LCHLTD |
Amend ForexClear margin multiplier to capture currency regime risk |
03/01/2012 |
Certified |
03/16/2012 |
|
1 |
CME |
Amend minimum IRS Guaranty Fund contribution for affiliated IRS clearing members |
10/17/2011 |
Certified |
11/01/2011 |
|
1 |
LCHLTD |
Amend procedures re: preferred currency for intra-day call; new interest rate for credit cash balances |
02/16/2012 |
Certified |
03/03/2012 |
|
1 |
NADEX |
Amend responsibilities of Chief Operating Officer as set forth in Nadex Rule 2.3. |
11/04/2010 |
Certified |
11/04/2010 |
|
1 |
LCHLLC |
Amend risk management procedures to modify stress test parameters, quarterly risk monitoring, and clarify construction of revaluation curves. |
07/13/2011 |
Certified |
07/13/2011 |
|
1 |
MGEX |
Amend Rule 2104 to remove current security deposit limits for clearing members and permit the flexibiltiy to establish such amounts as the clearing house determines necessary. |
01/14/2008 |
Certified |
02/04/2008 |
|
1 |
ICLR US |
Amend Rule 301 to require clearing member to promptly notify ICUS if it becomes subject of a bankruptcy petition or receivership or similar proceeding. 12-11 |
03/05/2012 |
Certified |
03/20/2012 |
|
1 |
NYPC |
Amend Rule 410 re transfer of customer positions |
12/16/2011 |
Certified |
01/04/2012 |
|
1 |
NYPC |
Amend Rule 506 (close out netting) action taken in event of insolvency |
12/16/2011 |
Certified |
01/04/2012 |
|
1 |
OCC |
Amend Rule 705 to add money market fund shares as a form of collateral that may be deposited with respect to cross-margin accounts to meet margin requirements. |
06/10/2008 |
Certified |
06/17/2008 |
|
1 |
CME |
Amend Rule 802 to make CME's capital contribution to the financial safeguards package that includes the Base Guaranty Fund $100 million |
06/05/2012 |
Certified |
06/20/2012 |
|
1 |
ICLR US |
Amend rule to codify duty to collect higher level of margin for non-hedge positions; 12-29 |
05/04/2012 |
Certified |
05/19/2012 |
|
1 |
NYPC |
Amend rules 101, 102, 306, and 308 re: financial reporting, reporting of ownership/structure changes and conforming definition changes. |
03/30/2011 |
Certified |
03/30/2011 |
|
1 |
NYMEX |
Amend's to Ch. 1 & 101 to modify def'n of Clearing Assoc., Clearing House, or Clearing Dept.; amend. to Rule 3.31 to reflect that membership comm'ee no longer governs clearing firms; and other amend's in Ch. 9 due to change in corporate structure. |
08/20/2008 |
Certified |
08/28/2008 |
|
1 |
CME |
Amended and Restated Non-Proprietary Cross-Margining Agreement with addition of security futures on two ETFs based on broad-based securities indices as new eligible contracts. |
04/17/2009 |
Certified |
04/20/2009 |
|
1 |
CCORP |
Amended Articles of Incorporation, By-Laws and Rules |
10/30/2003 |
Certified |
10/30/2003 |
|
1 |
OCC |
Amended Clearing Agreement NASDAQ LIFFE |
06/24/2002 |
Certified |
06/24/2002 |
|
0 |
NADEX |
Amended DCM Order |
12/05/2005 |
Certified |
12/05/2005 |
|
1 |
LCHLTD |
Amended Default Rules September 2006 |
09/14/2006 |
Certified |
09/14/2006 |
|
0 |
NYMEX |
Amended Electricity Options Description & Pricing 12/5/06 Filing |
12/15/2006 |
Certified |
12/15/2006 |
|
0 |
LX |
Amended Operations Manual |
09/21/2017 |
Certified |
10/05/2017 |
|
2 |
NADEX |
Amended Order of Registration |
12/01/2004 |
Certified |
12/01/2004 |
|
1 |
OCC |
Amended rule interpretation to clarify regulatory treatment under SEC Rule 15c3-1 of collateral and margin posted through Stock Loan Program |
12/16/2010 |
Certified |
12/16/2010 |
|
1 |
CCORP |
Amended Rules provide for the addition of a new Exchange Market, ICE Futures U.S., Inc. and contain deletions related to delisted products and Exchange Markets for which The Clearing Corporation no longer clears. |
01/31/2013 |
Certified |
02/15/2013 |
|
1 |
NADEX |
amending certain rules in order to clarify certain definitional terms, provide further detail on Member Obligations, provide technical amendments to certain contract specifications, and the correction of typographical errors |
09/08/2023 |
Certified |
09/22/2023 |
|
2 |
ICLREU2 |
Amending contract terms for Financial Power Contracts and the Financial Gas Contract re number of days or months in the respective contracts' series. |
02/23/2012 |
Certified |
03/09/2012 |
|
1 |
ICE NGX |
Amending CPA to clarify: a) provisions in the case of an exchange default, and b) that Contracting Parties must represent that they have appropriate risk management policies and procedures. # 2014-01 |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
