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2010 Enforcement Actions

 

The CFTC Division of Enforcement investigates and prosecutes alleged violations of the Commodity Exchange Act and Commission regulations. The CFTC takes enforcement actions against individuals and firms registered with the Commission, those who are engaged in commodity futures and option trading on designated domestic exchanges, and those who improperly market futures and options contracts.
Cooperation Factors in Enforcement Division Sanction Recommendations 
(originally published 2004; revised March 1, 2007, see CFTC Press Release 5296-07)
January 29, 2010

Minnesota Resident Trevor Cook Incarcerated for Violating Court Orders in CFTC Anti-Fraud Action Charging Him in $190 Million Foreign Currency Fraud, 5779-10

January 29, 2010

CFTC Charges Illinois Defendants Jay C. Nolan and His Company, Lodge Capital Group, LLC, with Commodity Pool Fraud, 5778-10

January 28, 2010

The CFTC Sanctions Toronto-Based Scotia Capital Inc. $250,000 for Prearranged Fictitious Trades, 5777-10

January 28, 2010

The CFTC Sanctions Two Canadian Firms $500,000 for Entering into Unlawful Wash Sales, 5776-10