|Goal Three Outcomes||Investment
|3.1 Sound Financial Practices for Clearing Organizations and Firms||$10.5||39||7%|
|3.2 Markets are Effectively Self-Regulated||$14.5||56||9%|
|3.3 Markets are Free of Trade Practice Abuses||$5.9||22||4%|
|3.4 Regulatory Environment is Responsive to Market Conditions||$7.1||27||4%|
Outcome 3.1 – Clearing organization and firms holding customer funds have sound financial practices.
Outcome 3.2 – Commodity futures and option markets are effectively self-regulated.
Outcome 3.3 – Markets are free of trade practice abuses.
Outcome 3.4 – Regulatory environment is flexible and responsive to evolving market conditions.