Appendix 4 – FY 2013 Planned Objectives by Strategic Goal (continued)

Breakout of Goal One Request by Objective
*($ in thousands)*
Goal One Objectives	FY 2012		FY 2013		Change
Goal One Objectives	Budget	FTE	Budget Request	FTE	Budget	FTE
1.1 Ensure the markets are structured to reflect the forces of supply and demand for the underlying commodity and are free from manipulation, disruptive activity, and abusive trading practices.	$36,791	119	$66,476	217	$29,685	98
1.2 Ensure that U.S. DCMs and SEFs have the systems, procedures, and resources necessary for effective self-regulation and ongoing compliance with core principles.	11,575	49	11,232	48	-343	-1
1.3 Promote transparency by producing and publishing summary market statistics for the futures, options, and swaps markets.	6,022	17	10,964	29	4,942	12
Total Goal One	$54,388	185	$88,672	294	$34,284	109

Breakout of Goal One Request by Program Activity
*($ in thousands)*
Program Activity	FY 2012		FY 2013		Change
Program Activity	Budget	FTE	Budget Request	FTE	Budget	FTE
Agency Direction	$1,636	7	$1,636	7	$0	0
Administrative Management & Support	3,470	16	5,094	23	1,624	7
Chief Economist	778	3	1,882	7	1,104	4
Clearing & Risk	0	0	0	0	0	0
Data & Technology	16,470	22	27,001	34	10,531	12
Enforcement	0	0	0	0	0	0
General Counsel	2,995	13	3,636	16	641	3
International Affairs	0	0	0	0	0	0
Inspector General	227	1	276	1	49	0
Market Oversight	28,812	123	49,147	206	20,335	83
Swap Dealer & Intermediary Oversight	0	0	0	0	0	0
Total	$54,388	185	$88,672	294	$34,284	109

Breakout of Goal One Request by Program Activity
Program Activity	Percentage
Agency Direction	2%
Administrative Management & Support	6%
Chief Economist	2%
Data & Technology	30%
General Counsel	4%
Inspector General	>1%
Market Oversight	55%