Appendix 4 – FY 2013 Planned Objectives by Strategic Goal (continued)

Breakout of Goal Three Request by Objective
*($ in thousands)*
Goal Three Objectives	FY 2012		FY 2013		Change
Goal Three Objectives	Budget	FTE	Budget Request	FTE	Budget	FTE
3.1 Identify and stop violations of the CEA and Commission regulations; deter others from engaging in future misconduct.	$46,529	192	$62,525	243	$15,996	51
3.2 Increase cooperative enforcement.	5,726	23	6,108	24	382	1
Total Goal Three	$52,255	215	$68,633	267	$16,378	52

Breakout of Goal Three Request by Objective
Objective	Percentage
Objective 3.1	91%
Objective 3.2	9%

Breakout of Goal Three Request by Program Activity
*($ in thousands)*
Program Activity	FY 2012		FY 2013		Change
Program Activity	Budget	FTE	Budget Request	FTE	Budget	FTE
Agency Direction	$1,639	7	$1,633	7	-$6	0
Administrative Management & Support	2,669	12	2,264	10	-405	-2
Chief Economist	1,815	8	3,012	12	1,197	4
Clearing & Risk	0	0	0	0	0	0
Data & Technology	4,380	6	5,901	7	1,521	1
Enforcement	37,283	162	51,002	210	13,719	48
General Counsel	4,242	19	4,545	20	303	1
International Affairs	0	0	0	0	0	0
Inspector General	227	1	276	1	49	0
Market Oversight	0	0	0	0	0	0
Swap Dealer & Intermediary Oversight	0	0	0	0	0	0
Total	$52,255	215	$68,633	267	$16,378	52

Breakout of Goal Three Request by Program Activity
Program Activity	Percentage
Agency Direction	2%
Administrative Management & Support	3%
Chief Economist	4%
Data & Technology	19%
Enforcement	74%
General Counsel	7%
Inspector General	>1%