December 31, 2001
Walter Howard Elbert v. Integrated Brokerage Services, Inc., LFG, L.L.C., and William Clark Zaleski, CFTC Docket No. 00-R112

December 14, 2001
Samuel S. Tahmoush v. National Commodities Corporation, Inc., Prime Commodities & Financial Services, Universal Financial Holding Corporation, and Michel-Jean Geraud, CFTC Docket No. 01-R039

December 6, 2001
Robert A. Hall v. Jon Alan Noble, Moeez Ul-Haq Ansari, Compak Asset Management, Compak Trading Company, and RB&H Financial Services, LP., CFTC Docket No. 01-R065

December 3, 2001
Candetha Stanley v. Executive Commodity Corp., Thierry Kim, Tech Net Trading Inc., and Paul Martin Zedeck, CFTC Docket No. 01-R084

November 30, 2001
Lydia C. Schiro v. Alaron Trading Corporation, Douglas John Mears and Tiger Financial Group, LLC, CFTC Docket No. 01-R080

November 30, 2001
Cheryl Shakespeare and Michael Paul Shakespeare v. Robert Ian Gorrie, RB&H Financial Services, L.P., Christopher John Talamantes, and Tradeline Brokerage Services, L.L.C., CFTC Docket No. 00-R073

November 29, 2001
Kenneth L. Wade v. A.G. Edwards & Sons, Inc., CFTC Docket No. 00-R101

November 29, 2001
Raymond Spinner, F.B.O v. Michael John McGrath and Dean Witter Reynolds, Inc. (d.b.a. "Morgan Stanley Dean Witter"), CFTC Docket No. 00-R115

November 29, 2001
In the Matter of Max F. Walters, CFTC Docket No. 99-15

November 26, 2001
Laurie R. Alexander v. Terry James Dorrity, Fidelity Planning Group, and Professional Market Brokerage, Inc., CFTC Docket No. 01-R055

November 6, 2001
In the Matter of Currency Trading Systems, Joyce Roeder a/k/a Joyce Valdez, Glenn Cybulski, and Michael Stewart, CFTC Docket No. 00-06

October 25, 2001
Edward Joseph Mallek v. Joseph Michael Dimele and FSG International, Inc., CFTC Docket No. 01-R053

October 25, 2001
Don Knight, Jr. v. Christopher Dennis McKenna, R.J. Fitzgerald & Company, Inc., John Barry Rodgers, and Steven Edward Schryver, CFTC Docket No. 00-R037

October 24, 2001
Joseph Roig v. Barkley Financial Corporation, and Jeffrey William Brousseau, CFTC Docket No. 01-R034

October 23, 2001
Parveen Irani and Mehraban Pat Irani v. Alaron Trading Corporation, Boyd C. Cruel, Sage Financial Trading Group and Thomas Joseph Whalen, CFTC Docket No. 01-R056

October 17, 2001
Alfred L. Roberson, III v. Thomas Albert Brescia, and Evergreen International Trading, Incorporated, CFTC Docket No. 00-R005

October 17, 2001
Alfred L. Roberson, III v. Thomas Albert Brescia, and Evergreen International Trading, Incorporated, CFTC Docket No. 00-R017

October 12, 2001
Hloy K. Tegeris v, FSG International Incorporated, Alfred Albert Louis Gladstone, and Raymond Antoine Anderson, CFTC Docket No. 00-R114

October 10, 2001
In the Matter of Dale Luther Mock, CFTC Docket No. 00-22

October 3, 2001
Stella Damore and Helen Kanellos v. Barkley Financial Corp., Randy Jay Burstein and Melvin Paul Kanowitz, CFTC Docket No. 00-R039

October 3, 2001
Walter W. Reynolds v. First Investors Group of the Palm Beaches, Inc., Bryan Oldford Tierney and Robert Eugene Vetere, CFTC Docket No. 00-R108

October 3, 2001
Catherine Cooper v. Allan Steven Ader, Marc Ed Braha, Concorde Trading Group, Inc., and Clifford S. Kraus, CFTC Docket No. 01-R017

October 3, 2001
Daniel P. Lantis v. James Edward Stephens, III, and Trendsystems, Inc., CFTC Docket No. 01-R043

