Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
| Date | Dispositions |
|---|---|
Wesley Johnson v. Platinum Trading Solutions, Inc., Zachary S. Valentine, and Dino G. Demas
 CFTC Docket No. 17-R001 |
|
| Edward Faatz v. Tradestation Securities, Inc. and Tradestation Group, Inc.
CFTC Docket No. 16-R019 |
|
| Sean Waraich v. National Australia Bank Limited
CFTC Docket No. 17-R011 |
|
| Amanda Savage v. John Savage v. Francis Michael Albright
CFTC Docket No. 15-R011 and 15-R012 |
|
| Alex Lemu v. Oanda Corp.
CFTC Docket No. 13-R017 |
|
| Cesar Leon, III v. Global Futures & Forex, Ltd.
CFTC Docket No. 13-R008 |
|
| Salvatore DiMauro v. Futures & Options Xecution LLC and Jacob J. Gullick
CFTC Docket No. 16-R010 |
|
| Christopher J. McCarthy v. Robert E. Vetere, Climmie Sanders, Evan Alexander Jo…
CFTC Docket No. 17-R002 |
|
| Daniel J. Emily v. Guy K. Gleichmann and United Strategic Investors Group, LLC
CFTC Docket No. 14-R007 |
|
| Ronald S. Draper v. Main Street Trading, Inc, Wedbush Securities, Inc., KCG Ame…
CFTC Docket No. 16-R003 |