December 17, 2002
Beth Harmes, and Scott Harmes v. Barkley Financial Corporation, Mark Steven Kondracki, and Richard Quint Zimmerman, CFTC Docket No. 02-R032

December 5, 2002
Raymond C. Suiter, and Eva Jean Suiter v. Professional Market Brokerage, Incorporated, d/b/a PMB and USS Online; Excel Futures, Incorporated, Daryl Wilburn Clay, and Mark Louis Waggoner, CFTC Docket No. 01-R083

December 4, 2002
Robert Depaolo v. Farr Financial, Inc., Omid Mathew Farr, and Mark Edward Gay, CFTC Docket No. 02-R037

December 2, 2002
Herbert Vieira v. Michael Louis Stokes, Federal Trading Corporation, and National Commodities Corporation, CFTC Docket No. 02-R052

November 25, 2002
George S.H. Schwitzer v. Lind-Waldock & Company, LLC, and Burton Randall Schlichter, CFTC Docket No. 02-R025

November 22, 2002
Philip F. Jackson v. Amanda Marie Odena, CFTC Docket No. 02-R051

November 22, 2002
In the Matter of U.S. Securities & Futures Corp., Huaya Lu Tung, John O. Hing, Nancy A. Bellassai, Michael Skrable, Jiping Wu, Justus Enterprises, Inc., Daniel Reynolds, and Thomas H. Gong, CFTC Docket No. 01-01

November 21, 2002
Abdul Majid Alnoor v. Martin James Colgan and LFG Division of Refco, L.L.C., CFTC Docket No. 01-R108

November 18, 2002
Barbara O. Palincsar v. Adm Investors Services, Inc., Moeez Ul-Haq Ansari, Compak Asset Management, Compak Trading Company, Jon Alan Noble, RB&H Financial Services, L.P., CFTC Docket No. 02-R036

November 15, 2002
Noah and Fathalla Mashali, M.D. v. Commodity Investment Group, National Commodity Corp., Inc., Linda Enzinna, Craig Porter, and Mathew Spera, CFTC Docket No. 02-R015

November 14, 2002
In the Matter of Thomas V. White, CFTC Docket No. 01-01A

November 13, 2002
Urbanproject Entwicklunasges MBH v. Professional Market Brokerage, Inc., CFTC Docket No. 02-R077

November 8, 2002
Colleen French v. Michael Gerard Recine and Recine Trading Company, CFTC Docket No. 02-R026

November 7, 2002
Michael Dalley v. National Commodities Corporation, Inc., Nautica Financial Corporation, and Fain Shaffer, CFTC Docket No. 02-R010

October 31, 2002
Chia Ming Yen v. Man Financial, Inc., d/b/a ED&F Man International, Inc., d/b/a Jack Carl Futures, CFTC Docket No. 02-R004

October 29, 2002
Sadie Henney, and Ronald Henney v. Refco, LLC d/b/a LFG Division of Refco, Incorporated; Emerald Coast Commodities, Inc.; Futures Markets Enterprises; and John Rayon Keesey, CFTC Docket No. 02-R034

October 23, 2002
In the Matter of Andy Saberi, CFTC Docket No. 01-11

October 11, 2002
Sentai Chen v. Money Garden Financial Group et al., CFTC Docket No. 02-R009

October 2, 2002
Deborah W. Young v. Ricardo De; Real, Jr., et al., CFTC Docket No. 01-R076

September 30, 2002
Ruth S. Stewart and William F. Stewart v. Yu-Dee Change, Chesapeake Investment Services, Inc., Stuart Louis Estler, Mark Borisovitch Klinov and Vision Limited Partnership, CFTC Docket No. 02-R043

September 27, 2002
Heinz F. Biekofsky v. Sammy Lee Bunyard, et al., CFTC Docket No. 01-R054

September 25, 2002
Scott D. McKhann v. Moezz Ul-Haq Ansari, Compak Asset Management, Compak Trading Company, and RB&H Financial Services, LLP., CFTC Docket No. 02-R033

September 25, 2002
In the Matter of Clay Khrovjak and Paul Cochran, CFTC Docket No. 02-01

