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Joint Meeting on harmonization of Regulation
SEC Headquarters
September 3, 2009
Opening Statement:
Panel One – Enforcement:
- Daniel Roth, National Futures Association
- David Downey, OneChicago
- Kenneth Raisler, Sullivan & Cromwell
- William R. McLucas, Wilmer Cutler Pickering Hale and Dorr
- Damon Silvers, AFL-CIO
- Richard Owens, Latham & Watkins
15 Minute Break
Panel Two – Investment Funds:
- Professor John Coffee, Columbia Law School
- Richard Baker, Managed Funds Association
- Sharon Brown-Hruska, NERA Economic Consulting
- Kathleen Moriarty, Katten Muchin Rosenman
- Michael Butowsky, Mayer Brown
- Michael Connolly, Association for Financial Professionals
Break for the Day
Last Updated: September 9, 2009



