Law & Regulation
1998 Enforcement Actions
- Florida Court Issues Asset Freeze and Appoints Receiver in CFTC Action Charging Fraudulent Commodity Pool; CFTC Charges Michael Colton and Future-Comm Trading With Defrauding Customers Through Personal Solicitations and an Internet Site, 4221-98, December 23, 1998
- CFTC Files Enforcement Action Alleging Fraud by Steven G. Soule of Atlanta, GA and Aiding and Abetting Fraud by Kyler F. Lunman II of Rumson, NJ and Hold-Trade, Inc., a/k/a Hold Trade, Ltd. of Red Bank, NJ, 4217-98, December 22, 1998
- CFTC Files Complaint and Obtains an Asset Freeze Against Defendants in Illinois Accused of Commodity Fraud, 4208-98, November 24, 1998
- CFTC ALJ Finds Grain Land Cooperatives Entered Into Illegal Off-Exchange Futures Contracts, 4205-98, November 17, 1998
- CFTC Charges Bethesda, Maryland Firm and Their Principal with Fraud and Sale of Illegal Foreign Currency Futures Contracts in International Foreign Currency Trading Scheme, 4195-98, October 6, 1998
- CFTC Accepts Settlement Offer of Terry A. Dirksen Arising From Marketing of So-Called "Hedge-To-Arrive" Contracts, 4194-98, September 28, 1998
- CFTC Accepts Settlement Offer of Competitive Strategies for Agriculture, Ltd.; CSA Investor Services, Inc.; and Lee D. Amundson Arising From Marketing of So-Called "Hedge-To-Ariive" Contracts, 4182-98, August 25, 1998
- CFTC Files and Settles Action Against Sumitomo Corporation For Manipulating the Copper Market in 1995-96, 4144-98, May 11, 1998
- CFTC Files Enforcement Action Against Todd Alan Thomas of Florida Alleging Fraud in Soliciting Commodity Option Customers, 4139-98, (CFTC Docket No. 98-13), April 28, 1998
Last Updated: May 16, 2007