September 20, 2002
Steven A. Neely, Sr. v. Richard Alan Cohen, Madison Financial Group, L.L.C., Deborah McGuire Pryor, and Ronald George Scott, CFTC Docket No. 01-R087

September 19, 2002
Miguel Angel Medel v. First Investors Group of Palm Beaches, Inc., and Bryan Oldford Tierney, CFTC Docket No. 01-R078

September 17, 2002
Dane Q. Jorento v. Omid Mathew Farr and Farr Financial, Inc. (d.b.a. "Direct Trade"), CFTC Docket No. 01-R059

September 17, 2002
Gerald D. Rude v. ADM Investor Services, Inc., RB&H Financial Services, Compak Asset Management, Compak Trading Company, Robert Duffy, and Moeez Ansari, CFTC Docket No. 01-R101

September 13, 2002
Daniel X. Willis, Jr. v. Commodity Investment Group, Linda Reinman Enzinna, National Commodities Corporation, Inc. and Craig Michael Porter, CFTC Docket No. 02-R014

September 10, 2002
Gloria Araiza and Avilio Silva v. Statewide Trading Corporation, and Kellee Raymond, CFTC Docket No. 01-R046

September 9, 2002
Clenton Allison v. Francis Patrick Ebel, Utrade.com, Incorporated, and Peregrine Financial Group, Inc, CFTC Docket No. 01-R081

August 29, 2002
Lawrence W. Hill and Lucy Hill v. American National Trading Corp. (d.b.a. "Anco Discount Futures"), Nazih Hassan El-Jawhary, and Wendy Anne Kibbie, CFTC Docket No. 01-R042

August 28, 2002
Angelo Vallejo v. Professional Marketing Brokerage, Inc., Edward Rafael Velazquez, Edward R. Velazquez (CTA) and V-Tek Trading Group, Inc., CFTC Docket No. 02-R046

August 27, 2002
Robert S. Davis, and Rita M. Davis v. The Winner Group, Inc., Michael Winner, Louis Ciuferri, Marsha Friedman, Jay Goldberg, Bruce Hintze, and Vision Limited Partnership, CFTC Docket No. 01-R048

August 26, 2002
Charlotte A. McGuire v. Frank DeSantis, Brenda Lane Smith, Group One Financial Services, Inc., and Universal Financial Holding Corp., CFTC Docket No. 02-R005

August 26, 2002
Victor S. Marino v. Lind-Waldock & Company, L.L.C., CFTC Docket No. 02-R021

August 14, 2002
Ben Jordan v. Commodity Investment Group, Linda Reinman Enzinna, Christina Reinman Enzinna, National Commodities Corporation, Inc., and Craig Michael Porter, CFTC Docket No. 02-R016

August 9, 2002
Winfield Jordan v. Kofi Nkrumah Amaobin; and Chicago Futures Investment Group; Inc., d/b/a Amaobin & Company, CFTC Docket No. 00-R055

July 30, 2002
Douglas Kirby v. American National Trading Corp., CFTC Docket No. 02-R022

July 29, 2002
In the Matter of Eric Zuccarelli, CFTC Docket No. SD 97-3

July 26, 2002
Lonnie S. Rogers v. Concorde Trading Group, Inc., CFTC Docket No. 02-R045

July 25, 2002
Christa Vragel v. National Trading Institute, L.L.C., CFTC Docket No. 02-R017

July 19, 2002
Kenneth J. Halama v. Masoud Asadi-Saravi, Ross Gregory Erskine, Mas Financial Services, Inc., and Spencer Marvin Paul, CFTC Docket No. 01-R063

July 11, 2002
In the Matter of Systems of Success-Window to Profit, Bernadette Flavell a/k/a Bernadette Viele, and Richard Viele, CFTC Docket No. 00-27

July 8, 2002
In the Matter of First Financial Trading, Inc., Scott Dewitte, Thomas Glover, II, and Corey Johnson, CFTC Docket No. 00-35

July 3, 2002
Terry Korous v. Richard Brian Bertsche, Richard Hall Fitzgerald, II, Peter Francis Rondoni, and Top Step Trading, Inc., CFTC Docket No. 01-R077

