PALLADIUM - NEW YORK MERCANTILE EXCHANGE Code-075651 Disaggregated Commitments of Traders - Options and Futures Combined, November 07, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 38,324: 1,238 15,934 1,905 10,603 2,517 24,894 1,141 2,690 2,428 3,421 525: 2,126 1,492 Old : 38,324: 1,238 15,934 1,905 10,603 2,517 24,894 1,141 2,690 2,428 3,421 525: 2,126 1,492 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 31, 2017 : : 1,743: 347 859 -140 479 582 806 -109 271 193 -125 -323: 7 109 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 3.2 41.6 5.0 27.7 6.6 65.0 3.0 7.0 6.3 8.9 1.4: 5.5 3.9 Old : 100.0: 3.2 41.6 5.0 27.7 6.6 65.0 3.0 7.0 6.3 8.9 1.4: 5.5 3.9 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 188: 12 25 6 15 8 69 15 13 26 30 5: Old : 188: 12 25 6 15 8 69 15 13 26 30 5: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 24.7 36.6 41.9 51.3 24.4 34.8 40.6 46.4 Old : 24.7 36.6 41.9 51.3 24.4 34.8 40.6 46.4 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PLATINUM - NEW YORK MERCANTILE EXCHANGE Code-076651 Disaggregated Commitments of Traders - Options and Futures Combined, November 07, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 50 TROY OUNCES) : : : Positions : All : 79,302: 6,272 31,254 7,269 10,377 1,743 25,572 25,639 2,547 26,013 3,763 746: 9,139 3,233 Old : 79,302: 6,272 31,254 7,269 10,377 1,743 25,572 25,639 2,547 26,013 3,763 746: 9,139 3,233 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 31, 2017 : : 560: 114 955 -1,620 200 165 1,256 -624 253 815 28 -86: -338 -333 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 7.9 39.4 9.2 13.1 2.2 32.2 32.3 3.2 32.8 4.7 0.9: 11.5 4.1 Old : 100.0: 7.9 39.4 9.2 13.1 2.2 32.2 32.3 3.2 32.8 4.7 0.9: 11.5 4.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 273: 19 19 13 11 6 56 41 18 95 19 7: Old : 273: 19 19 13 11 6 56 41 18 95 19 7: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 13.3 29.3 21.4 43.8 13.3 29.3 21.0 43.8 Old : 13.3 29.3 21.4 43.8 13.3 29.3 21.0 43.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 SILVER - COMMODITY EXCHANGE INC. Code-084691 Disaggregated Commitments of Traders - Options and Futures Combined, November 07, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 5,000 TROY OUNCES) : : : Positions : All : 221,197: 13,400 74,804 31,164 50,901 16,037 77,103 11,642 16,272 21,463 19,304 18,602: 27,156 13,634 Old : 221,197: 13,400 74,804 31,164 50,901 16,037 77,103 11,642 16,272 21,463 19,304 18,602: 27,156 13,634 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 31, 2017 : : 4,784: 624 4,044 -1,637 5,498 1,829 4,007 -3,668 -845 238 -686 -144: 713 -1,245 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 6.1 33.8 14.1 23.0 7.3 34.9 5.3 7.4 9.7 8.7 8.4: 12.3 6.2 Old : 100.0: 6.1 33.8 14.1 23.0 7.3 34.9 5.3 7.4 9.7 8.7 8.4: 12.3 6.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 221: 17 19 13 14 20 45 29 32 57 29 41: Old : 221: 17 19 13 14 20 45 29 32 57 29 41: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 20.8 33.3 32.1 49.0 20.1 32.0 30.4 45.8 Old : 20.8 33.3 32.1 49.0 20.1 32.0 30.4 45.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 GOLD - COMMODITY EXCHANGE INC. Code-088691 Disaggregated Commitments of Traders - Options and Futures Combined, November 07, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 100 TROY OUNCES) : : : Positions : All : 731,832: 35,857 213,016 81,913 126,020 87,704 190,188 16,626 96,366 84,833 57,043 104,273: 50,697 30,784 Old : 731,832: 35,857 213,016 81,913 126,020 87,704 190,188 16,626 96,366 84,833 57,043 104,273: 50,697 30,784 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 31, 2017 : : 6,452: 2,282 920 -3,169 4,727 -3,157 7,293 265 388 -1,614 747 3,570: 858 -1,009 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 4.9 29.1 11.2 17.2 12.0 26.0 2.3 13.2 11.6 7.8 14.2: 6.9 4.2 Old : 100.0: 4.9 29.1 11.2 17.2 12.0 26.0 2.3 13.2 11.6 7.8 14.2: 6.9 4.