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As required by the Government Performance and Results Act of 1993, the agency's reporting has been aligned with the following major goals presented in the 2011 – 2015 CFTC Strategic Plan.
The Net Cost of Operations is derived from transactions between the Commission and public entities, as well as with other federal agencies. The details of the intra-governmental costs and revenues, as well as those with the public, are as follows:
| 2012 | 2011 | |
|---|---|---|
| GOAL 1: PROTECT THE PUBLIC AND MARKET PARTICIPANTS BY ENSURING MARKET INTEGRITY; PROMOTING TRANSPARENCY, COMPETITION, AND FAIRNESS; AND LOWERING RISK IN THE SYSTEM | ||
| Intragovernmental Gross Costs | $10,083,898 | $8,543,266 |
| Less: Earned Revenue | (47,728) | (18,783) |
| Intragovernmental Net Cost of Operations | $10,036,170 | $8,524,482 |
| Gross Costs with the Public | $49,149,593 | $39,870,011 |
| Less: Earned Revenue | (17,179) | (4,106) |
| Net Cost of Operations with the Public | $49,132,414 | $39,865,905 |
| TOTAL NET COST OF OPERATIONS – GOAL ONE | $59,168,584 | $48,390,387 |
GOAL 2: PROTECT THE PUBLIC AND MARKET PARTICIPANTS BY ENSURING THE FINANCIAL INTEGRITY OF DERIVATIVES TRANSACTIONS, MITIGATION OF SYSTEMIC RISK, AND THE FITNESS AND SOUNDNESS OF INTERMEDIARIES AND OTHER REGISTRANTS |
||
| Intragovernmental Gross Costs | $9,313,379 | $7,715,430 |
| Less: Earned Revenue | (44,081) | (16,963) |
| Intragovernmental Net Cost of Operations | $9,269,298 | $7,698,467 |
| Gross Costs with the Public | $45,394,034 | $36,006,638 |
| Less: Earned Revenue | (15,867) | (3,709) |
| Net Cost of Operations with the Public | $45,378,167 | $36,002,929 |
| TOTAL NET COST OF OPERATIONS – GOAL TWO | $54,647,465 | $43,701,396 |
GOAL 3: PROTECT THE PUBLIC AND MARKET PARTICIPANTS THROUGH A ROBUST ENFORCEMENT PROGRAM |
||
| Intragovernmental Gross Costs | $10,391,398 | $10,794,979 |
| Less: Earned Revenue | (49,183) | (23,734) |
| Intragovernmental Net Cost of Operations | $10,342,215 | $10,771,245 |
| Gross Costs with the Public | $50,648,372 | $50,378,386 |
| Less: Earned Revenue | (17,704) | (5,189) |
| Net Cost of Operations with the Public | $50,630,668 | $50,373,197 |
| TOTAL NET COST OF OPERATIONS – GOAL THREE | $60,972,883 | $61,144,442 |
GOAL 4: ENHANCE INTEGRITY OF US MARKETS BY ENGAGING IN CROSS-BORDER COOPERATION, PROMOTING STRONG INTERNATIONAL REGULATORY STANDARDS, AND ENCOURAGING ONGOING CONVERGENCE OF LAWS AND REGULATION WORLDWIDE |
||
| Intragovernmental Gross Costs | $1,184,054 | $1,490,105 |
| Less: Earned Revenue | (5,604) | (3,276) |
| Intragovernmental Net Cost of Operations | $1,178,450 | $1,486,828 |
| Gross Costs with the Public | $5,771,158 | $6,954,071 |
| Less: Earned Revenue | (2,017) | (716) |
| Net Cost of Operations with the Public | $5,769,141 | $6,953,356 |
| TOTAL NET COST OF OPERATIONS – GOAL FOUR | $6,947,591 | $8,440,184 |
GOAL 5: PROMOTE COMMISSION EXCELLENCE THROUGH EXECUTIVE DIRECTION AND LEADERSHIP, ORGANIZATIONAL AND INDIVIDUAL PERFORMANCE MANAGEMENT, AND EFFECTIVE MANAGEMENT OF RESOURCES |
||
| Intragovernmental Gross Costs | $4,372,163 | $4,569,654 |
| Less: Earned Revenue | (20,694) | (10,047) |
| Intragovernmental Net Cost of Operations | $4,351,469 | $4,559,607 |
| Gross Costs with the Public | $21,310,216 | $21,325,820 |
| Less: Earned Revenue | (7,447) | (2,196) |
| Net Cost of Operations with the Public | $21,302,769 | $21,323,624 |
| TOTAL NET COST OF OPERATIONS – GOAL FIVE | $25,654,238 | $25,883,231 |
| NET COST OF OPERATIONS | $207,390,761 | $187,559,640 |