Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
MGEX Amendments to MGEX Risk Manual 05/30/2023 Certified 06/13/2023 2
MGEX Amendments to MGEX Risk Manual 01/09/2023 Certified 01/24/2023 2
MGEX Amendments to MGEX's Risk Management Manual 09/23/2020 Certified 10/07/2020 3
ICLREU2 Amendments to minimum capital requirements of CDS Clearing Members 05/08/2012 Certified 05/22/2012 1
ICLR US Amendments to modify clearing member eligibility requirements to no longer reference ICE Futures US exchange rules. 06/24/2011 Certified 06/24/2011 1
NADEX Amendments to Nadex disciplinary procedures to specifically state how and when notice of disciplinary actions will be provided to the Member who is subject to the investigation and to the Commission, and the duration of the public notice. 11/02/2012 Certified 11/20/2012 1
NODALCL Amendments to Nodal Clear Risk Policies 02/15/2022 Certified 03/02/2022 2
NODALCL Amendments to Nodal Clear Risk Policies and Risk Management Framework 01/24/2024 Certified 02/07/2024 2
NODALCL Amendments to Nodal Clear Rules 3.16.4 and 3.20.1 06/27/2023 Certified 07/12/2023 2
NODALCL Amendments to Nodal Clear Rules and Publication of Cash Management Fee Advisory 12/16/2020 Certified 12/31/2020 4
NODALCL Amendments to Nodal Clear Rules to Accommodate Clearing Additional Designated Contract Markets 05/05/2021 Certified 05/19/2021 2
NODALCL Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Environmental Contracts 11/01/2018 Certified 11/16/2018 2
NODALCL Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Renewable Identification Numbers ("RINs") Contracts and Amendments to the Exchange and Clearing Transaction Fee Schedule 10/27/2020 Certified 11/10/2020 3
NODALCL Amendments to Nodal Clear Rules to Revise Delivery Deadline for Environmental Contracts 04/11/2019 Certified 04/25/2019 3
OCC Amendments to OCC's stock loan and hedge program. 02/25/2008 Certified 02/29/2008 1
LX Amendments to operations manual as previously discussed with DCR staff. 04/13/2018 Certified 04/27/2018 2
LX Amendments to Operations Manual. 01/29/2018 Withdrawn 02/09/2018 5
CME Amendments to OTC Derivative Clearing Chapter to (1) permit clearing members to place swaps cleared for customers in house, non-segregated origin and (2) update OTC clearing member insolvency provisions. 11/10/2008 Certified 11/24/2008 1
CME Amendments to OTC substitution rule. 06/30/2009 Certified 06/30/2009 1
ICLREU2 Amendments to Part CC of ICEU Delivery Procedures to revise certain timing-related delivery specifications applicable to Midland West Texas Intermediate American Gulf Coast Crude Oil Futures ("Midland WTI Contracts"). 03/07/2022 Certified 03/21/2022 2
LX Amendments to Participant Agreement 07/28/2022 Withdrawn 08/04/2022 2
ICLREU2 Amendments to Permitted Cover rules, haircut rates. 03/16/2012 Certified 03/31/2012 1
ICE NGX Amendments to Physical Delivery. 08/25/2023 Certified 09/11/2023 1
CME Amendments to Position Limits and Position Accountability Levels of USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) 11/13/2014 Certified 11/28/2014 2
LCHLTD Amendments to post-default rules and methodology. 11/14/2012 Certified 11/14/2012 1
NADEX Amendments to Preliminary Storm Damage Estimate Binary Contracts and Suspension of Listing any Series of Hurrican Season Binary Hedgelet Contracts 06/08/2007 Certified 06/22/2007 1
ICLREU2 Amendments to procedures and contract terms in order to comply with Dodd-Frank Act 07/14/2011 Certified 07/14/2011 1
MGEX Amendments to provide further clarification regarding certain Rules related to clearing Bitnomial Exchange contracts. 12/18/2020 Certified 01/05/2021 1
ICE NGX Amendments to provide greater clarity regarding product categorization in response to the elimination of the exempt commercial market category. 04/12/2013 Certified 04/27/2013 1
LCHLTD Amendments to reflect change to rate of return on contributions to SwapClear default fund and to clarify FCM Clearing Member collection of additional collateral for FCM Clients' SwapClear contracts that are non-hedging in nature. 07/17/2012 Certified 08/01/2012 1
CME Amendments to reflect differences in proprietary trading Exchange fees based on ownership of CME Group shares 07/28/2011 Certified 08/12/2011 1
CME Amendments to reflect Eris Exchange change from EBOT to a DCM and related change in status of contracts from OTC to futures 09/12/2011 Certified 09/27/2011 1
LCHLTD Amendments to Regulations and Procedures to extend coverage of the existing ForexClear Non-Deliverable Forward (NDF) service for clearing NDF FX to five additional currency pairs. 07/19/2012 Certified 08/03/2012 1
MGEX Amendments to regulations to clarify and improve Clearing House default procedures and other operational procedures 03/20/2008 Certified 03/21/2008 1
LCHLLC Amendments to Risk Management Procedures to (i) incorporate price alignment interest (PAI) into variation performance bond for OTC contracts; and (ii) amend list of currently acceptable Collateral 11/10/2010 Certified 11/10/2010 1
MGEX Amendments to Risk Manual associated with clearing futures on the U.S. Corporate Tax Rate Index 05/06/2021 Certified 05/20/2021 3
LCHLLC Amendments to risk methodology, include swap execution facilities, increase minimum deposit to guaranty fund, decrease captial requirement, specify transfers of customer positions and amend criteria for determining default 12/21/2011 Certified 01/07/2012 1
ICE NGX Amendments to RMF 07/08/2022 Certified 07/22/2022 2
ICE NGX Amendments to RMF re Enhance Financial Resources 03/18/2022 Certified 04/01/2022 2
LCHLLC Amendments to Rule 101 - definition of "Clearing Hours" and addition of new Rules 901and 902 to incporporate existing interest rate swap and new forward start interest rate swap futures specs, respectively. 11/09/2009 Certified 02/26/2010 1
ICLR US Amendments to Rule 105 and 107 re: confidentiality and employee trading prohibitions 10/16/2015 Certified 10/30/2015 1
CME Amendments to Rule 537 regarding substitution of futures for forwards and other CME rules to allow acceptance of OTC FX spot, forward and swap transactions as cleared-only futures through CME ClearPort. 10/15/2009 Certified 10/15/2009 1
CME Amendments to Rule 801 (Management) 03/30/2017 Certified 04/13/2017 1
CME Amendments to Rule 806 ("Offset Process") and Rule 854 ("Concurrent Long and Short Positions") 03/09/2016 Certified 03/23/2016 1
CME Amendments to Rule 817 ("Liquidity Facility") 10/09/2017 Certified 10/23/2017 1
CME Amendments to Rule 8F15 regardiing trade submission to CME Clearport 09/22/2009 Certified 09/22/2009 1
NYMEX Amendments to Rule 984.B.3.clearing member acceptance of executed trades; 12-065 03/06/2012 Certified 03/21/2012 1
LX Amendments to Rulebook. 01/29/2018 Certified 02/12/2018 1
CME Amendments to Rules 814 and 901 to clarify time of settlement finality and extinguishment of clearing member obligations 07/18/2014 Certified 08/01/2014 2
LCHLLC Amendments to Rules 901 and 902 to rename existing contracts and addition of new Rules 903 to 907 to add five new contracts to be cleared. 04/15/2010 Certified 04/20/2010 1