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 389: 26 28 15 19 26 87 38 66 114 74 93: Old : 389: 26 28 15 19 26 87 38 66 114 74 93: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 17.2 31.3 26.7 45.1 12.2 25.1 18.9 34.5 Old : 17.2 31.3 26.7 45.1 12.2 25.1 18.9 34.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 COPPER-GRADE #1 - COMMODITY EXCHANGE INC. Code-085692 Disaggregated Commitments of Traders - Options and Futures Combined, November 07, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 25,000 POUNDS) : : : Positions : All : 303,854: 39,787 119,139 37,508 7,427 9,192 120,448 34,662 25,359 19,702 63,222 31,999: 19,860 12,854 Old : 303,854: 39,787 119,139 37,508 7,427 9,192 120,448 34,662 25,359 19,702 63,222 31,999: 19,860 12,854 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 31, 2017 : : 94: -1,390 -3,859 -378 -532 -765 -10,765 8,526 5,422 5,720 -8,692 181: 2,069 -187 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 13.1 39.2 12.3 2.4 3.0 39.6 11.4 8.3 6.5 20.8 10.5: 6.5 4.2 Old : 100.0: 13.1 39.2 12.3 2.4 3.0 39.6 11.4 8.3 6.5 20.8 10.5: 6.5 4.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 349: 31 47 15 7 12 88 29 38 60 80 73: Old : 349: 31 47 15 7 12 88 29 38 60 80 73: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 18.2 22.5 29.4 35.6 16.9 20.2 25.8 30.8 Old : 18.2 22.5 29.4 35.6 16.9 20.2 25.8 30.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 ALUMINUM MW US TR PLATTS SWAP - COMMODITY EXCHANGE INC. Code-191693 Disaggregated Commitments of Traders - Options and Futures Combined, November 07, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(25 METRIC TONS) : : : Positions : All : 24,147: 9,255 20,947 6,719 240 0 1,250 380 0 6,035 1,785 554: 334 241 Old : 24,147: 9,255 20,947 6,719 240 0 1,250 380 0 6,035 1,785 554: 334 241 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 31, 2017 : : -2,664: -843 -2,162 -1,410 -53 0 -205 -190 0 -90 -128 -72: -44 -59 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 38.3 86.7 27.8 1.0 0.0 5.2 1.6 0.0 25.0 7.4 2.3: 1.4 1.0 Old : 100.0: 38.3 86.7 27.8 1.0 0.0 5.2 1.6 0.0 25.0 7.4 2.3: 1.4 1.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 31: 9 13 . . 0 . . 0 4 . .: Old : 31: 9 13 . . 0 . . 0 4 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 63.6 63.4 85.5 81.3 63.1 62.4 81.1 78.0 Old : 63.6 63.4 85.5 81.3 63.1 62.4 81.1 78.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 HOT ROLLED COIL STEEL - NEW YORK MERCANTILE EXCHANGE Code-192651 Disaggregated Commitments of Traders - Options and Futures Combined, November 07, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 20 SHORT TONS) : : : Positions : All : 13,160: 2,855 3,056 1,852 0 0 2,324 0 698 4,746 8,788 510: 175 108 Old : 13,160: 2,855 3,056 1,852 0 0 2,324 0 698 4,746 8,788 510: 175 108 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 31, 2017 : : 50: 14 216 162 0 0 149 0 -99 -33 36 0: -143 -103 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 21.7 23.2 14.1 0.0 0.0 17.7 0.0 5.3 36.1 66.8 3.9: 1.3 0.8 Old : 100.0: 21.7 23.2 14.1 0.0 0.0 17.7 0.0 5.3 36.1 66.8 3.9: 1.3 0.8 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 21: 8 5 . 0 0 . 0 . 6 . .: Old : 21: 8 5 . 0 0 . 0 . 6 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 59.4 85.2 79.5 99.1 54.1 81.4 70.9 83.3 Old : 59.4 85.2 79.5 99.1 54.1 81.4 70.9 83.3 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 IRON ORE 62% FE-CFR CHINA TSI - NEW YORK MERCANTILE EXCHANGE Code-195651 Disaggregated Commitments of Traders - Options and Futures Combined, November 07, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 500 DRY METRIC TONS) : : : Positions : All : 11,491: 3,346 3,876 0 124 25 289 2,790 1,343 4,764 1,387 1,142: 582 804 Old : 11,491: 3,346 3,876 0 124 25 289 2,790 1,343 4,764 1,387 1,142: 582 804 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 31, 2017 : : -1,298: -512 -943 0 -46 0 -25 -162 0 -485 -64 -131: -145 48 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 29.1 33.7 0.0 1.1 0.2 2.5 24.3 11.7 41.5 12.1 9.9: 5.1 7.0 Old : 100.0: 29.1 33.7 0.0 1.1 0.2 2.5 24.3 11.7 41.5 12.1 9.9: 5.1 7.