Law & Regulation
Opinions and Orders Archive
1997 Opinions and Adjudicatory Orders
December
In re First Commercial Financial Group, et al., CFTC Docket No. 95-10, December 30, 1997 Amended Order
Kacem v. Castle, CFTC Docket No. 94-R169, December16, 1997 Order
November
In re CBOT's Settlement of Disciplinary Charges, CFTC Docket Nos. 97-E-1 through 97-E-6, November 6, 1997 Opinion & Order
October
In re Fetchenhier, CFTC Docket Nos. 91-12 & SD 93-14, October 31, 1997 Opinion & Order
Indelicato, et al. v. NFA, CFTC Docket No. CRAA 97-9, October 29, 1997 Order
Rice v. Futures Trading Group, et al., CFTC Docket No. 95-R145, October 22, 1997 Order
In re Arnold, et al., CFTC Docket No. 97-12, October 17, 1997 Order
In re Rousso, et al., CFTC Docket No. 91-3, October 8, 1997 Opinion & Order
September
Haekal v. Refco, et al., CFTC Docket No. 93-R109, September 26, 1997 Opinion & Order
Scheufler v. Stuart, et al., CFTC Docket No. 94-R169, September 30, 1997 Order
Fraina v. NYCE, CFTC Docket No. 97-E-7, September 30, 1997 Order
In re CBOT's Settlement of Disciplinary Charges, CFTC Docket Nos. 97-E-1 through 97-E-6, September 12, 1997 Order
In re Grain Land Cooperative, et al., CFTC Docket Nos. 97-1, 97-2, & 97-3, September 12, 1997 Opinion & Order
August
In re Rousso, et al., CFTC Docket No. 91-3, August 20, 1997 Order
Kelly v. Staryk, et al., CFTC Docket No. 95-R131, August 1, 1997 Order
Ahlstedt v. Capitol Commodity, et al., CFTC Docket No. 96-R050, August 12, 1997 Opinion & Order
Symon V. Fullet, et al., CFTC Docket No. 95-R110, August 7, 1997 Opinion & Order
July
In re Rousso, et al., CFTC Docket No. 91-3, July 29, 1997 Opinion & Order
In re CBOT's Settlement of Disciplinary Charges, CFTC Docket Nos. 97-E-1 through 97-E-6, July 2, 1997 Order
June
In re Marren, CFTC Docket No. 93-16, June 26, 1997 Opinion & Order
In re Mosky, CFTC Docket No. 91-19, June 25, 1997 Opinion & Order
In re Vercillo, CFTC Docket Nos. 91-18 & SD 93-11, June 25, 1997 Opinion & Order
Comtrade v. Cargill, CFTC Docket No. 94-R188, June 16, 1997 Order
In re Clark, CFTC Docket No. SD 93-2, June10, 1997 Order
In re Scheck, CFTC Docket Nos. 92-11 & SD 93-13, June 4, 1997 Opinion & Order
May
In re Ryan, CFTC Docket Nos. 91-10 & 93-17, May30, 1997 Order
In re Vercillo, CFTC Docket Nos. 91-8 & SD 93-11, May 30, 1997 Opinion & Order
Commonwealth Financial Group v. NFA, CFTC Docket No. CRAA 95-3, May 21, 1997 Order
Kacem v. Castle, CFTC Docket No. 95-R030, May 20, 1997 Opinion & Order
Lehockzky v. Gerald, et al., CFTC Docket No. 93-R138, May 19, 1997 Order
Caputo, et al. v. NFA, CFTC Docket Nos. CRAA 97-1 through 97-7, May 7, 1997 Order
Hinch v. Commonwealth, et al., CFTC Docket No. 95-R66, May 13, 1997 Opinion & Order
In re Fetchenhier, CFTC Docket Nos. 91-12 & SD 93-14, May 13, 1997 Order Of Amendment
In re Fetchenhier, CFTC Docket Nos. 91-12 & SD 93-14, May 8, 1997 Opinion & Order
Monnier v. Lind-Waldock, et al., CFTC Docket No. 95-R057, May 2, 1997 Order
April
In re Elliot, et al., CFTC Docket No. 95-1, April 28, 1997 Order
Weiss v. Monex, et al., CFTC Docket No. 89-R280, April 25, 1997 Order
In re Ryan, CFTC Docket Nos. 91-10 & SD 93-17, April 25, 1997 Opinion & Order
In re Fisher, et al., CFTC Docket No. 93-2, April 24, 1997 Order
In re Smith, CFTC Docket 93-9, April 24, 1997 Order
In re Clark, CFTC Docket No SD 93-2, April 22, 1997 Opinion & Order
In re Smith, CFTC Docket No. 93-9, April 18, 1997 Order
March
Bishop v. First Investors Group, et al., CFTC Docket No. 94-R156, March 26, 1997 Opinion & Order
Creative Strategy Fund I v. Prudential Securities, et al., CFTC Docket No. 93-R014, March 19, 1997 Order
Grandview Holding Corp. v. NFA, CFTC Docket No. CRAA 96-1, March 18, 1997 Opinion & Order
Commonwealth Financial Group v. NFA, CFTC Docket No. CRAA 95-3, March 18, 1997 Opinion & Order
In re Commodities International Corp., et al., CFTC Docket No. 83-43, March 18, 1997 Order
In re Smith, CFTC Docket No.93-9, March 11, 1997 Opinion & Order
In re Kenney, CFTC Docket No. 91-11, March 11, 1997 Opinion & Order
Market Watch V. NFA, CFTC Docket No. CRAA 96-2, March 3, 1997 Order
February
In re Grossfeld, et al., CFTC Docket No. 89-23, ORDER February 28, 1997 Order
Rendita v. Mercafe, et al., CFTC Docket No. 93-R106, February 20, 1997 Order
Violette v. First Options of Chicago, CFTC Docket No. 95-R128, February 20, 1997 Order
January
No Opinions & Orders were issued this month.