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Breakout of $160.6 Million Budget Estimate by Program

Table 21: Breakout of $160.6 Million Budget Estimate by Program Activity
($ in thousands)

Program Activity	FY 2008		FY 2009		FY 2010		FY 2010
	Actual	FTE	Estimated Actual	FTE	Current Services	FTE	Budget Request	FTE
Market Oversight	$24,504	101	$30,793	125	$32,412	125	$33,831	133
Clearing & Intermediary Oversight	$16,090	66	$21,613	85	$22,576	85	$23,876	91
Chief Economist	$1,732	7	$3,524	14	$3,711	14	$3,896	15
Enforcement	$28,730	113	$42,048	160	$44,305	160	$46,313	171
Proceedings	$2,227	9	$2,648	11	$2,786	11	$2,723	11
General Counsel	$6,685	27	$9,613	36	$10,130	36	$10,724	39
Executive Direction & Support	$31,198	126	$35,761	141	$37,637	141	$39,237	150
Total	$111,166	449	$146,000	572	$153,557	572	$160,600	610

Figure 17: Breakout of $160.6 Million Budget Estimate by Program Activity

Program Activity	Percentage
Market Oversight	21%
Clearing & Intermediary Oversight	15%
Chief Economist	2%
Enforcement	29%
Proceedings	2%
General Counsel	7%
Executive Direction & Support	24%

Breakout of $160.6 Million Budget Estimate by Object Class

Table 22: Breakout of $160.6 Million Budget Estimate by Object Class
($ in thousands)

Object Class	FY 2008 Actual	FY 2009 Estimated Actual	FY 2010 Budget Request
11.1-11.5 Personnel Compensation	$57,931	$75,843	$86,354
11.8 Special Personal Services Payments	22	22	24
11.9 Subtotal, Personnel Compensation	57,953	75,865	86,378
12.1 Personnel Benefits: Civilian	14,396	20,410	24,329
13.0 Benefits for Former Personnel	0	0	51
21.0 Travel & Transportation of Persons	1,418	1,568	2,068
22.0 Transportation of Things	37	100	104
23.2 Rental Payments to Others	11,610	12,400	14,462
23.3 Communications, Utilities & Miscellaneous Charges	2,369	5,108	4,501
24.0 Printing and Reproduction	312	472	472
25.0 Other Services1	16,705	21,214	23,743
26.0 Supplies and Materials	749	1,004	1,017
31.0 Equipment	5,549	6,849	3,198
32.0 Building/Fixed Equipment	66	1,010	277
42.0 Claims/Indemnities	2	0	0
99.0 Subtotal, Direct Obligations	111,166	146,000	160,600
99.0 Reimbursable	230	125	125
99.0 Total Obligations	$111,396	$146,125	$160,725
1Includes costs for Enforcement investigations, information technology modernizations, operations & maintenance, and advisory & assistance services.(back to text)

Figure 18: Breakout of $160.6 Million Budget Estimate by Object Class

Object Class	Percentage
Compensation and Benefits	69%
Travel and Transportation	1%
Space Rental	8%
Communication and Utilities	2%
All Other	17%
Supplies & Printing	1%
Equipment	2%

Crosswalk from FY 2009 to FY 2010

Table 23: Crosswalk from FY 2009 to FY 2010
($ in thousands)

	FY 2009 Budget	FY 2010 Request	Change
Budget Authority ($000)	$146,000	$160,600	$14,600
Full-Time Equivalents (FTEs)	572	610	38
Explanation of Change		FTEs	Dollars
Current Services Increases: (Adjustments to FY 2009 Base)
To provide for the following changes in personnel compensation:
Estimated July 2010 5.5% merit based pay adjustment			990
Estimated July 2009 5.5% merit based pay adjustment (annualization of)			3,174
To provide for increase in incentive awards			60
To provide pay parity with FIRREA agencies in accordance with FSRIA 2002
Compensation (Classification Review)			791
Benefits (Classification Review)			211
Expanded Benefits (Health)			441
To provide for increased costs of personnel benefits			1,722
To provide for increased costs of unemployment benefits			51
To provide for the following changes in non-personnel costs:			117
Travel/Transportation ($504)
Space Rental/Communications/Utilities ($1,455)
Supplies/Printing ($13)
All Services ($2,529)
Equipment (-$3,651)
Building/Fixed Equipment (-$733)
Program Increase: (Adjustments to FY 2010 Current Services)
To provide for salaries and expenses for 38 additional FTEs		+38	7,043
Total Increases		+38	$14,600

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