
09/28/2021 |
Certified |
10/13/2021 |
|
1 |
CME |
Modifications to CME Clearing's Credit Risk Assessment Methodology Policy |
11/05/2021 |
Certified |
11/22/2021 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
06/10/2022 |
Notified |
06/10/2022 |
|
2 |
NODALCL |
Transaction Fee Schedule Amendment |
01/23/2024 |
Certified |
02/06/2024 |
|
2 |
ECC |
VMAC |
10/10/2002 |
Certified |
10/10/2002 |
|
0 |
CME |
Cash settled, Cleared OTC CME WM/Reuters Foreign Exchange (FX) Spot, Forward and Swaps and Non-Deliverable Forward (NDF) Transactions; 11-463 |
12/02/2011 |
Certified |
12/17/2011 |
|
1 |
LCHLTD |
Amendments to admit Futures Commission Merchants to join ForexClear service and clear transactions on behalf of their clients. |
06/06/2012 |
Certified |
06/21/2012 |
|
1 |
OCC |
Changes to Stock Loan/Hedge Program and Market Loan Program; SR-OCC-2012-24. |
12/13/2012 |
Withdrawn |
01/09/2013 |
|
1 |
LCHLTD |
Self-certification to re-introduce multilateral compression services in LCH.Clearnet's SwapClear service. |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
ICECC |
ICC proposes to formalize its Stress Testing Framework. |
12/16/2016 |
Certified |
01/03/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 094-17 related to clarifying aspects of close-out-netting arrangements in light of the amendments to the German Insolvency Code |
09/28/2017 |
Certified |
10/13/2017 |
|
2 |
LCHLTD |
LCH notification is in respect to the addition of LatAm SEF to the list of Approved Trade Source Systems connected to SwapClear. |
11/02/2017 |
Notified |
11/02/2017 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of December 31, 2018 |
01/07/2019 |
Notified |
01/07/2019 |
|
1 |
CME |
Amendments to CME, CBOT, NYMEX/COMEX Rule 702. ("Clearing Member Duties to the Clearing House") of Chapter 7 ("Delivery Facilities and Procedures") |
04/16/2021 |
Certified |
04/30/2021 |
|
1 |
LCHLTD |
Weekly Notification of Rule Amendments - Margin Collateral Haircut Schedule |
09/28/2021 |
Notified |
09/28/2021 |
|
4 |
LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 December 2021. |
12/15/2021 |
Notified |
12/15/2021 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of January 3, 2022 |
01/10/2022 |
Notified |
01/10/2022 |
|
1 |
ICECC |
ICC proposes updates to the Model Validation Framework. |
06/10/2022 |
Certified |
06/27/2022 |
|
2 |
LCHLTD |
LCH Limited is submitting for self-certification changes to its Rulebook required to implement a new ForexClear initiative that offers portfolio margining between deliverable and non-deliverable segments. |
01/26/2023 |
Certified |
02/09/2023 |
|
1 |
ICECC |
ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and the Risk Working Group. |
12/15/2023 |
Notified |
12/15/2023 |
|
2 |
OCC |
OCC 2006-06(7), 5.15.06, Surcharge for Data Distribution Service |
05/15/2006 |
Certified |
05/15/2006 |
|
1 |
CME |
Anti Money Laundering |
12/17/2002 |
Certified |
12/17/2002 |
|
0 |
NYMEX |
Flex Energy Incentive Program; 11-484 |
12/07/2011 |
Certified |
12/22/2011 |
|
2 |
LCHLTD |
Amendment to introduce new Collateral Management System |
02/09/2012 |
Certified |
02/25/2012 |
|
1 |
ICLREU2 |
Amendments to clearing rules, including the FX Procedures, related to the introduction of new swaps for clearing. |
11/29/2012 |
Certified |
12/13/2012 |
|
1 |
OCC |
Technical changes to OCC's By-laws and Rules in connection with the modification of the individual registration categories of the Investment Industry Regulatory Organization of Canada. |
11/08/2013 |
Certified |
11/26/2013 |
|
1 |
ICLREU2 |
ICE Clear Europe submits for self-certification amendments that modify certain aspects of the ICE Clear Europe Delivery Procedures in connection with the settlement of certain European energy futures contracts that are cleared by ICE Clear Europe. |
08/11/2014 |
Certified |
08/25/2014 |
|
1 |
ICLREU2 |
ICE Clear Europe (ICEU) proposes rule changes to permit ICEU Clearing Members to post additional categories of securities, including treasury bills and floating rate and inflation-linked government bonds to ICEU as permitted cover. |
02/26/2016 |
Certified |
03/11/2016 |
|
3 |
EUREX |
Proposed rule changes in Eurex Clearing Circular 091-16 related to amending the Price List for EURIBOR futures and fees for securities lending, and clarifying the porting process |
07/08/2016 |
Certified |
07/22/2016 |
|
2 |
CME |
Amendments to Rule 801 (Management) |
03/30/2017 |
Certified |
04/13/2017 |
|
1 |
LCHLTD |
LCH Ltd self certification of changes to its rules to offer eligibility of Swiss Franc denominated overnight index swaps referencing the SARON index, which replaces the TOIS index. |
09/29/2017 |
Certified |
10/13/2017 |
|
1 |
MGEX |
Notification of margin change to outright and spread products |
11/02/2017 |
Notified |
11/02/2017 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 9 April 2018. |
04/19/2018 |
Notified |
04/19/2018 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of May 28, 2018 |
06/06/2018 |
Notified |
06/06/2018 |
|
1 |
SGX-DC |
Rule amendments to the SGX-DC Clearing Rules related to (i) the limitation of liability and indemnity of SGX-DC, and (ii) the Disciplinary Committee and Appeals Committee under the SGX-DC Clearing Rules. |
05/15/2019 |
Certified |
05/29/2019 |
|
1 |
OCC |
Proposed Rule Change to Modify the Sequence for Processing Options Transactions |
04/17/2020 |
Certified |
05/01/2020 |
|
1 |
CME |
Modifications to CME Clearing's Schedule of Acceptable Performance Bond |
07/17/2020 |
Certified |
07/31/2020 |
|
1 |
LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 14 Jan 2022. |
01/10/2022 |
Notified |
01/10/2022 |
|
1 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
08/05/2022 |
Notified |
08/05/2022 |
|
2 |
NODALCL |
Transaction Fee Schedule Update |
01/26/2023 |
Certified |
02/09/2023 |
|
2 |
CME |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of June 12, 2023) |
06/20/2023 |
Notified |
06/20/2023 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of December 11, 2023 |
12/15/2023 |
Notified |
12/15/2023 |
|
1 |
ICE NGX |
Non-substantive changes, including a move of a definition, and slight amendment to definition. |
03/15/2024 |
Notified |
03/15/2024 |
|
1 |
OCC |
OCC-2006-04, 4.26.06, Policy Statement on Internet Access |
04/26/2006 |
Certified |
04/26/2006 |
|
1 |