Dispositions

Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings.  Please note that not all dispositions are final. 

View Enforcement Actions
View Opinions and Adjudicatory Orders

Date Dispositions
Baruch Marcus v. Gregory Ian Wasserman PDF Image
CFTC Docket No. 21-R001
Sai C. Tsui v. TD Ameritrade Futures & Forex, LLC PDF Image
CFTC Docket No. 20-R021
Robert L. Copeland v. T.D. Ameritrade Futures & Forex LLC PDF Image
CFTC Docket No. 18-R026
Wesley M. Jarrell II v. Robert Lee Spears, Jr., and Lakefront Futures & Options LLC PDF Image
CFTC Docket No. 18-R027
Jean Tafoho v. Forex Capital Markets LLC (FXCM) PDF Image
CFTC Docket No. 17-R008
In the Matter of: Phy Capital Investments LLC and Fabio Bretas de Freitas PDF Image
CFTC Docket No. SD 20-01
Brody Family Trust v. Christopher S. Salisbury, Nat’l Sec. Corp., Platinum Managed Futures LLC, Straits Fin. LLC, Sun Cap. Mgmt. LLC, Virtu Americas LLC alias KCG Americas LLC & Knight Cap. Americas LLC, & Wedbush Sec., Inc. PDF Image
CFTC Docket No. 18-R008
Kathy Brody Charitable Remainder Unitrust v. Christopher S. Salisbury, Nat’l Sec. Corp., Platinum Managed Futures LLC, Straits Fin. LLC, Sun Cap. Mgmt. LLC, Virtu Americas LLC alias KCG Americas LLC & Knight Cap. Americas LLC, & Wedbush Sec., Inc. PDF Image
CFTC Docket No. 18-R004
Jeno Toth v. Ally Invest Forex LLC d/b/a TradeKing Forex, Inc., and Gain Capital Group LLC PDF Image
CFTC Docket No. 17-R012
Ferdinand H. Onnen, Jr. v. Kyle Bair PDF Image
CFTC Docket No. 20-R002