October 2, 2001
Reid Bird v. Alfred Louis Gladstone, CFTC Docket No. 01-R088

September 29, 2001
Lynda F. Cosentino v. Jack Carl Futures d/b/a ED&F Man International, and Michael C. Malone, CFTC Docket No. 00-R089

September 28, 2001
Theodore Tak-Lung Lee v. Reifler Trading Corporation and Richard M. Yamaguchi, CFTC Docket No. 00-R090

September 24, 2001
Ronald Windolph, and Joanna Windolph v. Rosenthal Collins Group, L.L.C., CFTC Docket No. 00-R110

September 21, 2001
Gregory A. Harris v. Ceres Trading Group, Inc., Iowa Grain Company, and Jeremy Lee Smith, CFTC Docket No. 01-R010

September 20, 2001
Taghlab Haidar Al Mahmoud v. Linnco Futures Group, L.L.C. and Jad Butros Damouni, CFTC Docket No. 00-R099

September 10, 2001
Ilija Djurkovic v. Andrew David Fisher, Todd A. Young, FSG International, Inc., Empire Asset Management, Blue Fish Commodities, Inc., Vision Limited Partnership, Broadstreet Financial Corp., CFTC Docket No. 01-R013

September 7, 2001
Brian M. Murphy v. Robert Benitez, Andrew David Fisher, and FSG International, Inc., CFTC Docket No. 00-R066

September 4, 2001
In the Matter of Frederic J. Mersch, CFTC Docket No. 01-02

August 27, 2001
Brian M. Murphy v. Robert Benitez, Andrew David Fisher, and FSG International, Inc., CFTC Docket No. 00-R066

August 24, 2001
Glenn K. Ledford v. Concorde Trading Group, Inc., Allan Kanter, Gary Robert McKeighen, and Howard S. Miller, CFTC Docket No. 01-R061

August 21, 2001
J. Bernard Arnold, III v. Cromwell Financial Services, Inc., Arthur Robert Rosansky, and Michael John Laymon, CFTC Docket No. 99-R187

August 16, 2001
Thanh Kim Hunyh Sexton and John William Sexton, Sr. v. Mitchell Brad Goldberg, CFTC Docket No. 00-R092

August 16, 2001
In the Matter of Vincent Coppola and Timothy Murphy, CFTC Docket No. 01-06

August 8, 2001
Jeffrey A. and Deanna E. Iske v, Concorde Trading Group, Inc., Jessica Zoe Epstein, Craig William Erdmann, and Jacqueline Marks, CFTC Docket No. 00-R022

August 8, 2001
Jerry Bedard v. E.D.&F. Man International, Inc., Madison Financial Group, L.L.C., and Eugene Walter Williams III, CFTC Docket No. 00-R047

July 31, 2001
North American Globex Group, Inc. v. RB&H Financial Services, LP, Regal Capital Investments and Christopher Douglas Valois, CFTC Docket No. 01-R023

July 17, 2001
Atlanta Lumber Company, Inc., Michael Hipps and Edward M. Hipps v. Brad Pierre Court, Paul Pierre, CFTC Docket No. 01-R006

July 13, 2001
George Teichner v. Concorde Trading Group, Inc., and Allen Kanter, CFTC Docket No. 01-R008

July 5, 2001
Larry Torrieri v. American Financial Trading Corp., et al., CFTC Docket No. 01-R003

July 5, 2001
In the Matter of CTS Financial Publishing, Dearborn Financial Publishing, Inc., Dennis Blitz and Nick Van Nice, CFTC Docket No. 00-34

July 2, 2001
Simeon Robinson v. Alternative Commodity Traders d/b/a Lee Howard Seid, Randy Farber, Richard Stuart Seid and Lee Howard Seid, CFTC Docket No. 00-R080

July 2, 2001
In the Matter of Donald M. Fishback, Jr. and The Donald M. Fishback Company, Inc., CFTC Docket No. 01-03

June 22, 2001
Paul Promnitz v. Robert Paul Nixon, John J. Taddeo, and American Financial Trading Corporation, CFTC Docket No. 00-R063

June 21, 2001
Robert Ashton Gray v. First Financial Trading, Inc., Iowa Grain Company and Corey Peter Johnson, CFTC Docket No. 00-R113

June 18, 2001
Sal P. Italiano v. Trendex Commodity Corporation, and Steven Gary Bornstein, CFTC Docket No. 00-R052

