Law and Regulation
2008 Federal Register Final Rules
December 30, 2008
73 FR 79608
PDF Version
17 CFR Part 140 Delegation of Authority and Change in Position Title
Effective Date: December 30, 2008
December 30, 2008
73 FR 79830
PDF Version
Order Exempting the Trading and Clearing of Certain Products Related to iShares[supreg] COMEX Gold Trust Shares and iShares[supreg] Silver Trust Shares
Effective Date: December 3, 2008
See also:
Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to iShares [reg] COMEX Gold Trust Shares and iShares [reg] Silver Trust Shares
December 18, 2008
73 FR 77015
PDF Version
Order: (1) Pursuant to Section 4(c) of the Commodity Exchange Act (a) Permitting Eligible Swap Participants To Submit for Clearing and ICE Clear U.S., Inc. and Futures Commission Merchants To Clear Certain
Over-The-Counter Agricultural Swaps and (b) Determining Certain Floor
Brokers and Traders To Be Eligible Swap Participants; and (2) Pursuant
to Section 4d of the Commodity Exchange Act, Permitting Certain
Customer Positions in the Foregoing Swaps and Associated Property To Be
Commingled With Other Property Held in Segregated Accounts
Effective Date: December 12, 2008
See also:
Notice of Request for Comment on Exemption Requests
Requests Pursuant to Section 4(c) of the Commodity Exchange Act To Extend the Exemption Granted Under Part 35 of the Commission's Regulations to Certain Over-The-Counter Swaps and To Determine as Eligible Swap Participants Certain Floor Brokers and Traders
November 20, 2008
73 FR 70274
PDF Version
17 CFR Part 12 Rules Relating to Reparation Proceedings
Effective Date: December 22, 2008
November 4, 2008
73 FR 65514
PDF Version
17 CFR Part 190 Interpretative Statement Regarding Funds Related to Cleared-Only Contracts Determined To Be Included in a Customer's Net Equity
See also:
17 CFR Part 190 Interpretative Statement Regarding Funds Related to Cleared-Only Contracts Determined To Be Included in a Customer's Net Equity
October 24, 2008
73 FR 63359
PDF Version
17 CFR Parts 10 and 12 Proceedings Before the Commodity Futures Trading Commission
Effective Date: October 24, 2008
October 14, 2008
73 FR 60625
PDF Version
17 CFR Part 30 Foreign Futures and Options Transactions
Effective Date: October 14, 2008
October 3, 2008
73 FR 57512
PDF Version
17 CFR Part 143 Adjustment of Civil Monetary Penalties for Inflation
Effective Date: October 23, 2008
October 2, 2008
73 FR 57235
PDF Version
17 CFR Part 190 Interpretative Statement Regarding Funds Related to Cleared-Only Contracts Determined To Be Included in a Customer's Net Equity
See also:
17 CFR Part 190 Interpretative Statement Regarding Funds Related to Cleared-Only Contracts Determined To Be Included in a Customer's Net Equity
September 18, 2008
73 FR 54069
PDF Version
17 CFR Parts 3 and 30 Exemption From Registration for Certain Firms With Regulation 30.10 Relief
Effective Date: October 10, 2008
See also:
17 CFR Parts 3 and 30 Exemption From Registration for Certain Firms With Regulation 30.10 Relief
July 31, 2008
73 FR 44706
PDF Version
Determination of Appropriateness of Standards of the United Kingdom's Financial Services Authority for Oversight and Supervision of ICE Clear Europe Limited, a Mutilateral Clearing Organization
Effective Date: July 31, 2008
July 31, 2008
73 FR 44707
PDF Version
Fees for Review of the Rule Enforcement Programs of Contract Markets and Registered Futures Associations
Effective Date: September 29, 2008
July 14, 2008
73 FR 40302
PDF Version
Notice; Agricultural Advisory Committee Meeting
July 9, 2008
73 FR 39226
PDF Version
17 CFR Part Limited Marketing Activities From a United States Location by Certain Firms and Their Employees or Other Representatives Exempted Under Commodity Futures Trading Commission Regulation 30.10
Effective Date: July 9, 2008
June 26, 2008
73 FR 36302
PDF Version
Notice; Global Markets Advisory Committee Meeting
June 18, 2008
73 FR 34715
PDF Version
Renewal of the Global Markets Advisory Committee
June 6, 2008
73 FR 32260
PDF Version
17 CFR Part 150 Revision of Federal Speculative Position Limits
See also:
17 CFR Part 150 Revision of Federal Speculative Position Limits
June 6, 2008
73 FR 32261
PDF Version
17 CFR Part 150 Risk Management Exemption From Federal Speculative Position Limits
See also:
17 CFR Part 150 Risk Management Exemption From Federal Speculative Position Limits
June 5, 2008
73 FR 31979
PDF Version
Exemptive Order for SPDR Gold Futures Contracts
Effective Date: June 5, 2008
See also:
Proposed Exemptive Order for ST Gold Futures Contracts
June 5, 2008
73 FR 31981
PDF Version
Order Exempting the Trading and Clearing of Certain Products Related to SPDR Gold Trust Shares
Effective Date: May 30, 2008
See also:
Proposal To Exempt the Trading and Clearing of Certain Products Related to streetTRACKS Gold Trust Shares
May 23, 2008
73 FR 30093
PDF Version
Energy Markets Advisory Committee Meeting
February 15, 2008
73 FR 8856
PDF Version
Notice; Establishment of Energy Markets Advisory Committee
February 14, 2008
73 FR 8599
PDF Version
17 CFR Parts 36 and 40 Amendments Pertinent to Registered Entities and Exempt Commercial Markets
Effective Date: February 14, 2008
See also:
17 CFR Parts 36 and 40 Amendments Pertinent to Registered Entities and Exempt Commercial Markets



