Global Markets Advisory Committee

Meeting of the CFTC’s Global Markets Advisory Committee
Three Lafayette Centre
1155 21st Street, NW
Washington, DC 20581

February 12, 2014 – 2:00 p.m. - 5:00 p.m.

2:00 p.m.

Open Meeting

  • Ted Serafini, GMAC Designated Federal Official

2:00 p.m. to 2:15 p.m.

Opening Remarks

  • Acting Chairman Mark P. Wetjen
  • Commissioner Scott D. O’Malia

2:15 p.m. to 3:30 p.m.

New Member Introductions

  • New Members will introduce themselves to the GMAC.

2:30 p.m. to 3:30 p.m.

Panel I:

CFTC cross-border staff panel regarding the November 14 staff advisory. Staff will provide brief statements regarding the status of our cross-border guidance and purpose of the November 14 staff advisory and advisories published thereafter.


Commodities Futures Trading Commission:

  • Gary Barnett, Director, Division of Swap Dealer and Intermediary Oversight
  • Carlene Kim, Deputy General Counsel, Office of the General Counsel

Open Discussion

3:30 p.m. to 3:40 p.m.


3:40 p.m. to 4:50 p.m.

Panel II:

Cross-border panel representatives will provide brief comments on issues concerning the November 14 staff advisory and actions taken since then.


Securities and Exchange Commission:

  • John Ramsay, Acting Director, Division of Trading and Markets
  • Brian Bussey, Associate Director, Division of Trading and Markets, Derivatives Policy and Trading Practices

Financial Conduct Authority:

  • David Bailey, Head, Market Infrastructure & Policy

European Commission

  • Hannah Rayner, Seconded National Expert, DG Market G2

Open Discussion

4:50 p.m. to 5:00 p.m.

Closing Remarks

  • Acting Chairman Mark Wetjen, Sponsor, GMAC

5:00 p.m.

Close Meeting

  • Ted Serafini, GMAC Designated Federal Official