Law and Regulation
2007 Federal Register Final Rules
November 23, 2007
72 FR 65658
PDF Version
Final Rule; Notice of Stay
Effective Date: November 23, 2007
See also:
17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations
November 20, 2007
72 FR 65306
PDF Version
Agricultural Advisory Committee Meeting
November 14, 2007
72 FR 63976
PDF Version
17 CFR Parts 1, 3, 4, 15, and 166 Exemption From Registration for Certain Foreign Persons
Effective Date: December 14, 2007
See also:
17 CFR Parts 1, 3, 4, 15, 166 Exemption From Registration for Certain Foreign Persons
November 8, 2007
72 FR 63102
PDF Version
17 CFR Part 3 Termination of Associated Persons and Principals of Futures Commission Merchants, Introducing Brokers, Commodity Trading Advisors, Commodity Pool Operators and Leverage Transaction Merchants
Effective Date: January 1, 2008
See also:
17 CFR Part 3 Termination of Associated Persons and Principals of Futures Commission Merchants, Introducing Brokers, Commodity Trading Advisors, Commodity Pool Operators and Leverage Transaction Merchants
October 26, 2007
72 FR 60767
PDF Version
17 CFR Part 18 Maintenance of Books, Records and Reports by Traders
Effective Date: November 26, 2007
See also:
17 CFR Part 18 Maintenance of Books, Records and Reports by Traders
September 13, 2007
72 FR 52357
PDF Version
Global Markets Advisory Committee Meeting
September 4, 2007
72 FR 50645
PDF Version
17 CFR Part 30 Foreign Futures and Options Transactions
Effective Date: September 4, 2007
August 31, 2007
72 FR 50209
PDF Version
17 CFR Part 21 Special Calls
Effective Date: August 31, 2007
See also:
17 CFR Part 21 Special Calls
August 23, 2007
72 FR 48264
PDF Version
Fees for Reviews of the Rule Enforcement Programs of Contract
Markets and Registered Futures Associations
Effective Date: October 22, 2007
August 2, 2007
72 FR 42276
PDF Version
17 CFR Part 171 Rules Relating To Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration and Member Responsibility Actions
Effective Date: August 2, 2007
July 2, 2007
72 FR 35918
PDF Version
17 CFR Part 3 Registration of Intermediaries
Effective Date: August 1, 2007
See also:
17 CFR Part 3 Registration of Intermediaries
June 15, 2007
72 FR 33205
PDF Version
Order Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4 (c) of the Commodity Exchange Act ("CEA"); Republication
Effective Date: June 5, 2007
See also:
Proposal to Exempt the Trading and Clearing of Certain Credit Default Products Traded on the Chicago Board Options Exchange and Cleared Through the Options Clearing Corporation Pursuant to The Exemptive Authority in Sec. 4(c) of the Commodity Exchange Act
Order Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4 (c) of the Commodity Exchange Act ("CEA")
June 11, 2007
72 FR 32079
PDF Version
Order Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4 (c) of the Commodity Exchange Act ("CEA")
Effective Date: June 5, 2007
See also:
Proposal to Exempt the Trading and Clearing of Certain Credit Default Products Traded on the Chicago Board Options Exchange and Cleared Through the Options Clearing Corporation Pursuant to The Exemptive Authority in Sec. 4(c) of the Commodity Exchange Act
Order Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4 (c) of the Commodity Exchange Act ("CEA"); Republication
May 25, 2007
72 FR 29246
PDF Version
17 CFR Part 2 Rules Relating to Permissible Uses of Official Seal
Effective Date: May 25, 2007
April 30, 2007
72 FR 23442
PDF Version
17 CFR Ch. I Regulatory Flexibility Agenda
April 10, 2007
72 FR 17989
PDF Version
17 CFR Part 30 Foreign Futures and Options Transactions; Correction
Effective Date: March 28, 2007
See also:
17 CFR Part 30 Foreign Futures and Options Transactions
April 4, 2007
72 FR 16269
PDF Version
17 CFR Parts 140 and 145 Corrections to Regional Office Information
Effective Date: April 4, 2007
March 30, 2007
72 FR 15116
PDF Version
Agricultural Advisory Committee; Twelfth Renewal
March 28, 2007
72 FR 14413
PDF Version
17 CFR Part 30 Foreign Futures and Options Transactions
Effective Date: March 28, 2007
See also:
17 CFR Part 30 Foreign Futures and Options Transactions; Correction
February 23, 2007
72 FR 8106
PDF Version
17 CFR Part 4 Advertising by Commodity Pool Operators, Commodity Trading Advisors, and the Principals Thereof
Effective Date: March 26, 2007
See also:
17 CFR Part 4 Advertising by Commodity Pool Operators, Commodity Trading Advisors, and the Principals Thereof
February 14, 2007
72 FR 6936
PDF Version
17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations ("SROs")
Effective Date: March 16, 2007
See also:
17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations ("SROs")
17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations ("SROs"); Extension of comment period through September 7, 2006.
January 22, 2007
72 FR 2614
PDF Version
17 CFR Part 170 Membership in a Registered Futures Association
Effective Date: February 21, 2007
See also:
17 CFR Part 170 Membership in a Registered Futures Association
January 16, 2007
72 FR 1658
PDF Version
17 CFR Part 4 Electronic Filing of Notices of Exemption and Exclusion Under Part 4 of the Commission's Regulations
Effective Date: February 15, 2007
See also:
17 CFR Part 4 Electronic Filing of Notices of Exemption and Exclusion Under Part 4 of the Commission's Regulations
January 10, 2007
72 FR 1148
PDF Version
17 CFR Part 1 Limitations on Withdrawals of Equity Capital
Effective Date: March 12, 2007
See also:
17 CFR Part 1 Limitations on Withdrawals of Equity Capital



