Appendix B CFFE Relevant Entities

Sheet1

    Entity Membership Status CFFE Trading Privileges Registration Status Personal / Proprietary Trading Customer Trading Employment Status
    NYCE Class A - Only such member, has all voting rights. N/A N/A N/A N/A N/A

CFFE Traders (holders of CFFE trading privileges)

Screen Based Traders (SBT)

NYCE / CFFE Clearing Member (CM) Class B - Must satisfy conditions for clearing members of CCC. With payment of $100. Must be registered. Any category. Yes Yes N/A
    NYCE / CSCE Floor Broker (FB) Class B With payment of $100. FB Yes No N/A
    NYCE / CSCE Floor Trader (FT) Class B With payment of $100. FT Yes No N/A
    Futures Commision Merchant (FCM) May be non-member If guaranteed by a CFFE clearing member. FCM Yes Yes N/A
    Introducing Broker (IB) May be non-member If guaranteed by a CFFE clearing member. IB Yes Yes N/A
    Commodity Trading Advisor (CTA) May be non-member If guaranteed by a CFFE clearing member. CTA Yes Yes N/A
    Commodity Pool Operator (CPO) May be non-member If guaranteed by a CFFE clearing member. CPO Yes Yes N/A
    Other Associate With payment $1000 and Guaranteed by a CM. Only required if trading for customer. Yes Yes - If registered. N/A
    Authorized Trader (AT) None None personally, excercises on behalf of employer. If employed by CM, registration only required for customer trading. If employed by other than CM, must be registered. Yes (employer's proprietary) Yes - If registered. Employee of FCM, IB, CTA or CM.
    Terminal Operator (TO) None Deemed to have for registration purpose only. FB No No Joint Employee of CFFE and Cantor Fitzgerald Securities.