Law & Regulation
Opinions and Orders Archive
1999 Opinions and Adjudicatory Orders
In the Matter of Thomas, CFTC Docket No. 98-13, December 27, 1999 Order Pursuant to Delegated Authority
Global Futures Holdings, Inc. v. NFA CFTC Docket No. CRAA 99-2, December 16, 1999 Order of Summary Affirmance
Kohlmeyer v. Cargill, CFTC Docket No. 99-R032, December 6, 1999 Order
Murray v. Cargill, Inc., CFTC Docket No. R040, November 29, 1999 Opinion and Order
Baldwin v. Cambridge Financial Corp., et al., CFTC Docket No. 98-R004, November 24, 1999 Order
Melton, et al. v. Pasqua, et al., CFTC Docket Nos. 99-R064 and 99-R062, November 3, 1999 Order Pursuant to Delegated Authority
In the Matter of Fisher, et al., CFTC Docket No. 93-2, October 7, 1999 Order Pursuant to Delegated Authority
Pelaez v. NFA, CFTC Docket No. 98-6, September 24, 1999 Order
In re New York Currency Research Corp., CFTC Docket No. 98-3, September 22, 1999 Delegated Authority Order
Brooks v. Carr Investments, Inc. et al. CFTC Docket No. 96-R100, August 19, 1999 Order
In re Jerry W. Slusser, et al., CFTC Docket No 94-14. , August 19, 1999 Order
In re Fisher, et al., CFTC Docket No 93-2. , August 3, 1999 Order Pursuant to Delegated Authority
July
Briggs v. New York Mercantile Exchange, CFTC Docket No. 98-E-2, July 21, 1999 Order
In re Slusser, CFTC Docket No. 94-14, July 19, 1999 Opinion and Order
June
Watters v. Jeffrey Robert Kerr, et al., CFTC Docket No. 98-R178, June 29, 1999 Order Pursuant to Delegated Authority
Chueng v. Alaron Trading Corporation, et al., CFTC Docket No. 97-R154, June 24, 1999 Order
Dawson v. Carr Investments, Inc., et al., CFTC Docket No. 96-R101, June 23, 1999 Order
In re Global Link, CFTC Docket No. 98-1, June 21, 1999 Amended Opinion and Order
Buckler v. Ing (U.S.) Securities, CFTC Docket No. 97-R073, June 1, 1999 Order Pursuant to Delegated Authority
May
Glass v. Rosenthal Collins, CFTC Docket No. 98-R124, May 28, 1999 Order of Summary Affirmance
Goldsmith v. Rosenthal Collins, CFTC Docket No. 98-R070, May 27, 1999 Order of Summary Affirmance
In re First Commercial Financial, CFTC Docket No. 95-10, May 20, 1999 Opinion and Order
Harter v. Iowa Gain, CFTC Docket No. 98-R095, May 20, 1999 Opinion and Order
Stone v. First Pacific. CFTC Docket No. 98-R134, May 13, 1999 Order of Summary Affirmance
American Futures Group v. NFA, CFTC Dockets Nos. CRAA 98-1, 98-2, 98-3, 98-4, May 13, 1999 Order
April
In re Fisher, CFTC Docket No. 93-2, April 29, 1999 Order Denying Interlocutory Review
Bloomfield v. NFA, CFTC Docket No. CRAA 99-1, April 21, 1999 Order Pursuant to Delegated Authority
Walker v. Robbins Futures, CFTC Docket No. 97-R030, April 13, 1999 Order of Summary Affirmance
In re Zuccarelli, CFTC Docket No. SD-97-3, April 15, 1999 Opinion and Order
March
Bowden v. Alaron, CFTC Docket No. 97-R079, March 23, 1999 Order of Summary Affirmance
MBH Commodity Advisors v. NFA, CFTC Docket No. CRAA 99-3, March 22, 1999 Order Denying Stay
In re R&W Technical Services, CFTC Docket No. 96-3, March 16, 1999 Opinion and Order
Sommerfeld v. Refco, CFTC Docket Nos. 98-R009 & 98-R075, March 2, 1999 Delegated Authority Order
February
Violette v. First American, CFTC Docket No. 97-R020, February 24, 1999 Order
Clemons v. Iowa Grain, CFTC Docket No. 97-R089, February 17, 1999 Order of Summary Affirmance
C.I.M. Investments v. Hammer Trading, CFTC Docket No. 98-R034, February 12, 1999 Opinion and Order
Karnish v. Greenhouse, CFTC Docket No. 98-R011, February 1, 1999 Delegated Authority Order
January
Clemons v. McCabe, CFTC Docket No. 97-R053, January 29, 1999 Order
Berentson v. Klingensmith, CFTC Docket No. 98-R019, January 29, 1999 Order of Summary Affirmance
Dearing v. First American Discount, CFTC Docket No. 98-R042, January 14, 1999 Order
In re New York Forex, CFTC Docket No. 97-5, January 12, 1999 Order of Summary Affirmance
Briggs v. Nymex, CFTC Docket No. 98-E-2, January 6, 1999 Delegated Authority Order