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 33: 6 9 0 . . . 4 . 10 7 9: Old : 33: 6 9 0 . . . 4 . 10 7 9: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 43.0 53.9 68.5 68.9 34.7 33.8 47.1 43.7 Old : 43.0 53.9 68.5 68.9 34.7 33.8 47.1 43.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RANDOM LENGTH LUMBER - CHICAGO MERCANTILE EXCHANGE Code-058643 Disaggregated Commitments of Traders - Options and Futures Combined, November 07, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(CONTRACTS OF 110,000 BOARD FEET) : : : Positions : All : 7,452: 878 3,771 104 0 0 2,572 458 14 1,314 1,186 918: 1,651 1,105 Old : 7,452: 878 3,771 104 0 0 2,572 458 14 1,314 1,186 918: 1,651 1,105 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 31, 2017 : : 280: 82 143 -9 0 0 126 70 2 170 82 218: -309 -234 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 11.8 50.6 1.4 0.0 0.0 34.5 6.1 0.2 17.6 15.9 12.3: 22.2 14.8 Old : 100.0: 11.8 50.6 1.4 0.0 0.0 34.5 6.1 0.2 17.6 15.9 12.3: 22.2 14.8 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 89: 15 29 . 0 0 23 . . 14 16 13: Old : 89: 15 29 . 0 0 23 . . 14 16 13: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 22.6 30.3 33.8 47.1 22.6 30.1 32.5 44.8 Old : 22.6 30.3 33.8 47.1 22.6 30.1 32.5 44.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-00639H Disaggregated Commitments of Traders - Options and Futures Combined, November 07, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 6,565: 6,100 2,214 70 4,220 0 0 0 0 390 125 0: 5 6 Old : 6,565: 6,100 2,214 70 4,220 0 0 0 0 390 125 0: 5 6 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 31, 2017 : : -34: -34 0 0 -34 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 92.9 33.7 1.1 64.3 0.0 0.0 0.0 0.0 5.9 1.9 0.0: 0.1 0.1 Old : 100.0: 92.9 33.7 1.1 64.3 0.0 0.0 0.0 0.0 5.9 1.9 0.0: 0.1 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 20: 5 5 . . 0 0 0 0 5 . 0: Old : 20: 5 5 . . 0 0 0 0 5 . 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 89.9 91.0 97.3 99.1 89.9 88.0 95.4 96.2 Old : 89.9 91.0 97.3 99.1 89.9 88.0 95.4 96.2 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2018 - ICE FUTURES ENERGY DIV Code-00639X Disaggregated Commitments of Traders - Options and Futures Combined, November 07, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 47,884: 34,149 25,011 0 0 0 0 0 0 13,715 22,853 20: 0 0 Old : 47,884: 34,149 25,011 0 0 0 0 0 0 13,715 22,853 20: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 31, 2017 : : 450: 100 550 0 0 0 0 0 0 350 -100 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 71.3 52.2 0.0 0.0 0.0 0.0 0.0 0.0 28.6 47.7 0.0: 0.0 0.0 Old : 100.0: 71.3 52.2 0.0 0.0 0.0 0.0 0.0 0.0 28.6 47.7 0.0: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 27: 10 6 0 0 0 0 0 0 4 10 .: Old : 27: 10 6 0 0 0 0 0 0 4 10 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 63.3 60.5 90.8 85.7 63.3 59.4 90.8 83.0 Old : 63.3 60.5 90.8 85.7 63.3 59.4 90.8 83.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-00639Y Disaggregated Commitments of Traders - Options and Futures Combined, November 07, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 california carbon allowances : : : Positions : All : 73,926: 50,205 39,435 4,822 14,898 7,199 0 0 0 5,404 6,124 6,269: 26 0 Old : 73,926: 50,205 39,435 4,822 14,898 7,199 0 0 0 5,404 6,124 6,269: 26 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 31, 2017 : : -531: 106 -613 -531 439 -96 0 0 0 30 -221 -40: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 67.9 53.3 6.5 20.2 9.7 0.0 0.0 0.0 7.3 8.3 8.5: 0.0 0.0 Old : 100.0: 67.9 53.3 6.5 20.2 9.7 0.0 0.0 0.0 7.3 8.3 8.5: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 35: 11 11 . . 