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How This Report is Organized

Table of Contents >

This document consists of two primary sections and supplemental sections:

Photo showing the start of the Management's Discussion and Analysis section.

Management’s Discussion and Analysis

The Management’s Discussion and Analysis (MDA) section is an overview of the entire report. The MD&A presents performance and financial highlights for FY 2011 and discusses compliance with legal and regulatory requirements, business trends and events, and management issues.

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Financial Section

The Financial Section includes the Commission's financial statements and the Independent Auditors' report.

Photo showing the start of the Other Accompanying Information section.

Other Accompanying Information

Other Accompanying Information contains the Inspector General's FY 2011 assessment of management challenges facing the Commission and the Commission's summary of audit and management assurances.

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The Appendix contains the glossary of abbreviations and acronyms used throughout the report.

For more information on the information presented in this report please contact Mark Carney, Chief Financial Officer, at 202-418-5477.

The CFTC chose to produce the Agency Financial Report (AFR) and Annual Performance Report (APR) in lieu of a Performance and Accountability Report for FY 2011. The FY 2011 APR will be included in the CFTC FY 2013 Congressional Budget Justification in February 2012. An electronic version of the CFTC FY 2011 AFR and the CFTC 2011 - 2015 Strategic Plan are available at


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