Law and Regulation
Federal Register Comment File 09-005
Comment File for Federal Register Release: 74 FR 2129017 CFR Part 1 Revised Adjusted Net Capital Requirements for Futures Commission Merchants and Introducing Brokers
Comments Open Date: May 7, 2009 Comments Close Date: July 6, 2009
File Contents:
May 16, 2009
CL01
Yost, Mindy
Pages:
3
June 8, 2009
CL02
Newedge USA, LLC
Pages:
4
July 6, 2009
CL03
R.J. O'Brien & Associates
Pages:
1
July 6, 2009
CL04
CME Group
Pages:
1
July 6, 2009
CL05
National Futures Association (NFA)
Pages:
4
July 6, 2009
CL06
Securities Industry and Financial Markets Association (SIFMA)
Pages:
5
July 6, 2009
CL07
Futures Industry Association (FIA)
Pages:
5
July 6, 2009
CL08
MF Global
Pages:
3
July 6, 2009
CL09
FCStone Group Inc.
Pages:
3
May 15, 2009
NC01
CME Group, Inc.
Pages:
1
June 12, 2009
NC02
Telephonic conference with FIA and futures commission merchant/broker-dealer representatives
Pages:
1
June 29, 2009
NC03
Futures Industry Association (FIA) and Securities Industry and Financial Markets Association (SIFMA) request for extension of comment period
Pages:
2
July 8, 2009
NC04
Memorandum of meeting with members Futures Industry Association (FIA)
Pages:
1