Permanent $8 Billion De Minimus Exception to Swap Dealer Definition
Proposed SEF Rulemaking and Trade Execution Requirement
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CFTC Press Release 7832-18
Agenda
Link to webpage on CFTC.gov here: https://www.cftc.gov/PressRoom/Events/opaeventstaffmeeting110518
Opening Statements:
Statement of Chairman J. Christopher Giancarlo Regarding the Final Rule on Swap Dealer De Minimis Calculation
Statement of Chairman J. Christopher Giancarlo Regarding Notice of Proposed Rulemaking on Swap Execution Facilities and Request for Comment on Post-Trade Name Give-Up
Opening Statement of Commissioner Brian Quintenz before the Open Commission Meeting on November 5, 2018
Public Meeting Opening Statement of Commissioner Rostin Behnam
Statement of Commissioner Dawn D. Stump Regarding the CFTC Open Meeting
Statement of Commissioner Dan M. Berkovitz Regarding the De Minimis Exception to the Swap Dealer Definition; Final Rule
Dissenting Statement of Commissioner Dan M. Berkovitz Regarding Proposed Rulemaking on Swap Execution Facilities and Trade Execution Requirement
Additional Documents:
Fact Sheet: Adopting Permanent $8 Billion De Minimis Exception to the Swap Dealer Definition
Vote 5 to 0
Fact Sheet: Notice of Proposed Rulemaking on Swap Execution Facilities and the Trade Execution Requirement
Vote 4 to 1
Request for Comment Regarding the Practice of “Post Trade Name Give-Up” on Swaps Execution Facilities
Vote 5-0
Federal Register Notice
83 FR 56666: 17 CFR Part 1 De Minimis Exception to the Swap Dealer Definition
83 FR 61946: 17 CFR Parts 9, 36, 37, 38, 39, and 43 Swap Execution Facilities and Trade Execution Requirement
83 FR 61571: 17 CFR Chapter I Post-Trade Name Give-Up on Swap Execution Facilities