SULFUR FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006261 Commitments of Traders with Delta-adjusted Options and Futures Combined, November 2, 2010 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION : : : : All : 18,290: 12,042 63 61 6,171 18,147 18,275 18,272: 15 18 Old : 18,290: 12,042 63 61 6,171 18,147 18,275 18,272: 15 18 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 26, 2010 : : 102: -106 63 13 209 28 116 104: -14 -2 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 65.8 0.3 0.3 33.7 99.2 99.9 99.9: 0.1 0.1 Old : 100.0: 65.8 0.3 0.3 33.7 99.2 99.9 99.9: 0.1 0.1 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 23: 5 1 2 6 13 12 15: Old : 23: 5 1 2 6 13 12 15: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 85.5 77.0 99.1 96.2 80.3 72.4 88.6 87.0 Old : 85.5 77.0 99.1 96.2 80.3 72.4 88.6 87.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 SULFUR FINANCIAL INSTR 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-006265 Commitments of Traders with Delta-adjusted Options and Futures Combined, November 2, 2010 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 25 U.S. EPA SO2 EMMISSION : : : : All : 25,216: 18,545 40 22 6,637 25,149 25,203 25,211: 13 5 Old : 25,216: 18,545 40 22 6,637 25,149 25,203 25,211: 13 5 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 26, 2010 : : 271: 602 1 18 -350 247 270 266: 1 5 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 73.5 0.2 0.1 26.3 99.7 99.9 100.0: 0.1 0.0 Old : 100.0: 73.5 0.2 0.1 26.3 99.7 99.9 100.0: 0.1 0.0 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 34: 12 1 3 15 16 28 19: Old : 34: 12 1 3 15 16 28 19: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 72.0 83.5 92.4 97.5 72.0 82.3 92.4 95.8 Old : 72.0 83.5 92.4 97.5 72.0 82.3 92.4 95.8 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 CARBON FINANCIAL INSTRUMENT - CHICAGO CLIMATE FUTURES EXCHANGE Code-006268 Commitments of Traders with Delta-adjusted Options and Futures Combined, November 2, 2010 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1,000 METRIC TONS CCX C02) : : : : All : 5,805: 4,905 821 628 0 4,344 5,533 5,793: 272 12 Old : 5,805: 4,905 821 628 0 4,344 5,533 5,793: 272 12 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 26, 2010 : : 1,074: 1,201 32 -126 0 1,210 1,076 1,116: -2 -42 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 84.5 14.1 10.8 0.0 74.8 95.3 99.8: 4.7 0.2 Old : 100.0: 84.5 14.1 10.8 0.0 74.8 95.3 99.8: 4.7 0.2 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 23: 20 1 7 0 2 21 9: Old : 23: 20 1 7 0 2 21 9: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 65.0 94.5 81.6 99.8 59.4 89.0 72.0 89.0 Old : 65.0 94.5 81.6 99.8 59.4 89.0 72.0 89.0 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 RGGI CO2 ALLOWANCE 2009 - CHICAGO CLIMATE FUTURES EXCHANGE Code-00626U Commitments of Traders with Delta-adjusted Options and Futures Combined, November 2, 2010 ------------------------------------------------------------------------------------------------------------------- : Total : Reportable Positions : Nonreportable :---------------------------------------------------------------------------------------- Positions : Open : Non-Commercial : Commercial : Total : : Interest : Long : Short : Spreading: Long : Short : Long : Short : Long : Short ------------------------------------------------------------------------------------------------------------------- : : (CONTRACTS OF 1000 RGGI CO2 ALLOWANCES) : : : : All : 11,962: 546 79 5 11,380 11,846 11,931 11,930: 31 32 Old : 11,962: 546 79 5 11,380 11,846 11,931 11,930: 31 32 Other: 0: 0 0 0 0 0 0 0: 0 0 : : : : : Changes in Commitments from: October 26, 2010 : : 15: -90 0 -0 100 0 10 0: 5 15 : : : : : Percent of Open Interest Represented by Each Category of Trader : All : 100.0: 4.6 0.7 0.0 95.1 99.0 99.7 99.7: 0.3 0.3 Old : 100.0: 4.6 0.7 0.0 95.1 99.0 99.7 99.7: 0.3 0.3 Other: 100.0: 0.0 0.0 0.0 0.0 0.0 0.0 0.0: 0.0 0.0 : : : :# Traders : Number of Traders in Each Category : All : 20: 5 1 2 8 7 13 10: Old : 20: 5 1 2 8 7 13 10: Other: 0: 0 0 0 0 0 0 0: :---------------------------------------------------------------------------------------------------- : Percent of Open Interest Held by the Indicated Number of the Largest Traders : By Gross Position By Net Position : 4 or Less Traders 8 or Less Traders 4 or Less Traders 8 or Less Traders : Long: Short Long Short: Long Short Long Short :---------------------------------------------------------------------------------------------------- All : 93.8 86.8 98.3 99.7 93.7 86.6 98.2 99.6 Old : 93.8 86.8 98.3 99.7 93.7 86.6 98.2 99.6 Other: 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Updated November 5, 2010