SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders with Delta-adjusted Options and Futures Combined, November 9, 2010 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION : : : : All : 16,892: 10,921 67 62 5,878 16,745 16,861 16,874: 31 18 Old : 16,892: 10,921 67 62 5,878 16,745 16,861 16,874: 31 18 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 2, 2010 : : -1,398: -1,122 4 0 -293 -1,402 -1,414 -1,398: 16 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 64.7 0.4 0.4 34.8 99.1 99.8 99.9: 0.2 0.1 Old : 100.0: 64.7 0.4 0.4 34.8 99.1 99.8 99.9: 0.2 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 23: 5 1 2 6 13 12 15: Old : 23: 5 1 2 6 13 12 15: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 84.1 75.0 98.7 95.9 80.2 70.0 87.3 85.8 Old : 84.1 75.0 98.7 95.9 80.2 70.0 87.3 85.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 SULFUR FINANCIAL INSTR 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-006265 Commitments of Traders with Delta-adjusted Options and Futures Combined, November 9, 2010 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION : : : : All : 25,518: 18,602 42 41 6,845 25,430 25,487 25,513: 31 5 Old : 25,518: 18,602 42 41 6,845 25,430 25,487 25,513: 31 5 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 2, 2010 : : 302: 57 2 19 208 281 284 302: 18 -0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 72.9 0.2 0.2 26.8 99.7 99.9 100.0: 0.1 0.0 Old : 100.0: 72.9 0.2 0.2 26.8 99.7 99.9 100.0: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 36: 14 1 4 15 16 30 20: Old : 36: 14 1 4 15 16 30 20: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 71.0 84.2 91.0 97.6 71.0 81.5 91.0 94.6 Old : 71.0 84.2 91.0 97.6 71.0 81.5 91.0 94.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders with Delta-adjusted Options and Futures Combined, November 9, 2010 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 5,806: 4,905 821 628 0 4,344 5,534 5,794: 272 12 Old : 5,806: 4,905 821 628 0 4,344 5,534 5,794: 272 12 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 2, 2010 : : 1: 1 0 0 0 0 1 1: 0 0 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 84.5 14.1 10.8 0.0 74.8 95.3 99.8: 4.7 0.2 Old : 100.0: 84.5 14.1 10.8 0.0 74.8 95.3 99.8: 4.7 0.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 23: 20 1 7 0 2 21 9: Old : 23: 20 1 7 0 2 21 9: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 65.0 94.5 81.6 99.8 59.4 89.0 72.0 89.0 Old : 65.0 94.5 81.6 99.8 59.4 89.0 72.0 89.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders with Delta-adjusted Options and Futures Combined, November 9, 2010 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 12,184: 562 79 9 11,395 11,851 11,966 11,939: 218 245 Old : 12,184: 562 79 9 11,395 11,851 11,966 11,939: 218 245 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: November 2, 2010 : : 222: 16 0 4 15 5 35 9: 187 213 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 4.6 0.6 0.1 93.5 97.3 98.2 98.0: 1.8 2.0 Old : 100.0: 4.6 0.6 0.1 93.5 97.3 98.2 98.0: 1.8 2.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 21: 6 1 3 8 7 14 11: Old : 21: 6 1 3 8 7 14 11: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 92.2 85.2 96.7 97.9 92.1 85.1 96.7 97.8 Old : 92.2 85.2 96.7 97.9 92.1 85.1 96.7 97.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated November 15, 2010