June 13, 2001
Jason M. Robertson v. George John Slezak, et al., CFTC Docket No. 01-R037

June 11, 2001
Jitanshu Trivedi and Vanlata Trivedi v. Vision L.P., Chesapeake Investment Services, Inc., Yu-Dee Chang, Mark Klinov, Stuart Estler, and Michael Smart, CFTC Docket No. 00-R125

June 7, 2001
Francine Cosmo v. Futures Online (d/b/a Linnco Futures Group & LFG L.L.C.), James A. Kaminecki, and Anthony Raia, CFTC Docket No. 99-R151

June 7, 2001
Ronnie D. Bryan v. James Edward Stephens III and Trendsystems, Inc., CFTC Docket No. 01-R035

June 6, 2001
Charles Salwei v. Barkley Financial Corp, and Jack Hipolito Fernandez, CFTC Docket No. 00-R025

June 6, 2001
Ron R. Boucher v. Anthony L. Airo, Shaun C. Borden, and U.S. Securities & Futures Corp., CFTC Docket No. 00-R082

May 31, 2001
Paul W. Friend v. Thomas Albert Brescia and ICG Trading, Inc., CFTC Docket No. 99-R133

May 30, 2001
Lyle R. Panasuk v. Barkley Financial Corp., Kevin Edward Moran, and Charles E. Warren III, CFTC Docket No. 00-R121

May 25, 2001
Andrew Fradale v. American Financial Trading Corp., William Gordon, Craig Erdman, Ted Rome, Sam Goldman and Steven Zander, CFTC Docket No. 00-R104

May 16, 2001
A. Doug Jackson, II and Shirley A. Jackson v. Alessandro Abaroa a/k/a Al Abaroa, Time Leverage Trading Corporation, and U.S. Securities & Futures Corporation, CFTC Docket No. 01-R005

May 14, 2001
Garret Thorne v. LFG, L.L.C, d/b/a Zap Futures, CFTC Docket No. 00-R075

May 9, 2001
Roy E. Harris v. Belal Kemal Faruki, LFG, L.L.C., and LimitUp Trading, L.L.C., CFTC Docket No. 00-R068

May 9, 2001
Monte Hawver v. Paul Brittain Jr., and Brittain-Lizzo Trading d/b/a BLT Financial Group, LLC., CFTC Docket No. 00-R091

May 9, 2001
In the Matter of Alfred R. Piasio and Donald W. Wilson, CFTC Docket No. 97-9

May 4, 2001
Nyerere Kaunde Bradley v. Cromwell Financial Services Inc., Joel Allen Carlsen, and Jeffrey Paul Jedlicki, CFTC Docket No. 00-R069

May 2, 2001
Nyerere Kaunde Bradley v. Cromwell Financial Services Inc., Joel Allen Carlsen, and Jeffrey Paul Jedlicki, CFTC Docket No. 00-R069

May 1, 2001
Dorothy M. Deetz v. Stephanie Ann Gallitano, American Financial Trading Corporation, and National Commodities Corporation, CFTC Docket No. 00-R087

April 24, 2001
Matthew C. Gray v. LFG, LLC, d/b/a Linnco Futures Group, et al., CFTC Docket No. 99-R108

April 23, 2001
Karl G. Petry v. Blobal Telecom, Inc., Cameron Scott Ownbey, and RB&H Financial Services, L.P., CFTC Docket No. 00-R095

April 23, 2001
Bryan O'Young v, George Joseph Cataudella, First Commodity Investment Corp. and Universal Financial Holding Corp., CFTC Docket No. 01-R007

April 20, 2001
Eric Starr v. Barkley Financial Corp. and James Robert Richard, CFTC Docket No. 00-R088

April 18, 2001
Peter A. Thomas v. William Bachman, III, and Saul Stone & Company, L.L.C. d/b/a Futures Direct, CFTC Docket No. 01-R020

April 11, 2001
Shawn Kohan v. ADM Investor Services, Inc., Xpresstrade, L.L.C., and Daniel Eugene O'Neil, CFTC Docket No. 00-R050

April 9, 2001
Dianna Hanna v. Frank DeSantis, Jr., James Vincent Eulo, Group One Financial Services Inc., Universal Financial Holding Corp., CFTC Docket No. 00-R085

April 6, 2001
Walter Edward Leyland, and Nydia I. Santiago v. Barkley Financial Corporation, and Elaine Barbara Geller, CFTC Docket No. 00-R117

