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Breakout of Goal Three Request by Program Activity

Table 17: Breakout of Goal Three Request by Program Activity
($ in thousands)

Program Activity	FY 2009		FY 2010		Change
	Budget Request	FTE	Budget Request	FTE	Budget Request	FTE
Market Oversight	$9,498	38	$10,316	40	$818	2
Clearing & Intermediary Oversight	12,992	51	14,587	56	1,595	5
Chief Economist	0	0	0	0	0	0
Enforcement	6,558	25	7,205	26	647	1
Proceedings	0	0	0	0	0	0
General Counsel	2,445	9	2,730	10	285	1
Executive Direction & Support	2,847	11	3,202	12	355	1
Total	$34,340	134	$38,040	144	$3,700	10

Figure 13: Breakout of Goal Three Request by Program Activity

Program Activity	Percentage
Market Oversight	27%
Clearing & Intermediary Oversight	38%
Chief Economist	0%
Enforcement	19%
Proceedings	0%
General Counsel	7%
Executive Direction & Support	9%

Breakout of Goal Three Request by Outcome Objective

Table 18: Breakout of Goal Three Request by Outcome Objective
($ in thousands)

Goal Three Outcome Objectives	FY 2009		FY 2010		Change
	Budget Request	FTE	Budget Request	FTE	Budget Request	FTE
3.1 Clearing organizations and firms holding customer funds have sound financial practices.	$9,607	37	$10,490	39	$883	2
3.2 Commodity futures and option markets are effectively self-regulated.	12,772	51	14,508	56	1,736	5
3.3 Markets are free of trade practice abuses.	5,499	21	5,904	22	405	1
3.4 Regulatory environment responsive to evolving market conditions.	6,462	25	7,138	27	676	2
Total Goal Three	$34,340	134	$38,040	144	$3,700	10

Figure 14: Breakout of Goal Three Request by Outcome Objective

Outcome Objective	Percentage
Outcome Objective 3.1	28%
Outcome Objective 3.2	37%
Outcome Objective 3.3	16%
Outcome Objective 3.4	19%

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