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The Best Places to Work in the Federal Government for 2012 logo.

Gary Gensler

Tony Thompson
Executive Director

Mark Carney
Chief Financial Officer

November 2012

This report is in the public domain. Authorization to reproduce it in whole or in part is granted. While permission to reprint this publication is not necessary, the citation should be: Commodity Futures Trading Commission, FY 2012 Agency Financial Report, Washington, D.C., 20581.

All photographs in this document are proprietary and prior permission from the photographer is required for any use or reproduction of the photographs.


This Agency Financial Report was produced with the energies and talents of Commission staff. To these individuals, the Office of Financial Management would like to offer our sincerest thanks and acknowledgement.

We would also like to acknowledge the Office of the Inspector General and KPMG LLP for the professional manner in which they conducted the audit of the Fiscal Year 2012 Financial Statements.

We offer our special thanks to The DesignPond, in particular Sheri Beauregard and Michael James, for their outstanding contribution to the design of this report.

Publications & Information

This report is made by the Commodity Futures Trading Commission (CFTC or Commission). Information in this agency financial report is provided as of November 14, 2012 and covers the period October 1, 2011 to September 30, 2012, unless otherwise indicated.

Additional material on the CFTC's Strategic Plan and the FY 2012 Summary of Financial and Performance Information Report are available on the web at:

Additional copies of the
Commodity Futures Trading Commission
FY 2012 Agency Financial Report
are available by contacting the
Office of Financial Management:

Office of Financial Management
Commodity Futures Trading Commission

Three Lafayette Centre
1155 21st Street, N.W.
Washington, DC 20581

Telephone: Mark Carney, 202.418.5477 or Lisa Malone, 202.418.5184
Fax: 202.418.5414
E-mail: or


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