Law & Regulation
Opinions and Orders Archive
1998 Opinions and Adjudicatory Orders
Dawson v. Carr, CFTC Docket No. 96-R101, December 31, 1998 Order
In re Eggum, CFTC Docket No. 89-13, December 21, 1998 Order
Hanlon v. Solomon Smith Barney, CFTC Docket No. 97-R086, December 4, 1998 Order of Summary Affirmance
November
Global Futures v. NFA, CFTC Docket No. CRAA 99-2, November 24, 1998 Opinion and Order
Human v. Alaron, CFTC Docket No. 95-R019, November 19, 1998 Order of Dismissal
Haekal v. Refco, CFTC Docket No. 93-R109, November 18, 1998 Order
In re Kelly, CFTC Docket No. 97-6, November 19, 1998 Opinion and Order
Pegrem v. Mawhorr, CFTC Docket No. 97-R40, November 19, 1998 Order of Summary Affirmance
Bloomfield v. NFA, CFTC Docket No. CRAA 99-1, November 16, 1998 Order
Hoff v. American Futures Group, Inc., CFTC Docket No. 96-R133, November 3, 1998 Order
October
Pelaez v. NFA, CFTC Docket No. CRAA 98-6, October 28, 1998 Order
Violette v. First Options of Chicago, CFTC Docket No. 95-R128, October 16, 1998 Order of Summary Affirmance
Christman v. First American Discount, CFTC Docket No. 97-R067, October 16, 1998 Order of Summary Affirmance
Wuensch v. NFA, CFTC Docket No. CRAA 98-5, October 7, 1998 Order
August
Spalding v. Citrus Associates, CFTC Docket No. 98-E-1, August 19, 1998 Order of Summary Affirmance
Gemeinder v. Gartmann, CFTC Docket No. 95-R3, August 12, 1998 Order
July
Symon v. Lind-Waldock, CFTC Docket No. 97-R023, July 23, 1998 Order
In re Clark & Auciello, CFTC Docket Nos. 96-E-1 & 96-E-2, July 22, 1998 Opinion & Order
Haekal v. Refco, CFTC Docket No. 93-R109, July 13, 1998 Order
In re Eggum, CFTC Docket No. 89-13, July 8, 1998 Order
In re Stephen Reddy, et. al, CFTC Docket No. 92-19, June 22, 1998 Order
May
In re Glass and Guttman, CFTC Docket No. 93-4, May 22, 1998 Order
Briggs v. NYMEX, CFTC Docket No. 98-E-2, May 22, 1998 Order
Hutchens v. RB&H, et al., CFTC Docket No 97-R149, May 20, 1998 Order
In re Clark and Auciello, CFTC Docket Nos. 96-E-1 & 96-E2, May 14, 1998 Order
Jordan v. Chippas, CFTC Docket No. 97-R080, May 11, 1998 Order
Fager v. Nadell, et al., CFTC Docket No. 95-R097, May 7, 1998 Opinion & Order
In re Glass & Guttman, CFTC Docket No. 93-4, April 27, 1998 Opinion & Order
Emmett v. Commonwealth, et al., CFTC Docket No. 95-R135, April 24, 1998 Opinion & Order
Gemeinder v. Gartmann, et al., CFTC Docket No. 95-R135, April 24, 1998 Order
In re Ashman, CFTC Docket No. 91-17, April 23, 1998 Opinion & Order
In re Bilello & Gorski, CFTC Docket No. 93-5, April 23, 1998 Order
In re R&W Technical Services, et al., CFTC Docket No. 96-3, April 22, 1998 Order
Hoff v. American Futures, CFTC Docket No. 96-R133, April 20, 1998 Order
In re Miller, CFTC Docket No. 92-4, April 15, 1998 Order
Everett v. RB&H, et al., CFTC Docket No. 96-R137, April 9, 1998 Order
Perk v. NFA & Tucker v. NFA, CFTC Docket Nos. CRAA 98-1 & 98-2, April 2, 1998 Order
In re New York Currency Research Corporation, CFTC Docket No. 98-3, March 31, 1998 Order
In re Bilello and Gorski, CFTC Docket No. 93-5, March 30, 1998 Order
Scheufler v. Gerald, et al., CFTC Docket No. 94-R169, March 26, 1998 Order
In re Mayer, et al., CFTC Docket No. 92-21, March 23, 1998 Order
In re Commonwealth Financial Group, et al., CFTC Docket Nos. CRAA 97-1 through 97-7, March 18, 1998 Order
Adams v. Jappell, et al., CFTC Docket No. 96-R158, March 18, 1998 Opinion & Order
In re Miller, CFTC Docket No. 92-4, March 12, 1998 Opinion & Order
In re New York Currency Research Corporation, CFTC Docket No. 98-3, March 5, 1998 Order
Nixon v. Lind-Waldock, CFTC Docket No. 96-R015, March 9, 1998 Order
In re Reddy, et al., CFTC Docket No. 92-19, March 9, 1998 Order
In re Elliot, et al., CFTC Docket No. 95-1, March 4, 1998 Order
Grindell v. Commonwealth, et al., CFTC Docket No. 96-R86, February 27, 1998 Order
In re Mayer, CFTC Docket No. 92-21, February 25, 1998 Order.
Haekal v. Refco, et al., CFTC Docket No. 93-R109, February 23, 1998 Order
In re Clark & Auciello, CFTC Docket Nos. 96-E-1 and 96-E-2, February 2, 1998 Order
In re Reddy, et al., CFTC Docket No. 92-19, February 4, 1998 Opinion & Order
New York Currency Research Corporation, CFTC Docket No. 98-3, February 6, 1998 Opinion & Order
In re Elliott, et al., CFTC Docket No. 95-1, February 3, 1998 Opinion & Order
Pal v. Reifler, et al., CFTC Docket No. 95-R151, February 2, 1998 Opinion & Order
Scott v. Beacon, et al., CFTC Docket No. 95-R153, February 2, 1998 Order
No Opinions & Orders were issued this month.