NADEX |
Amending definition of Financial Institution for acceptable deposits, broadening means of deposit in Agreement, clarifying procedure for non-US resident members to make withdrawals. |
02/27/2015 |
Certified |
03/13/2015 |
|
1 |
LX |
Amending fee schedule for new participants. |
01/03/2019 |
Notified |
01/03/2019 |
|
2 |
NADEX |
Amending membership obligations rule to reflect verbatim the Commission's Regulation 39.16(d)(1) regarding member notification in the event of bankruptcy petition and broader requirements of notification in specific instances. |
08/03/2012 |
Certified |
08/18/2012 |
|
1 |
OCC |
Amending OCC's By-Laws to allow the Corporation to approve OCC's form of clearing member application and form of clearing agreement rather than its Board of Directors; SR-OCC-2012-12R |
07/16/2012 |
Certified |
07/31/2012 |
|
1 |
ICE NGX |
Amending provisions relating to protection of personal information, confidentiality, update terminology and update descriptions. |
03/05/2024 |
Certified |
03/19/2024 |
|
1 |
LCHLTD |
Amending regulations and procedurse to: eliminate its credit exposure to its Protected Payment System banks, permit the collection of interest from members where a negative interest rate is in effect on cash margin, and add Buffer Accounts. |
08/17/2012 |
Certified |
09/01/2012 |
|
1 |
LCHLTD |
Amending rules to (i) clarify netting procedures, (ii) update its Deed of Assignment, and (iii) clarify SwapClear fees. |
08/16/2012 |
Certified |
08/31/2012 |
|
1 |
MGEX |
Amendment and adoption of new definition and Regulations in connection with liquidity risk management. Amendment of Resolution in order for the MGEX Board of Directors to delegate certain risk management powers. |
12/30/2013 |
Certified |
01/15/2014 |
|
1 |
ICLR US |
Amendment and clarification re: original margin and treatment of confidential information |
01/31/2014 |
Certified |
02/15/2014 |
|
1 |
ICLR US |
Amendment and clarification to Default and Governance provisions |
12/16/2013 |
Certified |
01/01/2014 |
|
1 |
ICLR US |
Amendment and clarification to Super Margin and Add On Margin requirements |
12/16/2013 |
Certified |
01/01/2014 |
|
1 |
OCC |
Amendment changing description of fixed exercise settlement amount and clarifying that escrow deposits are not permitted in respect of binary options |
07/23/2008 |
Certified |
07/29/2008 |
|
1 |
ICLR US |
Amendment increasing maximum size of a clearing member's Guaranty Fund contribution; 12-25 |
04/24/2012 |
Certified |
05/09/2012 |
|
1 |
OCC |
Amendment No. 1 to SR-OCC-2010-13, a proposal to amend OCC by-laws and rules to accomodate proposal by OneChicago to list security futures for which settlement price would be adjusted for dividends or distributions by issuer of underlying security |
08/25/2010 |
Certified |
08/25/2010 |
|
1 |
CME |
Amendment No. 2 to the Amended and Restated OCC - CME cross-margining agreement to redefine the term "eligible contract" and delete Appendix A. |
05/26/2009 |
Certified |
06/01/2009 |
|
1 |
OCC |
Amendment No. 2 to the Amended and Restated OCC - CME cross-margining agreement to redefine the term "eligible contract" and delete Appendix A. |
05/22/2009 |
Certified |
06/01/2009 |
|
1 |
ICECC |
Amendment of rulebook to provide for the clearance of the CDX Emerging Markets Index CDS (CDX.EM) and to make a conforming change to the definition of "Restructuring CDS Contract" to encompass components of CDX.EM subj to a restructuring credit event. |
05/21/2012 |
Certified |
06/05/2012 |
|
1 |
NADEX |
Amendment of all rules to change the name of the DCO to the North American Deriviatives Exchange, Inc. ("Nadex") effective June 21, 2009, delete references to "Hedgelets," and amend a footnote to Rule 12.7. |
06/19/2009 |
Certified |
06/23/2009 |
|
1 |
MGEX |
Amendment of deadlines to incorporate new BRIXX contracts |
09/14/2021 |
Certified |
09/28/2021 |
|
1 |
OCC |
Amendment of definition of "fund share" to include a security as defined in Section 3(a)(10) of the Securities Exchange Act of 1934. |
10/04/2007 |
Certified |
10/09/2007 |
|
1 |
ICLR US |
Amendment of eligibility requirements for clearing members |
11/21/2007 |
Certified |
11/29/2007 |
|
1 |
MGEX |
Amendment of MGEX Bylaws and Rules in anticipation of expected merger; changes to be effective after merger. |
10/07/2020 |
Certified |
10/22/2020 |
|
1 |
MGEX |
Amendment of MGEX Rules and Resolution to change reporting deadlines |
11/16/2017 |
Certified |
12/01/2017 |
|
1 |