December 30, 2003
Rajesh C. Mital and Indu Mital v. Global Futures Exchange & Trading Co., Inc., CFTC Docket No. 03-R057

December 23, 2003
Robert E. Crowl v. Cromwell Financial Services, Inc., Christopher Harold Harris, Patricia F. Hyler and Philip Mark Tuccelli, CFTC Docket No. 03-R010

December 11, 2003
Precision Ratios, Incorporated, Millennium Trust Company, f/b/o George Powell v. Man Financial, Incorporated, CFTC Docket No. 01-R096

December 9, 2003
Chester Paul Huntley v. Robert John Acocella, Debrah Gail (a.k.a "Gail Eisenberg"), Universal Financial Holding Corp., and Worldwide Commodity Corporation , CFTC Docket No. 03-R032

December 2, 2003
Adam Kasprzak v. Global Futures Exchange & Trading Co., Inc., CFTC Docket No. 03-R045

November 25, 2003
Scott D. Severance v. Mark David Bateman, First Options of Chicago, Inc., and John Joseph Fischer, CFTC Docket No. 02-R078

November 21, 2003
In the Matter of Professional Market Brokerage, Inc., (formerly known as USS Online, Inc., an Illinois Corporation) and Huaya Lu Tung, CFTC Docket No. 03-14

November 20, 2003
In the Matter of Shahrokh Nikkhah, CFTC Docket No. 95-13

November 18, 2003
In the Matter of Kevin Marshburn, CFTC Docket No. 97-8

November 10, 2003
Alix M. Marr v. American National Trading Corp., Donald Vern Anthony, Frank Joseph Collins and Robert Allan Nicksic, CFTC Docket No. 03-R042

October 21, 2003
Lucretia E. Milliken v. Lisa Bianca Cohan, Liberty Financial Trading Corp., Inc., National Commodities Corporation, Inc. and Ted Lamar Romeo, CFTC Docket No. 03-R022

October 16, 2003
David S. Lederstein v. Ira Epstein & Company, and Man Financial, Incorporated d/b/a ED&F Man International, Inc., CFTC Docket No. 02-R011

October 16, 2003
Glenn A. Mazzone v. Alaron Trading Corporation (d/b/a "Alaron Futures & Options") and Dale Jeffery Pinkert, CFTC Docket No. 03-R054

October 9, 2003
Lois L. Jackson v. Jerry Dale Lamb, CFTC Docket No. 02-R059

October 2, 2003
Karen Louise Cullen v. Deborah A. Ahrens, Marsha Eleanor Friedman, Universal Financial Holding Corp. and Worldwide Commodity Corporation, CFTC Docket No. 03-R012

September 26, 2003
Jeffrey R. Frye v. Allan Steven Ader, and Philip Cohen, CFTC Docket No. 02-R057

September 26, 2003
In the Matter of Patrick P. Ligammari, CFTC Docket No. 02-05

September 22, 2003
Nancy Wilson v. Timothy John Gockel, Merchant Capital, Inc., Lisa Marie Parrinelli, Refco, LLC d/b/a Lind-Waldock Division of Refco, LLC, Anthony William Stack, Joseph Francis Texido and Robert Wilson, CFTC Docket No. 03-R006

September 17, 2003
Timothy J. Schober v. Steve Agopian, Sukhmeet Dhillon a/k/a, Micky Dhillon, Main Street Trading Company, Stephanie McGreevy, Refco LLC d/b/a Main Street Trading, Adrian Roberts, Jr., The Ken Roberts Company and Sukhmeet Micky Dhillon 1996 Revoc Trust, CFTC Docket No. 03-R035

September 12, 2003
David Grevelle v. Interactive Brokers, LLC., CFTC Docket No. 03-R046

September 2, 2003
Timothy S. Rister v. Ken Wolfe Commodities, d/b/a Brandon Financial Group, Inc., National Commodities Corp., Inc., and Lori Marie Javor, CFTC Docket No. 03-R053

August 27, 2003
In the Matter of Jerry W. Slusser, First Republic Financial Corporation, First Republic Trading Corporation, CFTC Docket No. 94-14

August 26, 2003
Daniel F. Schroeder v. First American Investment Services, Incorporated, Jay Michael Levy, Patrick Allen Liebig, and Universal Financial Holding Corporation, CFTC Docket No. 03-R036

August 20, 2003
In the Matter of Joel J. Fetchenhier, CFTC Docket No. 91-12

August 20, 2003
In the Matter of Joel J. Fetchenhier, CFTC Docket No. SD 93-14

August 8, 2003
Chris Papageorge v. Refco, L.L.C. (d/b/a "Lind-Waldock Division of Refco, L.L.C.") and Timothy John Gockel, CFTC Docket No. 03-R016

