Law and Regulation
2008 Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
November 25, 2008
Edna D. Anderson v. David M. Beach and Peregrine Financial Group, Inc., CFTC Docket No. 05-R058
September 29, 2008
Fedric Kelley v. Refco, LLC d/b/a Refco Private Client Group Division of Refco, LLC, CFTC Docket No. 06-R001
August 1, 2008
Timothy J. Blach v. ADM Investor Services, Inc., CFTC Docket No. 07-R052
May 16, 2008
Karla Gregory v. Peregrine Financial Group, Inc. and Wasendorf & Son Co., CFTC Docket No. 07-R022
April 30, 2008
Victor Cavallaro v. Angus Jackson Inc. of Florida a/k/a Angus Jackson Inc., CFTC Docket No. 06-R055
April 23, 2008
Paul M. Pakan v. Dennis Javier Patino and David Jude Javor, CFTC Docket No. 06-R034
April 21, 2008
In the Matter of: Liberty Financial Trading Corporation, Inc. and Liberty Real Assets Investment Corporation, CFTC Docket No. SD 08-02
March 20, 2008
In the Matter of: Maros Miklas, CFTC Docket No. 07-10
March 20, 2008
In the Matter of: Worldwide Clearing, LLC, CFTC Docket No. SD 08-01
March 14, 2008
Sonia Sasse and Stephen A. Sasse v. Larry Alan Kahn, Ferdinand Joseph Young and South Coast Commodities, Inc., CFTC Docket No. 06-R027
February 25, 2008
Daniel J. Corbett v. Marsha Eleanor Friedman, Debrah Gail a/k/a Gail Eisenberg, Universal Financial Holding Corporation, and Worldwide Commodity Corporation, CFTC Docket No. 05-R022
January 31, 2008
Frank Cruz v. Majestic Commodity Corporation, CFTC Docket No. 07-R031
January 28, 2008
Phillip Jhong v. Castle Trading, Inc., Man Financial, Inc., Gregory Zane Parker, Yuri Plyam, CFTC Docket No. 06-R051
January 28, 2008
Robert W. And Donna C. Kaps v. Mark Jeffrey Dym, Executive Commodity Corp., Thomas Courtland Kennedy, CFTC Docket No. 06-R046
January 17, 2008
India Moss-Thomas v. East Coast Commodities, Kevin Alan Rosenberg, South Coast Commodities, Inc., Alice Gordon Welton, CFTC Docket No. 07-R007