June 28, 2002
Timothy Wang v. Alaron Trading Corporation, and Philip James Flynn, CFTC Docket No. 01-R057

June 28, 2002
Samuel C. Delaurence v. Barkley Financial Corporation, and Greg Peter Allota, CFTC Docket No. 01-R067

June 27, 2002
Gerald Hodkiewicz v. Broadstreet Financial Corporation, Alfred Albert Louis Gladstone and Ivy Financial, CFTC Docket No. 01-R107

June 25, 2002
Ly Kieng Ung v. Steve M. Lim, CFTC Docket No. 00-R084

June 18, 2002
Joseph Zemen v. Concorde Trading Group, Inc., Allan S. Ader, Allan Kanter, and Kenneth Lee Voss, CFTC Docket No. 01-R086

June 17, 2002
In the Matter of Steven G. Soule, et al., CFTC Docket No. 99-4

June 17, 2002
In the Matter of Systems of Success-Window to Profit, Bernadette Flavell a/k/a Bernadette Viele, Richard Viele and Kevin Kates, CFTC Docket No. 00-27

June 13, 2002
Allen Hartman v. Zaner & Company (d.b.a. "Net Futures, Inc."), and Steven Venable Sweet, CFTC Docket No. 01-R040

June 13, 2002
Suhbhash Chaudhry v. FSG, International, Incorporated, and Randi Ellen Gold a/k/a Randi Ellen Livoti, CFTC Docket No. 02-R042

June 11, 2002
Deborah W. Young v. Executive Commodity Corp., et al., CFTC Docket No. 01-R076

June 11, 2002
In the Matter of Michael Radcliffe, CFTC Docket No. 02-04

May 24, 2002
Gary Moran v. Concorde Trading Group, Inc., David J. Aguirre, Michael W. Malott, Kenneth L. Voss, and George Ledo, CFTC Docket No. 01-R045

May 23, 2002
Gary Moran v. Concorde Trading Group, David J. Aguirre, Michael W. Malott, Kenneth L. Voss, and George Ledo, CFTC Docket No. 01-R045

May 21, 2002
J. Floyd Zimmerman v. The Winner Group, Inc., and Marsha Eleanor Friedman, CFTC Docket No. 01-R026

May 21, 2002
Larry J. Budnick and Jennifer Val Preda v. American Heritage Commodity Corp., et al., CFTC Docket No. 01-R069

May 16, 2002
J.D. Zimlich v. Douglas Grant Ingram, CFTC Docket No. 02-R013

May 14, 2002
Christopher Dallmer v. Main Street Trading Company, CFTC Docket No. 01-R002

May 14, 2002
James E. Buchanan v. Fox, Incorporated, and Kevin Joseph van Trump, CFTC Docket No. 00-R118

April 22, 2002
Larry D. and Norma L. Hills v. Leonard Barschi and Concorde Trading Group, Inc., CFTC Docket No. 00-R116

April 5, 2002
In the Matter of Michael H. Varner, CFTC Docket No. SD 02-02

March 28, 2002
James D. Buckner v. Refco, Inc., Reifler Trading Corp., and Bradley C. Reifler, CFTC Docket No. 00-R122

March 26, 2002
John W. Hughes v. Federal Trading Corporation, National Commodities Corporation, and Ted Lamar Romeo, CFTC Docket No. 02-R001

March 26, 2002
Maring Brothers v. Refco, L.L.C. (d/b/a "LFG Division of Refco, Inc."), Northstar Commodity Investment Company, and Alan Dean Kluis, CFTC Docket No. 01-R102

March 25, 2002
Kurt Spindler v. PGA Futures, Incorporated, National Commodities Corporation, Peter Allen Gabbarino, James Ryam Mound, and Bradley Randall King, CFTC Docket No. 01-R049

March 24, 2002
William J. Ralph, Jr. v. Lind-Waldock & Company, CFTC Docket No. 00-R010

March 22, 2002
Joseph A. Deconinck and Jacque L. Deconinck v. U.S. Options Corp., David Joseph Aguirre, and Kenneth Lee Voss, CFTC Docket No. 01-R022

March 20, 2002
David B. Archibald v. James Edward Stephens, III, and Trendsystems, Incorporated, CFTC Docket No. 02-R012

