Strategic Goal One–Protect the Public and Market Participants by Ensuring Market Integrity; Promoting Transparency; Competition and Fairness; and Lowering Risk in the System.
Strategic Goal Two–Protect the Public and Market Participants by Ensuring the Financial Integrity of Derivatives Transactions, Mitigation of Systemic Risk, and the Fitness and Soundness of Intermediaries and Other Registrants.
Strategic Goal Three–Protect the Public and Market Participants through a Robust Enforcement Program.
Strategic Goal Four–Enhance Integrity of U.S. Markets by engaging in Cross-Border Cooperation, Promoting Strong International Regulatory Standards, and Encouraging Ongoing Convergence of Laws and Regulation Worldwide.
Strategic Goal Five–Promote Commission Excellence through Executive Direction and Leadership, Organizational and Individual Performance Management, and Effective Management of Resources.