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FILE NUMBER: RF05-002 PLACED ON THE PUBLIC 02/22/2005 CATEGORY: A

RECORD:
MEMORANDA OF UNDERSTANDING (MOU) WITH FOREIGN REGULATORS
(AS OF 07/02/2004)
____________________________________________
DOCUMENT NUMBER: 1

With Securities and Exchange Commission (SEC, United States) and

Department of Trade and Industry (DTI, United Kingdom)
DATE: 09/23/1986 PAGES: 8 PDF SIZE: 222 KB PDF LINK: /files/foia/repfoia/foirf05
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DOCUMENT NUMBER: 2

With Securities and Investments Board (SIB, United Kingdom, succeeded by

Fianacial Services Authority, FSA)
DATE: 09/01/1988 PAGES: 123 PDF SIZE: 2090 KB PDF LINK: /files/foia/repfoia/foirf05
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DOCUMENT NUMBER: 3

With Commission des Operations de Bourse (COB, France)
DATE: 06/06/1990 PAGES: 37 PDF SIZE: 698 KB PDF LINK: /files/foia/repfoia/foirf05
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DOCUMENT NUMBER: 4

With Comissao de Valores Mobiliarios (CVM, Brazil)
DATE: 04/12/1991 PAGES: 8 PDF SIZE: 108 KB PDF LINK: /files/foia/repfoia/foirf05
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DOCUMENT NUMBER: 5

With Ontario Securities Commission (OSC, Ontario, Canada), Commission des

valeurs mobilieres du Quebec (CVMQ, Quebec, Canada), and Canadian Self-

Regulatory Organizations
DATE: 09/23/1991 PAGES: 40 PDF SIZE: 56 KB PDF LINK: /files/foia/repfoia/foirf05
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