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There are no differences between the fund balances reflected in the CFTC Balance Sheets and the balances in the Treasury accounts.
Fund Balance with Treasury consists of entity assets such as appropriations, reimbursements for services rendered, and collections of fines and penalties. Obligation of these funds is controlled by quarterly apportionments made by OMB. Work performed under reimbursable agreements is initially financed by the annual appropriation and is subsequently reimbursed. Collections of fines and penalties are distributed to harmed investors, returned to Treasury, or when eligible, transferred to the Customer Protection Fund.
Fund Balance with Treasury at September 30, 2012 and 2011 consisted of the following:
| 2012 | 2011 | |
|---|---|---|
| Appropriated Funds | $59,576,063 | $58,014,096 |
| Customer Protection Fund | 22,904,529 | 23,755,000 |
| Deposit Fund | 77,098 | 16,621 |
| TOTAL FUND BALANCE WITH TREASURY | $82,557,690 | $81,785,717 |
Status of Fund Balance with Treasury at September 30, 2012 and 2011 consisted of the following:
| 2012 | 2011 | |
|---|---|---|
| Appropriated Funds | ||
| Unobligated Fund Balance | ||
| Available | $6,423,446 | $9,880,057 |
| Unavailable | 3,739,607 | 3,671,114 |
| Obligated Balance Not Yet Disbursed | 49,413,010 | 44,462,925 |
| Total Appropriated Funds | 59,576,063 | 58,014,096 |
Customer Protection Fund |
||
| Unobligated Fund Balance | ||
| Available | $12,558,748 | $– |
| Unavailable | 10,302,100 | 23,755,000 |
| Obligated Balance Not Yet Disbursed | 43,681 | – |
| Total Customer Protection Fund | 22,904,529 | 23,755,000 |
| Deposit Fund | 77,098 | 16,621 |
| TOTAL FUND BALANCE WITH TREASURY | $82,557,690 | $81,785,717 |