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Statements of Custodial Activity

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STATEMENTS OF CUSTODIAL ACTIVITY
For the Years Ended September 30, 2011 and 2010
  2011 2010
REVENUE ACTIVITY    
Sources of Cash Collections:    
Registration and Filing Fees $2,059,411 $676,649
Fines, Penalties, and Forfeitures 11,433,774 75,177,834
General Proprietary Receipts 2,219 2,985
Total Cash Collections 13,495,404 75,857,468
Change in Custodial Receivables 254,239 616,714
Total Custodial Revenue $13,749,643 $76,474,182

DISPOSITION OF COLLECTIONS
   
Amounts Transferred to:    
Department of the Treasury (7,740,404) (75,857,468)
CFTC Customer Protection Fund (5,755,000)
Change in Custodial Liabilities (254,239) (616,714)
NET CUSTODIAL ACTIVITY $– $–

The accompanying notes are an integral part of these financial statements.

 

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