August 6, 2003
Edward Monroe v. Farr Financial, Inc., and Mark Edward Gay, CFTC Docket No. 01-R094

August 1, 2003
Yuma Shiba v. Cromwell Financial Services Inc., Christopher H. Harris, Patricia F. Hyler, and Philip M. Tuccelli, CFTC Docket No. 03-R013

July 25, 2003
Miguel Angel Medel v. Craig William Erdmann, CFTC Docket No. 00-R098

July 25, 2003
In the Matter of U.S. Securities & Futures Corp., John O. Hing, Nancy A. Bellassai, Jiping Wu, Justus Enterprises, Inc., Daniel Reynolds, and Thomas H. Gong, CFTC Docket No. 01-01

July 24, 2003
Gary A. Neil v. Opportunities In Options, Inc., and Garry Rabeck, CFTC Docket No. 02-R054

July 24, 2003
Samuel DeAngelo v. Direct Trading Group, Incorporated, Excel Trading Group, d/b/a ETG, Inc., Paul Arnold "Anthony" Paine, and Professional Market Brokerage, CFTC Docket No. 03-R018

July 22, 2003
Michel S. Bensaid v. Trendex Commodity Corp. and Thomas Paul Wayne, CFTC Docket No. 02-R006

July 22, 2003
Edward T. Reilly v. Edward Thomas Trading Company, Edward Thomas Gomes, and Vision Limited Partnership, CFTC Docket No. 03-R027

July 15, 2003
William O. and Phyllis Dannhausen v. First Liberty Investment Services, Inc., Jeffrey Paul Jedlicki, Rosemary Salveggi and Universal Financial Holding Corp., CFTC Docket No. 02-R069

July 9, 2003
William Parigian v. Ken Wolf Commodities d/b/a Brandon Financial Group, Inc., National Commodities Corp., Inc., David Jude Javor, Donovan T. Stiltner, CFTC Docket No. 03-R007

July 7, 2003
Zakaria W. Towdrosmatta v. Omid Mathew Farr, Farr Financial, Incorporated, Brian Jeffrey McCoy, and Professional Market Brokerage, Incorporated, CFTC Docket No. 00-R083

July 3, 2003
In the Matter of Michael H. Varner, CFTC Docket No. 01-08

June 25, 2003
Manken Cattle Company, Inc. v. ADM Investor Services, Inc., Complete Price Management, Inc., and Ronald Herman Roesler, CFTC Docket No. 02-R067

June 20, 2003
Larry E. Boyer v. Dwight Andrew St. Amant and U.S. Options Corp., CFTC Docket No. 02-R035

June 6, 2003
Daniel M. & Sally Keener v. Scott Evan Rautbord, Vision Limited Partnership, and The Winner Group, Inc., CFTC Docket No. 01-R072

June 6, 2003
Sally Keener and Angela McConkey v. Scott Evan Rautbord, Vision Limited Partnership, and The Winner Group, Inc., CFTC Docket No. 01-R073

June 3, 2003
In the Matter of Robbins Futures, Inc., and Joel Robbins, CFTC Docket No. 03-05

May 30, 2003
Bertram J. Wong v. Alaron Trading Corporation, CFTC Docket No. 01-R064

May 27, 2003
In the Matter of Madison Financial, Group LLC, Richard A. Cohen, and Ronald G. Scott, CFTC Docket No. 01-09

May 27, 2003
In the Matter of Joseph Defrancesco, Marc Greenstein, Ronald Kilbride, and Brian Thorton, CFTC Docket No. 02-09

May 19, 2003
Robert S. Young v. Alaron Trading Corporation, and Barry Scott Isaacson, CFTC Docket No. 03-R008

May 16, 2003
Lawrence Sanchez v. Bruce Norman Crown, Lori Ann Denn, Investors Trading Group, LC, and Technet Trading, Incorporated, CFTC Docket No. 02-R050

May 15, 2003
Kenneth A. Rogers v. Carol Ann Hurley, Michael Timothy McCarthy, and Refco, L.L.C., (d.b.a "Lind-Waldock Division of Refco, L.L.C."), CFTC Docket No. 03-R019

May 12, 2003
William B. McClintock v. Statewide Trading Corporation and John Clark Wilcox, CFTC Docket No. 03-R017

May 9, 2003
Abilene Marine & Oil Company, Inc. v. Man Financial, Inc., CFTC Docket No. 03-R011

May 8, 2003
Hui Dong and Hsue Tung v. Concorde Trading Group, Inc., and George Anthony Ledo, CFTC Docket No. 01-R089

April 30, 2003
Donald L. Siegfried v. Barkley Financial Corporation, Angelo Emanuel Castello, and George Allen Griffin, Jr., CFTC Docket No. 02-R058