4 0 0 0 7 10 9: Old : 35: 11 11 . . 4 0 0 0 7 10 9: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 58.7 45.0 79.1 74.4 39.1 31.2 49.6 44.9 Old : 58.7 45.0 79.1 74.4 39.1 31.2 49.6 44.9 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI VINTAGE 2016 - ICE FUTURES ENERGY DIV Code-0063A1 Disaggregated Commitments of Traders - Options and Futures Combined, November 07, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 RGGI CO2 Allowances : : : Positions : All : 34,749: 25,970 7,895 5,635 25,968 0 0 0 0 3,139 886 0: 5 0 Old : 34,749: 25,970 7,895 5,635 25,968 0 0 0 0 3,139 886 0: 5 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 31, 2017 : : 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 74.7 22.7 16.2 74.7 0.0 0.0 0.0 0.0 9.0 2.5 0.0: 0.0 0.0 Old : 100.0: 74.7 22.7 16.2 74.7 0.0 0.0 0.0 0.0 9.0 2.5 0.0: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 22: 8 5 . 4 0 0 0 0 . 4 0: Old : 22: 8 5 . 4 0 0 0 0 . 4 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 75.0 84.2 97.7 97.4 72.2 84.2 90.6 91.6 Old : 75.0 84.2 97.7 97.4 72.2 84.2 90.6 91.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CALIF CARBON ALL VINTAGE 2018 - ICE FUTURES ENERGY DIV Code-0063A2 Disaggregated Commitments of Traders - Options and Futures Combined, November 07, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 California carbon allowances : : : Positions : All : 33,748: 30,653 7,400 0 25,365 430 0 0 0 2,284 172 381: 0 0 Old : 33,748: 30,653 7,400 0 25,365 430 0 0 0 2,284 172 381: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 31, 2017 : : -132: -142 -250 0 65 -40 0 0 0 90 133 -40: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 90.8 21.9 0.0 75.2 1.3 0.0 0.0 0.0 6.8 0.5 1.1: 0.0 0.0 Old : 100.0: 90.8 21.9 0.0 75.2 1.3 0.0 0.0 0.0 6.8 0.5 1.1: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 23: 8 5 0 4 . 0 0 0 6 . .: Old : 23: 8 5 0 4 . 0 0 0 6 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 88.0 82.0 94.4 97.8 88.0 82.0 91.8 92.5 Old : 88.0 82.0 94.4 97.8 88.0 82.0 91.8 92.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2019 - ICE FUTURES ENERGY DIV Code-0063A3 Disaggregated Commitments of Traders - Options and Futures Combined, November 07, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 37,042: 31,542 16,972 0 0 0 0 0 0 5,113 19,683 387: 0 0 Old : 37,042: 31,542 16,972 0 0 0 0 0 0 5,113 19,683 387: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 31, 2017 : : 12: 0 -600 0 0 0 0 0 0 -150 450 162: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 85.2 45.8 0.0 0.0 0.0 0.0 0.0 0.0 13.8 53.1 1.0: 0.0 0.0 Old : 100.0: 85.2 45.8 0.0 0.0 0.0 0.0 0.0 0.0 13.8 53.1 1.0: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 26: 9 6 0 0 0 0 0 0 5 9 .: Old : 26: 9 6 0 0 0 0 0 0 5 9 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 79.6 66.0 94.5 89.8 79.6 64.3 94.1 87.6 Old : 79.6 66.0 94.5 89.8 79.6 64.3 94.1 87.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 NJ SRECS VINTAGE 2020 - ICE FUTURES ENERGY DIV Code-0063A4 Disaggregated Commitments of Traders - Options and Futures Combined, November 07, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :(10 SRECs) : : : Positions : All : 25,957: 21,515 15,537 0 0 0 0 0 0 4,442 10,420 0: 0 0 Old : 25,957: 21,515 15,537 0 0 0 0 0 0 4,442 10,420 0: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 31, 2017 : : -1,060: -950 -2,400 0 0 0 0 0 0 -110 1,340 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 82.9 59.9 0.0 0.0 0.0 0.0 0.0 0.0 17.1 40.1 0.0: 0.0 0.0 Old : 100.0: 82.9 59.9 0.0 0.0 0.0 0.0 0.0 0.0 17.1 40.1 0.0: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 25: 8 4 0 0 0 0 0 0 4 9 0: Old : 25: 8 4 0 0 0 0 0 0 4 9 0: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 79.4 70.5 96.8 91.6 79.4 70.5 96.8 91.6 Old : 79.4 70.5 96.8 91.6 79.4 70.5 96.8 91.