Calendar Highlights
January 5, 2009
Deadline for comment on proposed rule or order 73 FR 54097.
What's New at the CFTC
Utah-Based 4NExchange and Two Individuals Ordered to Pay $720,000 in Penalties to Resolve CFTC Charges of Fraud and Misappropriation in Foreign Currency Scam, November 20, 2008
Former Enserco Energy Trader Matthew Reed to Pay $475,000 to Settle CFTC Charges of False Reporting and Attempted Manipulation of Natural Gas Prices, November 17, 2008
CFTC Signs a Memorandum of Understanding with the SEC and the Federal Reserve Board Regarding Central Counterparties for Credit Default Swaps, November 14, 2008
Keynote Address of Acting Chairman Walter L. Lukken Before FIA Futures and Options Expo, Chicago, Illinois, November 11, 2008
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Registration of Intermediaries
Commitments of Traders: The Commitments of Traders (COT) reports provide a breakdown of each Tuesday’s open interest for market reports in which 20 or more traders hold positions equal to or above the reporting levels established by the CFTC.
Industry Filings: The Industry Filings search tool provides access to information about, and filings by, both U.S. and foreign trading facilities and clearing organizations. View Pending Industry Filings, including filings open for comment.
Federal Register Releases: CFTC Federal Register releases, available in html and pdf formats, may be searched by year, type of release, or subject. View CFTC Federal Register Open Comment Files.
Case Status Reports: The CFTC provides Case Status Reports to inform the public of the current status of ongoing legal cases brought against defendants accused of committing futures trading violations.
Fraud Awareness & Prevention: Before you trade in commodities or futures, know the kinds and signs of fraud and the basics of futures trading.