March 20, 2002
Glade Smith, and Marie Smith v. Robert Benitez, Andrew David Fisher, and FSG International, Inc., CFTC Docket No. 01-R070

March 20, 2002
In the Matter of Alfred A. L. Gladstone, CFTC Docket No. 01-24

March 19, 2002
Eric C. Jewell v. William Gregory O'Donnell, and Richard Stewart Macintosh, CFTC Docket No. 00-R065

March 8, 2002
Keith Rivera v. William Joseph Mallers, Jr., and Man Financial Inc. d/b/a ED&F Man International, Inc., CFTC Docket No. 01-R099

March 1, 2002
Scott Wehnert v. Lind-Waldock & Company, LLC, and Charles Francis Downs, CFTC Docket No. 01-R029

March 1, 2002
Earl Waters v. Randolph Jacob Ginsberg and Randolph J. Ginsberg Introducing Brokerage, CFTC Docket No. 01-R032

March 1, 2002
Paul Neveu v. Man Financial, Incorporated, Madison Financial Group, LLC, Ronald George Scott, Richard Alan Cohen, and Dani Ilel, CFTC Docket No. 01-R075

February 28, 2002
Margaret M. Nickel v, Barkley Financial Corporation, and Delaun Stillman Fifield, CFTC Docket No. 01-R047

February 27, 2002
In the Matter of D. Michael Sheaves, CFTC Docket No. 01-25

February 8, 2002
Sue E. Puryear v. FSG International, Inc. and Earl Gary Lowe, CFTC Docket No. 01-R085

February 7, 2002
Hitchner Enterprises, Inc. v. Richard M. Giller, Universal Commodity Corporation, and Universal Financial Holding Corporation, CFTC Docket No. 01-R019

February 7, 2002
Gregory Wain v. Bel-Air Captial Corporation, Man Financial, Inc. (d.b.a. "ED&F Man International, Inc."), and Lev Shvarts, CFTC Docket No. 01-R062

February 4, 2002
Larry D. Hart v. RB&H Financial Services, LP., Nextrade, Incorporated, Stewert Reid Wilson, and Eric Kouyoumtjian a/k/a Eric Kay, CFTC Docket No. 00-R103

February 4, 2002
In the Matter of Excellent USA, Inc. and John F. Gallwas, CFTC Docket No. 01-20

February 1, 2002
Gisela R. McCall, and Richard A. McCall v. Barkley Financial Corporation, Robert John Acocella, Melvin Paul Kanowitz, and Celestino Giacomo Rabbini a/k/a Charles Warren, III, CFTC Docket No. 01-R074

January 31, 2002
In the Matter of Midland Euro, Inc., CFTC Docket No. SD 02-01

January 18, 2002
Gilbert L. Fritts v. Nextsource Trading Corporation (d/b/a "Nextrade, Inc."), RB&H Financial Services, L.P., and Mike E. Watts, CFTC Docket No. 01-R050

January 17, 2002
Robert Hall v. American Financial Trading Co., Frank Anthony Desantis, Adam Leon, National Commodities Corp., Inc., and Harry Robert Tanner, CFTC Docket No. 00-R097

January 17, 2002
Janice and Ralph Adkinson v. James Edward Stephens III and Trendsystems, Inc., CFTC Docket No. 01-R092

January 14, 2002
Orene Anderson v, Barnes Brokerage Company, Inc., Lind-Waldock & Company, Inc., Thomas J. Reavis, III, and Rosenthal Collins Group, LLC, CFTC Docket No. 01-R018

January 14, 2002
Elmer Williams v. Universal Financial Holding Corp., Norcal Commodity Trading, and Theodore William Forrest, CFTC Docket No. 01-R044

January 10, 2002
Philip Murray v. R.J. O'Brien Associates, Incorporated, Bressert Investment Group, LLC., Jerome Edward Bressart, and Elizabeth Buckley, CFTC Docket No. 98-R077

January 7, 2002
Robert E. Clark v. Universal Financial Holding Corp., National Commodities Corp., Prime Commodities and Financial Services, Joseph Donald Valko, Sr., and George Scott Krauss, CFTC Docket No. 01-R082