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Breakout of $160.6 Million Budget Estimate


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Breakout of $160.6 Million Budget Estimate by Program


Table 21: Breakout of $160.6 Million Budget Estimate by Program Activity
($ in thousands)
Program Activity FY 2008 FY 2009 FY 2010 FY 2010
Actual FTE Estimated
Actual
FTE Current
Services
FTE Budget
Request
FTE
Market Oversight $24,504 101 $30,793 125 $32,412 125 $33,831 133
Clearing & Intermediary Oversight $16,090 66 $21,613 85 $22,576 85 $23,876 91
Chief Economist $1,732 7 $3,524 14 $3,711 14 $3,896 15
Enforcement $28,730 113 $42,048 160 $44,305 160 $46,313 171
Proceedings $2,227 9 $2,648 11 $2,786 11 $2,723 11
General Counsel $6,685 27 $9,613 36 $10,130 36 $10,724 39
Executive Direction & Support $31,198 126 $35,761 141 $37,637 141 $39,237 150
Total $111,166 449 $146,000 572 $153,557 572 $160,600 610
Figure 17: Breakout of $160.6 Million Budget Estimate by Program Activity
Program Activity Percentage
Market Oversight 21%
Clearing & Intermediary Oversight 15%
Chief Economist 2%
Enforcement 29%
Proceedings 2%
General Counsel 7%
Executive Direction & Support 24%

Breakout of $160.6 Million Budget Estimate by Object Class


Table 22: Breakout of $160.6 Million Budget Estimate by Object Class
($ in thousands)
Object Class FY 2008
Actual
FY 2009
Estimated
Actual
FY 2010
Budget
Request
11.1-11.5 Personnel Compensation $57,931 $75,843 $86,354
11.8 Special Personal Services Payments 22 22 24
11.9 Subtotal, Personnel Compensation 57,953 75,865 86,378
12.1 Personnel Benefits: Civilian 14,396 20,410 24,329
13.0 Benefits for Former Personnel 0 0 51
21.0 Travel & Transportation of Persons 1,418 1,568 2,068
22.0 Transportation of Things 37 100 104
23.2 Rental Payments to Others 11,610 12,400 14,462
23.3 Communications, Utilities & Miscellaneous Charges 2,369 5,108 4,501
24.0 Printing and Reproduction 312 472 472
25.0 Other Services1 16,705 21,214 23,743
26.0 Supplies and Materials 749 1,004 1,017
31.0 Equipment 5,549 6,849 3,198
32.0 Building/Fixed Equipment 66 1,010 277
42.0 Claims/Indemnities 2 0 0
99.0 Subtotal, Direct Obligations 111,166 146,000 160,600
99.0 Reimbursable 230 125 125
99.0 Total Obligations $111,396 $146,125 $160,725
1Includes costs for Enforcement investigations, information technology modernizations, operations & maintenance, and advisory & assistance services.(back to text)
Figure 18: Breakout of $160.6 Million Budget Estimate by Object Class
Object Class Percentage
Compensation and Benefits 69%
Travel and Transportation 1%
Space Rental 8%
Communication and Utilities 2%
All Other 17%
Supplies & Printing 1%
Equipment 2%


Crosswalk from FY 2009 to FY 2010


Table 23: Crosswalk from FY 2009 to FY 2010
($ in thousands)
  FY 2009
Budget
FY 2010
Request
Change
Budget Authority ($000) $146,000 $160,600 $14,600
Full-Time Equivalents (FTEs) 572 610 38
 
Explanation of Change FTEs Dollars
Current Services Increases: (Adjustments to FY 2009 Base)    
To provide for the following changes in personnel compensation:    
Estimated July 2010 5.5% merit based pay adjustment   990
Estimated July 2009 5.5% merit based pay adjustment (annualization of)   3,174
To provide for increase in incentive awards   60
To provide pay parity with FIRREA agencies in accordance with FSRIA 2002    
Compensation (Classification Review)   791
Benefits (Classification Review)   211
Expanded Benefits (Health)   441
To provide for increased costs of personnel benefits   1,722
To provide for increased costs of unemployment benefits   51
To provide for the following changes in non-personnel costs:   117
Travel/Transportation ($504)    
Space Rental/Communications/Utilities ($1,455)    
Supplies/Printing ($13)    
All Services ($2,529)    
Equipment (-$3,651)    
Building/Fixed Equipment (-$733)    
Program Increase: (Adjustments to FY 2010 Current Services)    
To provide for salaries and expenses for 38 additional FTEs +38 7,043
Total Increases +38 $14,600
Last Updated: September 23, 2009