Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of October 3, 2022 10/10/2022 Notified 10/10/2022 1
CME Modifications to the CME Operational Risk Management Framework 02/10/2023 Certified 02/27/2023 2
CME Weekly Notification of Rule Amendments - Week of December 26, 2016 01/05/2017 Notified 01/05/2017 1
CME Weekly Notification of Rule Amendments - Week of April 27, 2020 05/05/2020 Notified 05/05/2020 1
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 819. ("Lien on Collateral") of Chapter 8 ("Clearing House and Performance Bonds"), CME Clearing Rules 8F008. ("Lien on Collateral") of Chapter 8-F Over-the-Counter Derivative Clearing") and 8G08. ("Lien on...) 08/19/2022 Certified 09/02/2022 1
CME Implementation of the OTC Credit Default Swap Dealer Founding Member Incentive Program 02/12/2015 Certified 02/27/2015 2
CME Weekly Notification of Rule Amendments - Week of October 2, 2017 10/11/2017 Notified 10/11/2017 1
CME Weekly Notification of Rule Amendments - Week of October 8, 2018 10/18/2018 Notified 10/18/2018 1
CME Weekly Notification of Rule Amendments - Week of April 1, 2019 04/09/2019 Notified 04/09/2019 1
CME Implementation of the Post-Trade Fee Schedule for FEX Products 03/10/2021 Certified 03/24/2021 2
CME Changes to CME's offering for cleared interest rate swaps; 12-204 06/15/2012 Certified 06/30/2012 2
CME Implementation of the OTC Interest Rate Swap Dealer Founding Member Incentive Program 02/12/2015 Certified 02/27/2015 2
CME Weekly Notification of Rule Amendments - Week of October 10, 2016 10/20/2016 Notified 10/20/2016 1
CME Implementation of the FEX Strip Option Expiration Fee Waiver Program 03/10/2021 Certified 03/24/2021 1
CME Modifications to the Fee Schedule Applicable to OTC Credit Default Swap Clearing 01/10/2014 Certified 01/28/2014 1
CME Weekly Notification of Rule Amendments - Week of November 15, 2021 11/22/2021 Notified 11/22/2021 1
CME Changes to rulebook in accordance with CME's status as a "deemed registered" clearing agency under the Exchange Act; 13-001. 01/03/2013 Certified 01/18/2013 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") to Establish Fees for IRS Compression Services 09/08/2015 Certified 09/22/2015 1
CME Modifications to Discounting and Price Alignment for Emerging Markets Interest Rate Swaps ("IRS") and Over the Counter Foreign Exchange ("OTC FX") Products to Transition to the Secured Overnight Financing Rate ("SOFR") and Euro Short Term Rate ("?STR") 03/11/2021 Certified 03/25/2021 1
CME Weekly Notification of Rule Amendments - Week of April 26, 2021 05/05/2021 Notified 05/05/2021 1
CME Modifications to CME Clearing's Investment Policy 11/22/2021 Withdrawn 12/03/2021 2
CME Weekly Notification of Rule Amendments - Week of April 11, 2022 04/20/2022 Notified 04/20/2022 1
CME Weekly Notification of Rule Amendments - Week of July 27, 2020 08/03/2020 Notified 08/03/2020 1
CME Collateral Limit Exemption for Clearing Members and Qualifying Non-Financial Customers 09/23/2014 Certified 10/07/2014 2
CME Amendments to Rule 806 ("Offset Process") and Rule 854 ("Concurrent Long and Short Positions") 03/09/2016 Certified 03/23/2016 1
CME Weekly Notification of Rule Amendments - Week of November 21, 2022 11/29/2022 Notified 11/29/2022 1
CME Introduction of the price, plus accrued interest, to value securities on deposit at CME Clearing; 12-345. 10/19/2012 Certified 11/03/2012 1
CME Changes to the margin model for interest rate swaps ("IRS") relating to Singapore Dollar ("SGD") IRS; CME No. 13-360 09/05/2013 Certified 09/20/2013 1
CME Amendments to CME, CBOT, NYMEX/COMEX Rule 820 ("Performance Bonds") Permitting Clearing Members to Deposit COMEX Gold Warrants as Performance Bond, Amendments to CME Rule 8G930.C ("Acceptable Performance Bond Deposits for IRS Products") Permitting IRS Cle 07/29/2019 Certified 08/12/2019 2
CME Weekly Notification of Rule Amendments - Week of December 12, 2022 12/19/2022 Notified 12/19/2022 1
CME Weekly Notification of Rule Amendments - Week of May 8, 2023 05/15/2023 Notified 05/15/2023 1
CME Notice that CME will clear OTC agricultural swap contracts listed by CBOT for clearing-only. 04/02/2009 Certified 04/16/2009 1
CME Changes to rules to comply with Part 22 (LSOC); 12-347. 10/19/2012 Certified 11/03/2012 1
CME Amendments to Seven (7) FX Cleared OTC Spot, Forwards and Swaps Contracts 10/08/2015 Certified 10/23/2015 1
CME Addition of Portfolio Gains Haircuts,Tear-Ups, and Limited Recourse to the Financial Safeguards Package for Base 08/31/2016 Certified 12/20/2016 10
CME Weekly Notification of Rule Amendments - Week of January 17, 2022 01/24/2022 Notified 01/24/2022 1
CME Acceptance of CDX North American Investment Grade Index Series 20 and CDX North American High Yield Index Series 20 for clearing; Removal of expired CDX products. 13-071. 03/04/2013 Certified 03/19/2013 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 12/16/2019 Certified 12/31/2019 1
CME Amendments to CME Rulebook Chapter 901 ("Interest Rate Swaps Contract Terms") 07/06/2017 Certified 07/20/2017 1
CME Extension of the FEX Strip Option Expiration Fee Waiver Program 12/20/2022 Certified 01/05/2023 1
CME Weekly Notification of Rule Amendments - Week of November 6, 2023 11/14/2023 Notified 11/14/2023 1
CME Extension of the OTC FX Options Fee Waiver Program 12/20/2022 Certified 01/05/2023 1
CME Weekly Notification of Rule Amendments - Week of February 6, 2023 02/14/2023 Notified 02/14/2023 1
CME Addition of CDX North American Investment Grade Index Series 14 and 15 03/07/2011 Certified 03/07/2011 1
CME Weekly Notification of Rule Amendments - Week of January 8, 2018 01/19/2018 Notified 01/19/2018 1
CME Weekly Notification of Rule Amendments - Week of July 16, 2018 07/26/2018 Notified 07/26/2018 1
CME Extension of the OTC FX Options Fee Waiver Program 11/28/2018 Certified 12/12/2018 1
CME Weekly Notification of Rule Amendments - Week of January 6, 2019 01/16/2020 Notified 01/16/2020 1
CME Weekly Notification of Rule Amendments - Week of July 26, 2021 08/04/2021 Notified 08/04/2021 1
CME Temporary modification to IRS Clearing Member clearing fees schedule for over-the-counter interest rate swaps 02/24/2012 Certified 03/10/2012 1