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2018 - ICE FUTURES ENERGY DIV Code-0063AB Disaggregated Commitments of Traders - Options and Futures Combined, November 07, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 28,249: 14,647 16,899 0 0 0 502 0 0 12,900 11,150 200: 0 0 Old : 28,249: 14,647 16,899 0 0 0 502 0 0 12,900 11,150 200: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 31, 2017 : : -510: 191 490 0 0 0 -600 0 0 -100 -1,000 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 51.9 59.8 0.0 0.0 0.0 1.8 0.0 0.0 45.7 39.5 0.7: 0.0 0.0 Old : 100.0: 51.9 59.8 0.0 0.0 0.0 1.8 0.0 0.0 45.7 39.5 0.7: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 23: 11 6 0 0 0 . 0 0 5 4 .: Old : 23: 11 6 0 0 0 . 0 0 5 4 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 64.2 65.1 85.2 96.1 63.5 63.7 84.4 91.7 Old : 64.2 65.1 85.2 96.1 63.5 63.7 84.4 91.7 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 PJM TRI-RECs CLASS 1 Vin 2019 - ICE FUTURES ENERGY DIV Code-0063AD Disaggregated Commitments of Traders - Options and Futures Combined, November 07, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :100 MWh of renewable energy certificates : : : Positions : All : 19,588: 9,193 13,788 0 100 0 150 0 0 10,145 5,600 100: 0 0 Old : 19,588: 9,193 13,788 0 100 0 150 0 0 10,145 5,600 100: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 31, 2017 : : -200: 100 -200 0 0 0 -100 0 0 -200 0 0: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 46.9 70.4 0.0 0.5 0.0 0.8 0.0 0.0 51.8 28.6 0.5: 0.0 0.0 Old : 100.0: 46.9 70.4 0.0 0.5 0.0 0.8 0.0 0.0 51.8 28.6 0.5: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 23: 7 5 0 . 0 . 0 0 6 . .: Old : 23: 7 5 0 . 0 . 0 0 6 . .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 64.6 65.8 86.6 99.5 64.6 65.8 86.6 99.0 Old : 64.6 65.8 86.6 99.5 64.6 65.8 86.6 99.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI VINTAGE 2017 - ICE FUTURES ENERGY DIV Code-0063AR Disaggregated Commitments of Traders - Options and Futures Combined, November 07, 2017 ------------------------------------------------------------------------------------------------------------------------------------------------------------- : : Reportable Positions : Nonreportable : : Producer/Merchant/ : : : : Positions : Open : Processor/User : Swap Dealers : Managed Money : Other Reportables : : Interest : Long : Short : Long : Short :Spreading : Long : Short :Spreading : Long : Short :Spreading : Long : Short ------------------------------------------------------------------------------------------------------------------------------------------------------------- : :1,000 RGGI CO2 Allowances : : : Positions : All : 52,300: 39,098 33,296 1,350 8,165 7,081 0 0 0 4,530 3,517 241: 0 0 Old : 52,300: 39,098 33,296 1,350 8,165 7,081 0 0 0 4,530 3,517 241: 0 0 Other: 0: 0 0 0 0 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 31, 2017 : : 2,483: 3,477 3,489 0 -8 -999 0 0 0 0 -3 5: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 74.8 63.7 2.6 15.6 13.5 0.0 0.0 0.0 8.7 6.7 0.5: 0.0 0.0 Old : 100.0: 74.8 63.7 2.6 15.6 13.5 0.0 0.0 0.0 8.7 6.7 0.5: 0.0 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : : : Number of Traders in Each Category : All : 28: 11 11 . . . 0 0 0 . 7 .: Old : 28: 11 11 . . . 0 0 0 . 7 .: Other: 0: 0 0 0 0 0 0 0 0 0 0 0: :------------------------------------------------------------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 58.3 58.5 89.3 86.5 44.8 31.7 52.0 44.5 Old : 58.3 58.5 89.3 86.5 44.8 31.7 52.0 44.5 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated November 10, 2017