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Note 2. Fund Balance with Treasury


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A. Reconciliation to Treasury

There are no differences between the fund balances reflected in the CFTC Balance Sheets and the balances in the Treasury accounts.

B. Fund Balance with Treasury

Fund Balance with Treasury consists of entity assets such as appropriations, reimbursements for services rendered, and collections of fines and penalties. Obligation of these funds is controlled by quarterly apportionments made by OMB. Work performed under reimbursable agreements is initially financed by the annual appropriation and is subsequently reimbursed. Collections of fines and penalties are distributed to harmed investors, returned to Treasury, or when eligible, transferred to the Customer Protection Fund.

Fund Balance with Treasury at September 30, 2012 and 2011 consisted of the following:

FUND BALANCE WITH TREASURY
At September 30, 2012 and 2011
  2012 2011
Appropriated Funds $59,576,063 $58,014,096
Customer Protection Fund 22,904,529 23,755,000
Deposit Fund 77,098 16,621
TOTAL FUND BALANCE WITH TREASURY $82,557,690 $81,785,717


C. Status of Fund Balance with Treasury

Status of Fund Balance with Treasury at September 30, 2012 and 2011 consisted of the following:

STATUS OF FUND BALANCE WITH TREASURY
At September 30, 2012 and 2011
  2012 2011
Appropriated Funds    
Unobligated Fund Balance    
Available $6,423,446 $9,880,057
Unavailable 3,739,607 3,671,114
Obligated Balance Not Yet Disbursed 49,413,010 44,462,925
Total Appropriated Funds 59,576,063 58,014,096

Customer Protection Fund
   
Unobligated Fund Balance    
Available $12,558,748 $–
Unavailable 10,302,100 23,755,000
Obligated Balance Not Yet Disbursed 43,681
Total Customer Protection Fund 22,904,529 23,755,000
Deposit Fund 77,098 16,621
TOTAL FUND BALANCE WITH TREASURY $82,557,690 $81,785,717

 

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