April 29, 2003
Gina L. Harrison, and Bruce E. Harrison v. Refco, LLC, and Attain Capital Management, LLC, CFTC Docket No. 03-R014

April 29, 2003
In the Matter of Ronald M. Schiller and Eugene J. Chesrow, Jr., CFTC Docket No. 96-4

April 14, 2003
Gladys May Bennet v. Beverly Hills Commodity Group, Inc. d/b/a Solomon Smith, Inc., LFG Division of Refco, Inc. d/b/a Refco, LLC and Victor James Smith, CFTC Docket No. 02-R062

April 8, 2003
Subhash Chaudhry v. Randi Ellen Livoti a/k/a Randi Ellen Gold, CFTC Docket No. 02-R042

April 1, 2003
Patricia Fowler v. Broadstreet Financial Corporation, First Elite Investment Group, Inc., and Damian Ian Spalma, CFTC Docket No. 02-R027

April 1, 2003
Ronald and Elizabeth Ojakian v. Man Financial, Inc., and Jeffrey Allen Yasak, CFTC Docket No. 03-R004

March 28, 2003
In the Matter of Gregory W. Elliott, individually and d/b/a Softrade, Inc. and Softradeinc.com, CFTC Docket No. 03-07

March 26, 2003
Cam Trong Nguyen v. Jack Carl Futures, d/b/a Man Financial, Incorporated, and Christopher Michael Spirito, CFTC Docket No. 01-R060

March 26, 2003
Maksat Yerassilov v. Universal Financial Holding Corp., Jay M. Levy, First Liberty Investment Services, Inc., and James Vincent Eulo, CFTC Docket No. 02-R055

March 25, 2003
Allan Knopp v. Allan Steven Ader, Executive Commodity Corp., and Theresa Ann Nichol, CFTC Docket No. 02-R079

March 24, 2003
Walter Edward Leyland, and Nydia I. Santiago v. Barkley Financial Corporation, and Elaine Barbara Geller, CFTC Docket No. 00-R117

March 13, 2003
Kevin Philip Kaseff v. Americas Global Traders, Inc., David John McIntyre, and Refco, Inc., CFTC Docket No. 01-R031

March 7, 2003
Bradley Fawcett v. Lind- Waldock & Company, and Paul Jason Zimmerman, CFTC Docket No. 01-R104

February 27, 2003
Joel Cater v. National Trading Institute, LLC, CFTC Docket No. 02-R044

February 25, 2003
In the Matter of Roger J. Wright d/b/a Agricultural Marketing Service d/b/a Micah I Investment Club, Buckeye Countrymark, Inc., Philip L. Luxenburger and A.G. Edwards & Sons, Inc., CFTC Docket No. 97-2

February 24, 2003
Linda Heagy v. David Joseph Aguirre, and Kenneth Lee Voss, CFTC Docket No. 02-R008

February 21, 2003
Gerald D. Rude v. Charles Schwab & Co., Inc. , CFTC Docket No. 01-R101

February 21, 2003
Thomas J. Leonard v. A.G. Edwards & Sons, Inc., and John M. Schrum, CFTC Docket No. 02-R049

January 31, 2003
Mary F. Hall v. Robert John Acocella; Robert John Loughlin; Jonothan Boyle Makepeace; Fidelity Financial Group, Inc. name changed to Commtrade Corp.; and Universal Financial Holding Corp., CFTC Docket No. 02-R053

January 27, 2003
In the Matter of Stephen Alan Pierce, individually and d/b/a Rapid Fire Swing Trading and The Chart Traders, CFTC Docket No. 02-15

January 23, 2003
Scott Chun v. Cromwell Financial Services, Inc., Christopher Harold Harris and Patricia F. Hyler, CFTC Docket No. 02-R023

January 22, 2003
Bryan Rowder v. National Trading Institute, L.L.C, CFTC Docket No. 02-R064

January 17, 2003
In the Matter of Global Telecom, Inc., Cameron S. Ownbey, and RB&H Financial Services LP, CFTC Docket No. 01-18

January 13, 2003
Alexander Seredin v. Madison Financial Group, L.L.C., and Phil Anthony Owens, CFTC Docket No. 01-R052

January 13, 2003
Laurine Meinhardt, and Nathan Meinhardt v. ADM Investor Services, Incorporated, R.B. McGovern & Associates, and Robert Bruce McGovern, CFTC Docket No. 01-R103

January 8, 2003
Marvin A. Halbur v. David Allen Gleason, Refco, Inc., V&J Commodity Brokers II, Inc., Name Changed to J&L Commodities Inc., P. Mark Vandenberg and VBI Company, CFTC Docket No. 02-R030