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Breakout of Goal Three Request by Program Activity

Breakout of Goal Three Request by Program Activity
($ in thousands)

Program Activity	FY 2010		FY 2011		Change
	Budget Request	FTE	Budget Request	FTE	Budget Request	FTE
Market Oversight	$10,775	42	$14,045	48	$3,270	6
Clearing & Intermediary Oversight	18,725	73	21,891	76	3,166	3
Chief Economist	0	0	0	0	0	0
Enforcement	5,086	19	7,089	24	2,003	5
Proceedings	0	0	0	0	0	0
General Counsel	3,694	14	4,100	14	406	0
International Affairs	1,771	9	2,074	10	303	1
Agency Direction	0	0	0	0	0	0
Administrative Management & Support	2,917	9	3,446	9	529	0
Total	$42,968	166	$52,645	181	$9,677	15

Breakout of Goal Three Request by Program Activity

Program Activity	Percentage
Market Oversight	27%
Clearing & Intermediary Oversight	42%
Chief Economist	0%
Enforcement	13%
Proceedings	0%
General Counsel	8%
International Affairs	4%
Agency Direction	0%
Administrative Management & Support	6%

Breakout of Goal Three Request by Outcome Objective

Breakout of Goal Three Request by Outcome Objective
($ in thousands)

Goal Three Outcome Objectives	FY 2010		FY 2011		Change
	Budget Request	FTE	Budget Request	FTE	Budget Request	FTE
3.1 Clearing organizations and firms holding customer funds have sound financial practices.	$12,824	49	$15,609	54	$2,785	5
3.2 Commodity futures and option markets are effectively self-regulated.	16,097	64	19,905	69	3,808	5
3.3 Markets are free of trade practice abuses.	5,162	20	6,223	21	1,061	1
3.4 Regulatory environment responsive to evolving market conditions.	8,885	33	10,908	37	2,023	4
Total Goal Three	$42,968	166	$52,645	181	$9,677	15

Breakout of Goal Three Request by Outcome Objective

Outcome Objective	Percentage
Outcome Objective 3.1	30%
Outcome Objective 3.2	38%
Outcome Objective 3.3	12%
Outcome Objective 3.4	20%

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