Law and Regulation
2007 Opinions and Adjudicatory Orders
December 21, 2007
Lake Shore Lake Shore Asset Management Ltd. v. NFA, CFTC Docket No. CRAA 07-02, Order Pursuant to Delegated Authority
December 7, 2007
Palomares v. Bradshaw, et al., CFTC Docket No. 99-R015, Opinion and Order
November 30, 2007
Copernic, Inc. v. Forex Capital Markets, LLC, CFTC Docket No. 07-R024, Order Pursuant to Delegated Authority
October 25, 2007
Bernard M. Seeman v. National Futures Association, CFTC Docket No. CRAA 08-01, Order Pursuant to Delegated Authority
October 2, 2007
William K. Archer, Jr. v. Trade Station Securities, Inc., d/b/a/ Trade Station Securities, CFTC Docket No. 06-R18, Order Pursuant to Delegated Authority
September 25, 2007
Richard S. Numbers, Trustee, The Richard S. Numbers Revocable Trust v. Stephen Randall Moore, CFTC Docket No. 05-R86, Order Pursuant to Delegated Authority
September 25, 2007
Fedric Kelley v. REFCO LLC d/b/a REFCO Private Client Group Division of REFCO LLC, CFTC Docket No. 06-R001, Order Pursuant to Delegated Authority
September 17, 2007
In the Matter of: Lake Shore Alternative Financial Asset Ltd. To Stay NFA No. 07-MRA-011, CFTC Docket No. CRAA 07-03, Order Denying Petition to Stay
August 30, 2007
Lake Shore Asset Management, Ltd. v. National Futures Association, CFTC Docket No. CRAA 07-02, Order Denying Stay
August 14, 2007
Lake Shore Asset Management, Ltd. v. National Futures Association, CFTC Docket No. CRAA 07-02, Order
August 13, 2007
Lake Shore Asset Management, Ltd. v. National Futures Association, CFTC Docket No. CRAA 07-02, Order
June 26, 2007
Hsue Tung, et al. v. Concorde Trading Group, Inc., et al, CFTC Docket No. 01-R089, Order Pursuant to Delegated Authority
June 19, 2007
Robert W. Kaps, et al. v. Executive Commodity Corp., et al, CFTC Docket No. 06-R046, Order Granting Interlocutory Review
June 18, 2007
Richard Mesirow v. Chicago Mercantile Exchange, CFTC Docket No. 07 E-1, Order Pursuant to Delegated Authority
May 24, 2007
Richard Mesirow v. Chicago Mercantile Exchange, CFTC Docket No. 07 E-1, Order Denying Stay
May 24, 2007
John Y. Aboulghar v. Richard Leyton Mulcahy, R.J. O’Brien Associates, Inc., RM Trading LLC, CFTC Docket No. 06-R044, Order Pursuant to Delegated Authority
May 18, 2007
Richard Mesirow v. Chicago Mercantile Exchange, CFTC Docket No. 07 E-1, Order Pursuant to Delegated Authority
May 10, 2007
Thomas Cost v. Chabir Geraigiri a/k/a Chad Ceraigiri, Optimus Trading Group LLC, Vision Limited Partnership and Matthew Zimberg, CFTC Docket No. 07-R001, Order Pursuant to Delegated Authority
April 12, 2007
Jordan Assets Ltd. and Wallace Neal Jordan v. National Futures Association, CFTC Docket No. CRAA 06-04, Order Pursuant to Delegated Authority
April 11, 2007
Mary Adams v. Black Diamond Futures & Trading, Inc. and Lawrence Barrell Hundley, III, CFTC Docket No. 04-R052, Opinion and Order
April 2, 2007
Ernest L. Wade v. Marcus Chevalier, et al., CFTC Docket No. 06-R039, Order Pursuant to Delegated Authority
March 23, 2007
Linda Talbot Keith v. Stephen Mark Smith, CFTC Docket No. 05-R061, Order Pursuant to Delegated Authority
March 15, 2007
Ernest L. Wade v. Marcus Chevalier, et al., CFTC Docket No. 06-R039, Order
January 3, 2007
Linda Talbot Keith v. Stephen Mark Smith, CFTC Docket No. 05-R061, Order Pursuant to Delegated Authority