April 4, 2001
In the Matter of Isaac Fleyshmakher, CFTC Docket No. 01-04

March 30, 2001
In the Matter of Steven C. Brenner and Jami Weisner Brenner, CFTC Docket No. 00-08

March 29, 2001
Virlin Whitt v. Ellen S. Cohen, Dwayne E. Hagendorf, Michelle Anne Marie Sharpe and The Winner Group, Inc., CFTC Docket No. 99-R118

March 14, 2001
Curtis E. Gracie v. Marsha Eleanor Friedman, Ronald Albert Sabat and The Winner Group, Inc., CFTC Docket No. 00-R109

March 14, 2001
In the Matter of Alfred R. Piasio and Donald W. Wilson, CFTC Docket No. 97-9

March 9, 2001
Jack Lee Smiley v. FSG International, Inc., Marc Rae Goodman and David N. Mittler, CFTC Docket No. 01-R016

March 9, 2001
In the Matter of John H. Ryan, CFTC Docket No. 91-10

March 8, 2001
Ram L. Yadav v. Farr Financial, Incorporated, CFTC Docket No. 00-R021

March 7, 2001
Wayne L. Andrews v. The Winner Group, Incorporated, Marsha Eleanor Friedman, Adam Michael Friedman, and Salvatore M. Antoci, CFTC Docket No. 00-R045

March 2, 2001
James A. Robison, and Veronica T. Robison v. Vision Limited Partnership, Orion Futures Group, Incorporated, and Derek Dobrowolski, CFTC Docket No. 00-R100

March 2, 2001
Rajai Ghattas v. Peregrine Financial Group, Inc. and Robert Zaborowski, CFTC Docket No. 00-R119

February 27, 2001
Theresa Dike v. Milton Carl Archolecas, Brian David Cohen, and Waterford FInancial Group, Inc., CFTC Docket No. 00-R053

February 21, 2001
In the Matter of Craig J. Lacrosse, CFTC Docket No. 90-20

February 15, 2001
Josef Blatstein v. Concorde Trading Group, Inc., Catherine Alma Ehlen, and Hader Mahmoodi, CFTC Docket No. 00-R105

February 15, 2001
In the Matter of: Darryl M. Osler, CFTC Docket No. 00-05

February 14, 2001
In the Matter of Danny L. Scheck, CFTC Docket No. 92-11

February 13, 2001
Stephen T. Wisniewski v. Brock Investor Services, Inc., Richard A. Brock & Associates, Inc. (d/b/a "Brock Associates"), Aleit Elisabeth Richter, and Saul Stone & Company, L.L.C., CFTC Docket No. 00-R102

February 12, 2001
Angela Lami v. Concorde Trading Group, Inc. and Jeffrey H. Stanley, CFTC Docket No. 00-R106

February 6, 2001
Shirley A. Artymovich v. Rodney Reid-Renaud, CFTC Docket No. 99-R152

February 2, 2001
George K. George v. Ceres Trading Group, Inc., Iowa Grain Company, Darryl McKennon Osler and Joseph J. Rush, CFTC Docket No. 99-R176

February 1, 2001
New Life Mills Limited v. LFG, LLC, Joseph Nicolas Christopher and Richard John Quain, CFTC Docket No. 99-R031

January 18, 2001
Rachel D. Martin v. Universal Financial Holding Corp., Lawton Financial Group Services, and Alexander Batista, CFTC Docket No. 00-R051

January 17, 2001
Marian Szuba, and Anna Szuba v. Cromwell Financial Services, Inc., and Arthur Robert Rosansky, CFTC Docket No. 00-R035

January 16, 2001
John Aarons v. Investors Trading Group, L.C., CFTC Docket No. 00-R049

January 16, 2001
Raymond V. Osborne v. Sammy Lewis Bunyard, Concorde Trading Group, Inc. and Mark Todd Hauze, CFTC Docket No. 00-R057

January 8, 2001
Lance Johnson v. American Financial Trading Corp., and Melvin Kline, CFTC Docket No. 00-R054

January 4, 2001
Stuart A. Briscoe, III v, Ca-Ni Industries, Ltd., Nicholas James Nickolaou and Audrey Marie Lombardi Nickolaou, CFTC Docket No. 00-R070