Appendix 4 – FY 2013 Planned Objectives by Strategic Goal
Overview of Planned Objectives by Strategic Goal
Strategic Goal One–Protect the Public and Market Participants by Ensuring Market Integrity; Promoting Transparency; Competition and Fairness; and Lowering Risk in the System.
- Summary of Goal One Performance Indicators
- Breakout of Goal One Request by Objective and Program Activity
Strategic Goal Two–Protect the Public and Market Participants by Ensuring the Financial Integrity of Derivatives Transactions, Mitigation of Systemic Risk, and the Fitness and Soundness of Intermediaries and Other Registrants.
- Summary of Goal Two Performance Indicators
- Breakout of Goal Two Request by Objective and Program Activity
Strategic Goal Three–Protect the Public and Market Participants through a Robust Enforcement Program.
- Summary of Goal Three Performance Indicators
- Breakout of Goal Three Request by Objective and Program Activity
Strategic Goal Four–Enhance Integrity of U.S. Markets by engaging in Cross-Border Cooperation, Promoting Strong International Regulatory Standards, and Encouraging Ongoing Convergence of Laws and Regulation Worldwide.
- Summary of Goal Four Performance Indicators
- Breakout of Goal Four Request by Objective and Program Activity
Strategic Goal Five–Promote Commission Excellence through Executive Direction and Leadership, Organizational and Individual Performance Management, and Effective Management of Resources.