Law and Regulation
2008 Federal Register Proposed Rules
December 31, 2008
73 FR 80367
PDF Version
Request To Exempt Certain Over-the-Counter Swaps From Certain of the Requirements Imposed by Commission Regulation 35.2, Pursuant to the
Authority in Section 4(C) of the Commodity Exchange Act; Reopening of
Comment Period
Comment File: 08-005
Closing Date:
August 21, 2008
Extended Date:
January 21, 2009
See also:
Request To Exempt Certain Over-the-Counter Swaps From Certain of the Requirements Imposed by Commission Regulation 35.2, Pursuant to the Authority in Section 4(C) of the Commodity Exchange Act
December 12, 2008
73 FR 75888
PDF Version
17 CFR Parts 15, 16, 17, 18, 19, 21, 36, and 40 Significant Price Discovery Contracts on Exempt Commercial Markets
Comment File: 08-012
Closing Date:
February 10, 2009
See also:
17 CFR Parts 15, 16, 17, 18, 19, 21, 36, 40 Significant Price Discovery Contracts on Exempt Commercial Markets
November 26, 2008
73 FR 71968
PDF Version
17 CFR Part 4 Electronic Filing of Disclosure Documents
Comment File: 08-011
Closing Date:
December 26, 2008
See also:
17 CFR Part 4 Electronic Filing of Disclosure Documents
November 14, 2008
73 FR 67435
PDF Version
17 CFR Parts 1 and 38 Execution of Transactions: Regulation 1.38 and Guidance on Core Principle 9
Comment File: 08-009
Closing Date:
November 17, 2008
Extended Date:
January 5, 2009
See also:
17 CFR Parts 1 and 38 Execution of Transactions: Regulation 1.38 and Guidance on Core Principle 9
November 12, 2008
73 FR 66847
PDF Version
Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to iShares [reg] COMEX Gold Trust Shares and iShares [reg] Silver Trust Shares
Comment File: 08-010
Closing Date:
November 19, 2008
October 21, 2008
73 FR 62488
PDF Version
Joint Audit Committee Operating Agreement
Comment File: 08-007
Closing Date:
October 14, 2008
Extended Date:
November 13, 2008
See also:
Joint Audit Committee Operating Agreement
September 18, 2008
73 FR 54097
PDF Version
17 CFR Parts 1 and 38 Execution of Transactions: Regulation 1.38 and Guidance on Core
Principle 9
Comment File: 08-009
Closing Date:
November 17, 2008
Extended Date:
January 5, 2009
September 11, 2008
73 FR 52833
PDF Version
Privacy Act of 1974; System of Records
Comment File: 08-008
Closing Date:
October 14, 2008
September 11, 2008
73 FR 52832
PDF Version
Joint Audit Committee Operating Agreement
Comment File: 08-007
Closing Date:
October 14, 2008
Extended Date:
November 13, 2008
See also:
Joint Audit Committee Operating Agreement
September 8, 2008
73 FR 51961
PDF Version
17 CFR Parts 40, 41 and 145 Confidential Information and Commission Records and Information
Comment File: 08-006
Closing Date:
September 2, 2008
See also:
17 CFR Parts 40, 41, and 145 Confidential Information and Commission Records and Information
17 CFR Parts 40, 41, and 145 Confidential Information and Commission Records and Information
August 1, 2008
73 FR 44939
PDF Version
17 CFR Parts 40, 41, and 145 Confidential Information and Commission Records and Information
Comment File: 08-006
Closing Date:
September 2, 2008
See also:
17 CFR Parts 40, 41 and 145 Confidential Information and Commission Records and Information
17 CFR Parts 40, 41, and 145 Confidential Information and Commission Records and Information
July 7, 2008
73 FR 38403
PDF Version
Request To Exempt Certain Over-the-Counter Swaps From Certain of the Requirements Imposed by Commission Regulation 35.2, Pursuant to the
Authority in Section 4(C) of the Commodity Exchange Act
Comment File: 08-005
Closing Date:
August 21, 2008
Extended Date:
January 21, 2009
May 7, 2008
73 FR 25669
PDF Version
Concept Release on the Appropriate Regulatory Treatment of Event Contracts
Comment File: 08-004
Closing Date:
July 7, 2008
April 23, 2008
73 FR 21917
PDF Version
Proposal To Exempt the Trading and Clearing of Certain Products Related to streetTRACKS Gold Trust Shares
Comment File: 08-003
Closing Date:
April 30, 2008
March 14, 2008
73 FR 13867
PDF Version
Proposed Exemptive Order for ST Gold Futures Contracts
Comment File: 08-002
Closing Date:
March 31, 2008
January 25, 2008
73 FR 4499
PDF Version
17 CFR Parts 3 and 30 Exemption From Registration for Certain Firms With Regulation 30.10 Relief
Comment File: 08-001
Closing Date:
February 25, 2008
See also:
17 CFR Parts 3 and 30 Exemption From Registration for Certain Firms With Regulation 30.10 Relief
January 7, 2008
73 FR 1205
PDF Version
Requests Pursuant to Section 4(c) of the Commodity Exchange Act To Extend the Exemption Granted Under Part 35 of the Commission's Regulations to Certain Over-The-Counter Swaps and To Determine as Eligible Swap Participants Certain Floor Brokers and Traders
Comment File: 07-016
Closing Date:
January 7, 2008
Extended Date:
February 6, 2008
See also:
Notice of Request for Comment on Exemption Requests
Order: (1) Pursuant to Section 4(c) of the Commodity Exchange Act (a) Permitting Eligible Swap Participants To Submit for Clearing and ICE Clear U.S., Inc. and Futures Commission Merchants To Clear Certain Over-The-Counter Agricultural Swaps and (b) Determining Certain Floor Brokers and Traders To Be Eligible Swap Participants; and (2) Pursuant to Section 4d of the Commodity Exchange Act, Permitting Certain Customer Positions in the Foregoing Swaps and Associated Property To Be Commingled With Other Property Held in Segregated Accounts